-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bnnw27E4vCrHFFQxz4DGf6VBWQuVXmOI9aBrYYXzQSxrTgAOw6dkCRVK9TjGhtoI fo2shBsRsQ8ILvVO+fFGAw== 0000808326-05-000055.txt : 20050611 0000808326-05-000055.hdr.sgml : 20050611 20050601164856 ACCESSION NUMBER: 0000808326-05-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050601 FILED AS OF DATE: 20050601 DATE AS OF CHANGE: 20050601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERTHAN THOMAS G CENTRAL INDEX KEY: 0001035937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 05871279 BUSINESS ADDRESS: BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-06-01 0000808326 EMCORE CORP EMKR 0001035937 WERTHAN THOMAS G C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 Chief Financial Officer Common Stock 2005-06-01 4 M 0 14550 1.515 A 66973 D Common Stock 2005-06-01 4 S 0 14550 3.9932 D 52423 D Common Stock 2005-06-01 4 M 0 23274 1.515 A 75697 D Employee Stock Option (right to buy) 1.515 2005-06-01 4 M 0 14550 D 2005-09-11 Common Stock 14550 23274 D Employee Stock Option (right to buy) 1.515 2005-06-01 4 M 0 23274 D 2005-09-11 Common Stock 23274 0 D Mr. Werthan exercised an option to purchase 37,824 shares at $1.515 per share. To pay for the underlying shares, Mr. Werthan sold 14,550 shares in a same day exercise and sale of his stock option. He therefore netted 23,274 shares. This option vested in four equal installments on 9/11/1996, 9/11/1997, 9/11/1998 and 9/11/1999 Stock Option grant. /s/ Thomas G. Werthan 2005-06-01 -----END PRIVACY-ENHANCED MESSAGE-----