-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KcO3OyIaWDwYhvf88znvRfxKwB9eGXRV+j5kN1IYPMVC7u9kWtxcoaYK25cAW6V4 chrbJCfc0l9hk0lb40BHyA== 0000808326-06-000057.txt : 20060306 0000808326-06-000057.hdr.sgml : 20060306 20060306165914 ACCESSION NUMBER: 0000808326-06-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060303 FILED AS OF DATE: 20060306 DATE AS OF CHANGE: 20060306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIE HOWARD W CENTRAL INDEX KEY: 0001120361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06667851 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORPORATION STREET 2: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-03 0000808326 EMCORE CORP EMKR 0001120361 BRODIE HOWARD W C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 0 1 0 0 Chief Legal Officer Common Stock 2006-03-03 4 M 0 20000 6.6875 A 20000 D Common Stock 2006-03-03 4 S 0 20000 8.01 D 0 D Common Stock 2006-03-03 4 M 0 800 6.6875 A 800 D Common Stock 2006-03-03 4 S 0 800 8.0875 D 0 D Common Stock 2006-03-03 4 M 0 8855 6.6875 A 8855 D Common Stock 2006-03-03 4 S 0 8855 8.05 D 0 D Employee Stock Option (right to buy) 6.6875 2006-03-03 4 M 0 29655 D 2009-09-29 Common Stock 29655 50345 D The Option vested in five equal installments beginning on 9/29/2000 Stock Option Grant /s Howard Brodie 2006-03-06 -----END PRIVACY-ENHANCED MESSAGE-----