-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PGScGQGStvD987qdK3RRLiyGY0SNBOcybILaeqBx4axan202Jwg/fJ6OP9inMW0d 9Cgi0mjF82i/iSle3uN6bA== 0000808326-05-000115.txt : 20051220 0000808326-05-000115.hdr.sgml : 20051220 20051220105032 ACCESSION NUMBER: 0000808326-05-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051219 FILED AS OF DATE: 20051220 DATE AS OF CHANGE: 20051220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STALL RICHARD A CENTRAL INDEX KEY: 0001035935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 051274425 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-19 0000808326 EMCORE CORP EMKR 0001035935 STALL RICHARD A C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 CTO EMCORE Corporation Common Stock 2005-12-19 4 M 0 8000 5.10 A 107732 D EMCORE Corporation Common Stock 2005-12-19 4 S 0 8000 6.75 D 99732 D EMCORE Corporation Common Stock 2005-12-19 4 M 0 2000 5.10 A 101732 D EMCORE Corporation Common Stock 2005-12-19 4 S 0 2000 6.81 D 99732 D EMCORE Corporation Common Stock 2005-12-19 4 M 0 600 5.10 A 100332 D EMCORE Corporation Common Stock 2005-12-19 4 S 0 600 6.82 D 99732 D EMCORE Corporation Common Stock 2005-12-19 4 M 0 2900 5.10 A 102632 D EMCORE Corporation Common Stock 2005-12-19 4 S 0 2900 6.83 D 99732 D EMCORE Corporation Common Stock 2005-12-19 4 M 0 2000 5.10 A 101732 D EMCORE Corporation Common Stock 2005-12-19 4 S 0 2000 6.84 D 99732 D EMCORE Corporation Common Stock 2005-12-19 4 M 0 4500 5.10 A 104232 D EMCORE Corporation Common Stock 2005-12-19 4 S 0 4500 6.85 D 99732 D EMCORE Corporation Common Stock 8426 I By 401(k) Plan Employee Stock Option (right to buy) 5.10 2005-12-19 4 M 0 20000 0 D 2006-11-22 Common Stock 20000 41310 D Includes 394 shares purchased under the Employee Stock Purchase Plan The option vested in five equal annual installments beginning on November 22, 1997 /s/ Richard A. Stall 2005-12-20 -----END PRIVACY-ENHANCED MESSAGE-----