-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JwQ/v7WxE/leaIK5bGaf69n+46k5scUNGpdXJt0Sb2HSoCDtRf+M7Mcn89lUnz3j AbsG6gJr7b67NZbngUl40Q== 0000808326-05-000044.txt : 20050511 0000808326-05-000044.hdr.sgml : 20050511 20050511104332 ACCESSION NUMBER: 0000808326-05-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050510 FILED AS OF DATE: 20050511 DATE AS OF CHANGE: 20050511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STALL RICHARD A CENTRAL INDEX KEY: 0001035935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 05819052 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-05-10 0000808326 EMCORE CORP EMKR 0001035935 STALL RICHARD A C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 CTO Common Stock 2005-05-10 4 M 0 2648 1.515 A 108439 D Common Stock 2005-05-10 4 S 0 2648 3.38 D 105791 D Common Stock 6844 I By 401(k) plan Stock Option 1.515 2005-05-10 4 M 0 2648 D 1998-09-11 2005-09-11 Common Stock 2648 0 D Includes 394 shares purchased under the Employee Stock Purchase Plan. Reflects shares under the Company's 401(k) plan as of January 6, 2005 The option vested on September 11, 1998 Stock Option grant. /s/ Richard A. Stall 2005-05-11 -----END PRIVACY-ENHANCED MESSAGE-----