-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R0Wi4i7WJWaApj+XZ+sff46OFPiCVauQbL2LpsahvGfsFhNLljYVm0jHAyJXqUjm fRPU1fFZJrd/T5hTHg8AGw== 0000808064-98-000077.txt : 19981204 0000808064-98-000077.hdr.sgml : 19981204 ACCESSION NUMBER: 0000808064-98-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981130 FILED AS OF DATE: 19981203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09389 FILM NUMBER: 98763408 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 COMPANY DATA: COMPANY CONFORMED NAME: MARLEY ROBERT T CENTRAL INDEX KEY: 0001065577 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O C&D TECHNOLOGIES, INC. STREET 2: 1400 UNION MEETIN ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156197815 MAIL ADDRESS: STREET 1: C/O C&D TECHNOLOGIES, INC. STREET 2: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 4 1
- ------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - ------ Washington D.C. 20549 [ ] Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Marley Robert T. | C&D TECHNOLOGIES, INC. (CHP) | | |----------------------------------------|---------------------------------------------| ___ Director ___ Owner | | (Last) (First) (MI) |3.IRS or Soc. Sec. No.|4.Statement for Month/| | | | of Reporting Person | Year | _X_ Officer (give ___ Other | | | (Voluntary) | | title below) (Specify below)| | 499 Moyer Road | | 11/98 | | | | | | Treasurer | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment,Date of|7.Individual or Joint/Group Filing | | | | Original (Month/Year)| (Check Applicable Line) | | | | | | | | | | _X_ Form filed by One Reporting Person| | Harleysville PA 19438 | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |3.Trans. |4.Security Acquired (A) or |5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date | Code | Disposed of (D) | Securities |Ownership| Indirect | | | (Mon/Day/Yr)|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially |Form Dir.| Beneficial | | | | | | | | | Owned at End |(D) or | Ownership | | | | | | |(A) | | of Month |Ind. (I) | (Instr. 4) | | | |Code | V | Amount |(D) | Price | (Instr. 3&4) | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | Common Stock | 11/30/98 | M | | 1,500 | A | 12.00 | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | Common Stock | 11/30/98 | S | | 1,500 | D | 28.9375 | -0- | D | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | - --------------------------------------------------------------------------------------------------------------------------------
Reminder: Report of a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC1474(7-96) PAGE: 1 of 2
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, covertible security) - -------------------------------------------------------------------------------------------------------------------------------- |1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|saction | Derivative |Exercisable| or Underlying |Derivative| of |Own.| of | |Security |Exercise |Date |Code | Securities |and | Securities |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|(Instr.8)| Acquired (A) or|Expiration | (Instr. 3 & 4) |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)| | (Instr. 3, 4&5)|(Mon/Day/ | | |cially |Sec.|(Instr. 4)| | |Security | | | | Year) | | |Owned at |Dir.| | | | | | | |-----------|---------------------| |End of |(D) | | | | | | | | | | |Amount or | |Month |or | | | | | |---------|-----------------|Date |Exp. | Title |Number of | |(Instr. 4)|Ind.| | | | | |Code| V | (A) | (D) |Exbl.|Date | |Shares | | |(I) | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | |Employee |12.00 |11/30| M | | | 1,500 | (1) |10/30|Common | 1,500 | | 2,500 | D | | |Stock Opt.| | 98 | | | | | | 2006| | | | | | | |Right to | | | | | | | | | | | | | | | |Buy | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------|
Explanation of Responses: (1) Option to buy shares of C&D TECHNOLOGIES, INC. Common Stock exercisable 33 1/3% on 9/30/97, 33 1/3% on 9/30/98 and 33 1/3% on 9/30/99. /s/ Robert T. Marley 12/3/98 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC1474(7-96) PAGE 2 -----END PRIVACY-ENHANCED MESSAGE-----