-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cy2d1bf9FzoifrxPMcQwWYOZ99wendZzQ4ik1auraIaTpr5506rwTY/L839BcgUL +6lINgxJ2MzHFxj4VL/9LA== 0000808326-06-000030.txt : 20060208 0000808326-06-000030.hdr.sgml : 20060208 20060208103400 ACCESSION NUMBER: 0000808326-06-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060206 FILED AS OF DATE: 20060208 DATE AS OF CHANGE: 20060208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASSIE SCOTT CENTRAL INDEX KEY: 0001195545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06587476 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-06 0000808326 EMCORE CORP EMKR 0001195545 MASSIE SCOTT C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 0 1 0 0 Chief Operating Officer Emcore Common Stock 2006-02-06 4 S 0 484 8.78 D 500 D Emcore Common Stock 2006-02-06 4 S 0 500 8.7808 D 0 D Emcore Common Stock 2006-02-06 4 M 0 10000 2.63 A 10000 D Emcore Common Stock 2006-02-06 4 S 0 10000 8.70 D 0 D Emcore Common Stock 2006-02-16 4 M 0 40516 2.85 A 40516 D Emcore Common Stock 2006-02-06 4 S 0 40516 8.70 D 0 D Emcore Common Stock 2006-02-06 4 M 0 800 2.85 A 800 D Emcore Common Stock 2006-02-06 4 S 0 800 8.80 D 0 D Emcore Common Stock 2006-02-06 4 M 0 1600 2.85 A 1600 D Emcore Common Stock 2006-02-06 4 S 0 1600 8.81 D 0 D Emcore Common Stock 2006-02-06 4 M 0 200 2.85 A 200 D Emcore Common Stock 2006-02-06 4 S 0 200 8.75 D 0 D Emcore Common Stock 2006-02-06 4 M 0 200 2.85 A 200 D Emcore Common Stock 2006-02-06 4 S 0 200 8.77 D 0 D Emcore Common Stock 2006-02-06 4 M 0 700 2.85 A 700 D Emcore Common Stock 2006-02-06 4 S 0 700 8.74 D 0 D Emcore Common Stock 2006-02-06 4 M 0 600 2.85 A 600 D Emcore Common Stock 2006-02-06 4 S 0 600 8.79 D 0 D Emcore Common Stock 2006-02-06 4 M 0 500 2.85 A 500 D Emcore Common Stock 2006-02-06 4 S 0 500 8.78 D 0 D Emcore Common Stock 2006-02-06 4 M 0 2492 2.85 A 2492 D Emcore Common Stock 2006-02-06 4 S 0 2492 8.71 D 0 D Emcore Common Stock 2006-02-06 4 M 0 1992 2.85 A 1992 D Emcore Common Stock 2006-02-06 4 S 0 1992 8.73 D 0 D Emcore Common Stock 2006-02-06 4 M 0 400 2.85 A 400 D Emcore Common Stock 2006-02-06 4 S 0 400 8.72 D 0 D Common Stock 302 I by 401(k) Plan Employee Stock Option (right to buy) 2.63 2006-02-06 4 M 0 10000 0 D 2014-05-18 Common Stock 10000 0 D Employee Stock Option (right to buy) 2.85 2006-02-06 4 M 0 50000 0 D 2012-09-16 Common Stock 50000 0 D Mr. Massie acquired 984 shares on December 30, 2005 through his participation in the Company's Employee Stock Purchase Plan. This grant vests in four equal installments beginning on May 18, 2005 This option vests in three equal installments beginning on September 16, 2003 /s/ Scott Massie 2006-02-08 -----END PRIVACY-ENHANCED MESSAGE-----