-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AUDP/OErknSJu3fRf5vhz/it6RnsGIsTevDXa8Kv/Kv91LGb9jSvh6ECUc1/LrZt EuZ/qx4toZiPDndJuMuo8w== 0000808064-99-000069.txt : 19990705 0000808064-99-000069.hdr.sgml : 19990705 ACCESSION NUMBER: 0000808064-99-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990702 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09389 FILM NUMBER: 99658447 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 COMPANY DATA: COMPANY CONFORMED NAME: DOWD KEVIN P CENTRAL INDEX KEY: 0001035221 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 188 STREET 2: C/O CHECKPOINT SYSTEMS INC CITY: THOROFARE STATE: NJ ZIP: 08086 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: C/O CHECKPOINT SYSTEMS INC STREET 2: PO BOX 188 CITY: THOROFARE STATE: NJ ZIP: 08086 4 1
- ------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - ------ Washington D.C. 20549 [ ] Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Dowd Kevin P. | C&D TECHNOLOGIES, INC. (CHP) | | |----------------------------------------|---------------------------------------------| _X_ Director ___ Owner | | (Last) (First) (MI) |3.IRS or Soc. Sec. No.|4.Statement for Month/| | | | of Reporting Person | Year | ___ Officer (give ___ Other | | c/o Checkpoint Systems, Inc. | (Voluntary) | | title below) (Specify below)| | 101 Wolf Drive | | 6/99 | | | P.O. Box 188 | | | | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment,Date of|7.Individual or Joint/Group Filing | | | | Original (Month/Year)| (Check Applicable Line) | | | | | | | | | | _X_ Form filed by One Reporting Person| | Thorofare NJ 08086 | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |3.Trans. |4.Security Acquired (A) or |5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date | Code | Disposed of (D) | Securities |Ownership| Indirect | | | (Mon/Day/Yr)|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially |Form Dir.| Beneficial | | | | | | | | | Owned at End |(D) or | Ownership | | | | | | |(A) | | of Month |Ind. (I) | (Instr. 4) | | | |Code | V | Amount |(D) | Price | (Instr. 3&4) | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | Common Stock | 6/29/99 | A | | 603 | A | 29.875 | 2,017 (1)| D | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | - --------------------------------------------------------------------------------------------------------------------------------
Reminder: Report of a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC1474(7-96) PAGE: 1 of 2
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) - -------------------------------------------------------------------------------------------------------------------------------- |1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|saction | Derivative |Exercisable| or Underlying |Derivative| of |Own.| of | |Security |Exercise |Date |Code | Securities |and | Securities |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|(Instr.8)| Acquired (A) or|Expiration | (Instr. 3 & 4) |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)| | (Instr. 3, 4&5)|(Mon/Day/ | | |cially |Sec.|(Instr. 4)| | |Security | | | | Year) | | |Owned at |Dir.| | | | | | | |-----------|---------------------| |End of |(D) | | | | | | | | | | |Amount or | |Month |or | | | | | |---------|-----------------|Date |Exp. | Title |Number of | |(Instr. 4)|Ind.| | | | | |Code| V | (A) | (D) |Exbl.|Date | |Shares | | |(I) | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| |Stock | | | | | | | | | | | | | | | |Option | | | | | | | | | | | | | | | |(Right to | |6/29/| | | | |6/29/|6/29/|Common | | | | | | |Buy) | 29.875 | 99 | A | | 2,000 | | 99 |2009 |Stock | 2,000 | | 2,000 | D | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| |Stock | | | | | | | | | | | | | | | |Option | | | | | | | | | | | | | | | |(Right to | | | | | | |6/30/|6/30/|Common | | | | | | |Buy) | 29.00 | (2) | M | | (2) | (2) | 98 |2008 |Stock | 2,000 | 29.00 | 2,000 | D | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------|
Explanation of Responses: (1) On July 24, 1998 the common stock of C&D Technologies, Inc. split two-for-one in the form of a 100% stock dividend, resulting in the reporting person's acquisition of 707 additional shares of common stock. (2) This option was previously reported as covering 1,000 shares at an exercise price of $58.00 per share, but was adjusted to reflect a two-for-one stock split in the form of a 100% stock dividend on July 24, 1998. FORM 4 (continued) /s/ Kevin P. Dowd 6/29/99 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC1474(7-96) PAGE 2 -----END PRIVACY-ENHANCED MESSAGE-----