-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1xZq8NTyLTBoIIBBJB7gddVifsKyCXEuDYtgaYt6URBpqfuvBk+fPB5M+4OZxq+ n2hH1lxwYCMFRHvEiSDWUg== 0000808326-06-000043.txt : 20060214 0000808326-06-000043.hdr.sgml : 20060214 20060214182903 ACCESSION NUMBER: 0000808326-06-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060213 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS REUBEN F JR CENTRAL INDEX KEY: 0001035939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06618721 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH CORP CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-13 0000808326 EMCORE CORP EMKR 0001035939 RICHARDS REUBEN F JR C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 President and CEO Common Stock 2006-02-13 4 D 0 139485 8.25 D 562054 D Common Stock 200000 I By Spouse Shares tendered to the Company pursuant to the terms of a promissory note in partial repayment of indebtedness. On February 13, 2006, the Compensation Committee specifically approved the tender of shares, as permitted by the Note, at the price of $8.25 per share which was the closing price of the Company's Common Stock on February 13, 2006. Includes 10,751 shares purchased through the ESPP. /s/ Reuben F. Richards, Jr. 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----