-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OYkcRrPAJPy4tqZmCDxFyjQzAganxz/5SU0YAMeMDvv5d3N/fGEQscXHQQWGtjVN KzH6R+faJp7YU6AM68A9XQ== 0000808326-06-000027.txt : 20060203 0000808326-06-000027.hdr.sgml : 20060203 20060203081237 ACCESSION NUMBER: 0000808326-06-000027 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060104 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STALL RICHARD A CENTRAL INDEX KEY: 0001035935 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06575581 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-01-04 2006-01-06 0000808326 EMCORE CORP EMKR 0001035935 STALL RICHARD A C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 CTO EMCORE Corporation Common Stock 2006-01-04 4 M 0 10000 5.10 A 109732 D EMCORE Corporation Common Stock 2006-01-04 4 S 0 10000 7.85 D 99732 D EMCORE Corporation Common Stock 2006-01-04 4 M 0 500 2.63 A 100232 D EMCORE Corporation Common Stock 2006-01-04 4 S 0 500 7.74 D 99732 D EMCORE Corporation Common Stock 2006-01-04 4 M 0 1600 2.63 A 101332 D EMCORE Corporation Common Stock 2006-01-04 4 S 0 1600 7.73 D 99732 D EMCORE Corporation Common Stock 2006-01-04 4 M 0 4150 2.63 A 103882 D EMCORE Corporation Common Stock 2006-01-04 4 S 0 4150 7.72 D 99732 D EMCORE Corporation Common Stock 2006-01-04 4 S 0 6000 7.85 D 93732 D EMCORE Corporation Common Stock 548 I By 401(k) Plan Employee Stock Option (right to buy) 5.10 2006-01-04 4 M 0 10000 0 D 2006-11-22 Common Stock 10000 16210 D Employee Stock Option (right to buy) 2.63 2006-01-04 4 M 0 6250 0 D 2014-05-18 Common Stock 6250 6250 D The original report erroneously reported these options as part of the $5.10 options. This amendment corrects that error. All Sales Made Pursuant to 10b5-1 Plan. The original report erroneously reported the sale of 6,000 shares as the exercise and sale of 6,000 incentive stock options. This amendment corrects that error. The option vested in five equal annual installments beginning on November 22, 1997. The number of remaining $5.10 options was misreported in the Form 4 filed on December 15, 2006. The correct number should have been 59,210. There was also a mathematical error in the From 4 filed on December 19, 2006. The correct ending balance should have been 39,210. This option vests in four equal installments beginning on May 18, 2005. /s/ Richard A. Stall 2006-02-03 -----END PRIVACY-ENHANCED MESSAGE-----