-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OG5AZ0Eu0MFDU1/sCAiMcEO2tTFNrZQfOPZPWnus6ZtmSZ5+7UEkP0w+WpuCo4mz uqL4hHPSe/hhRc1dM9hvFg== 0000808326-06-000014.txt : 20060117 0000808326-06-000014.hdr.sgml : 20060116 20060117160159 ACCESSION NUMBER: 0000808326-06-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060112 FILED AS OF DATE: 20060117 DATE AS OF CHANGE: 20060117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERTHAN THOMAS G CENTRAL INDEX KEY: 0001035937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06533077 BUSINESS ADDRESS: BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-12 0000808326 EMCORE CORP EMKR 0001035937 WERTHAN THOMAS G C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 0 1 0 0 Chief Financial Officer Common Stock 2006-01-12 4 S 0 7000 8.98 D 32540 D Common Stock 2006-01-17 4 M 0 12546 5.10 A 45086 D Common Stock 2006-01-17 4 S 0 12546 8.53 D 32540 D Common Stock 6580 I by 401(k) Plan Employee Stock Option (right to buy) 5.10 2006-01-17 4 M 0 12546 D 2006-11-22 Common Stock 12546 37500 D All sales made pursuant to a 10b5-1 Plan. Includes 1,859 shares purchased under ESPP This option vested in four equal installments on 11/22/1997, 11/22/1998, 11/22/1999 and 11/22/2000 Stock Option Grant /s/ Thomas G. Werthan 2006-01-17 -----END PRIVACY-ENHANCED MESSAGE-----