Exhibit 99

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tt4ioW3208RwCU3dYwvw19jCOWy2D1FwJWgeMYp2CD5IvJ9U9iM0FBOXXz/I7VIT yBSGpa9H/Kv72PJU0yPJew== 0001209191-10-062741.txt : 20101228 0001209191-10-062741.hdr.sgml : 20101228 20101228155509 ACCESSION NUMBER: 0001209191-10-062741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101108 FILED AS OF DATE: 20101228 DATE AS OF CHANGE: 20101228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO LP/NY CENTRAL INDEX KEY: 0000860662 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 101276003 BUSINESS ADDRESS: STREET 1: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORDON MICHAEL L CENTRAL INDEX KEY: 0001064682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 101276001 MAIL ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELO JOHN M CENTRAL INDEX KEY: 0001064681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 101276002 MAIL ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 4 1 c10311_4x1.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-11-08 0000808064 C&D TECHNOLOGIES INC CHP 0000860662 ANGELO GORDON & CO LP/NY 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 0001064681 ANGELO JOHN M 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 0001064682 GORDON MICHAEL L 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 Common Stock 2010-12-23 4 P 0 345029647 A 345029647 I See footnote 5.50% Convertible Senior Notes due 2026 4.84 2010-11-08 4 P 0 10350000 7555500 A 2026-11-15 Common Stock 2139534 26600000 I See footnote 5.50% Convertible Senior Notes due 2026 2010-12-23 4 S 0 26600000 0 D 2026-11-15 Common Stock 5498706 0 I See footnote The Reporting Persons disposed of all their 5.25% Convertible Senior Notes due 2025 and 5.50% Convertible Senior Notes due 2026 in exchange for 345,029,647 shares of common stock in an issuer exchange offer. The 5.25% Convertible Senior Notes were not exercisable within 60 days of the time of the exchange offer. In connection with the exchange offer, the Reporting Persons received 3,962.18 shares of common stock for each $1,000 in principal amount of its 5.25% Convertible Senior Notes that had a face value of $60,496,000. The Reporting Persons also received 3,959.91 shares of common stock for each $1,000 in principal amount of its 5.50% Convertible Senior Notes that had a face value of $26,600,000. These securities are held for the account of certain private investment funds for which Angelo, Gordon & Co., L.P. ("Angelo, Gordon") acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon. The filing of this statement shall not be deemed an admission that either John M. Angelo or Michael L. Gordon is the beneficial owner of any securities not held directly for his respective account for purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. The 5.50% Convertible Senior Notes are immediately exercisable. These securities were held for the account of certain private investment funds for which Angelo, Gordon acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon. The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. /s/ Kirk Wickman, as Attorney-in-Fact of JAMG LLC, General Partner of AG Partners, L.P., General Partner of Angelo, Gordon & Co., L.P. 2010-12-28 /s/ Kirk Wickman, as Attorney-in-Fact 2010-12-28 /s/ Kirk Wickman, as Attorney-in-Fact 2010-12-28 EX-99 2 c10311_99.htm ADDITIONAL EXHIBITS Exhibit 99

JOINT FILING INFORMATION


Reporting Person:		ANGELO, GORDON & CO., L.P.

Address:		245 PARK AVENUE 26th FLOOR NEW YORK, NY 10167

Designated Filer:		ANGELO, GORDON & CO., L.P.

Issuer and Symbol:		C&D TECHNOLOGIES, INC. (CHP)


Date of Event Requiring Statement:		11/08/10

Signature:		/s/ Kirk Wickman, as Attorney-in-Fact of JAMG LLC, General Partner of AG Partners, L.P., General Partner of Angelo, Gordon & Co., L.P.

		Kirk Wickman, as Attorney-in-Fact of JAMG LLC, General Partner of AG Partners, L.P., General Partner of Angelo, Gordon & Co., L.P.

Reporting Person:		JOHN M. ANGELO

Address:		245 PARK AVENUE 26th FLOOR NEW YORK, NY 10167

Designated Filer:		ANGELO, GORDON & CO., L.P.

Issuer and Symbol:		C&D TECHNOLOGIES, INC. (CHP)

Date of Event Requiring Statement:		11/08/10

Signature:		/s/ Kirk Wickman, as Attorney-in-Fact

		Kirk Wickman, as Attorney-in-Fact

Reporting Person:		MICHAEL L. GORDON

Address:		245 PARK AVENUE 26th FLOOR NEW YORK, NY 10167

Designated Filer:		ANGELO, GORDON & CO., L.P.

Issuer and Symbol:		C&D TECHNOLOGIES, INC. (CHP)

Date of Event Requiring Statement:		11/08/10

Signature:		/s/ Kirk Wickman, as Attorney-in-Fact

		Kirk Wickman, as Attorney-in-Fact

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