-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6rhIcOVeaLATP2hfQWZW8O7bSFbeFS54R2XMgzCVf7sTEycoFXvEdPsojxGDMzt tXZodlevshcNmRKGIMxRyg== 0000808326-06-000003.txt : 20060105 0000808326-06-000003.hdr.sgml : 20060105 20060105101137 ACCESSION NUMBER: 0000808326-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060103 FILED AS OF DATE: 20060105 DATE AS OF CHANGE: 20060105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERTHAN THOMAS G CENTRAL INDEX KEY: 0001035937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06510830 BUSINESS ADDRESS: BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-03 0000808326 EMCORE CORP EMKR 0001035937 WERTHAN THOMAS G C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 0 1 0 0 Chief Financial Officer Common Stock 2006-01-03 4 S 0 1000 7.43 D 57428 D Common Stock 2006-01-03 4 S 0 200 7.42 D 57228 D Common Stock 2006-01-03 4 S 0 401 7.41 D 56827 D Common Stock 2006-01-03 4 S 0 300 7.40 D 56527 D Common Stock 2006-01-03 4 S 0 200 7.28 D 56327 D Common Stock 2006-01-03 4 S 0 100 7.37 D 56227 D Common Stock 2006-01-03 4 S 0 700 7.35 D 55527 D Common Stock 2006-01-03 4 S 0 100 7.34 D 55427 D Common Stock 2006-01-03 4 S 0 940 7.30 D 54487 D Common Stock 2006-01-03 4 S 0 200 7.28 D 54287 D Common Stock 2006-01-03 4 S 0 500 7.27 D 53787 D Common Stock 2006-01-03 4 S 0 817 7.26 D 52970 D Common Stock 2006-01-03 4 S 0 6419 7.25 D 46551 D Common Stock 5727 I by 401(k) Plan All sales made pursuant to a 10b5-1 Plan. Includes 1,870 shares purchased under ESPP /s/ Thomas G. Werthan 2006-01-05 -----END PRIVACY-ENHANCED MESSAGE-----