-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R6MOL+2CuBRq+Wl1cYQhLsVY/drmuPvULWZan2mLMwoTJQyh30iOvc/uteTvYdPu gpiIXhcMrZb87MXOCAFy5A== 0000808326-05-000111.txt : 20051215 0000808326-05-000111.hdr.sgml : 20051215 20051215181453 ACCESSION NUMBER: 0000808326-05-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051214 FILED AS OF DATE: 20051215 DATE AS OF CHANGE: 20051215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STALL RICHARD A CENTRAL INDEX KEY: 0001035935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 051267787 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-14 0000808326 EMCORE CORP EMKR 0001035935 STALL RICHARD A C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 CTO EMCORE Corporation Common Stock 2005-12-14 4 M 0 900 5.10 A 100632 D EMCORE Corporation Common Stock 2005-12-14 4 S 0 900 6.70 D 99732 D EMCORE Corporation Common Stock 2005-12-15 4 M 0 2000 5.10 A 101732 D EMCORE Corporation Common Stock 2005-12-15 4 S 0 2000 6.49 D 99732 D EMCORE Corporation Common Stock 8426 I By 401(k) Plan Employee Stock Option (right to buy) 5.10 2005-12-14 4 M 0 900 0 D 2006-11-22 Common Stock 900 61310 D Employee Stock Option (right to buy) 5.10 2005-12-15 4 M 0 2000 0 D 2006-11-22 Common Stock 2000 59310 D Includes 394 shares purchased under the Employee Stock Purchase Plan The option vested in five equal annual installments beginning on November 22, 1997 /s/ Richard A. Stall 2005-12-15 -----END PRIVACY-ENHANCED MESSAGE-----