-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FNTsNOl2Q2PQcPNBU29cdU24ufXzEUIuXkA3KMRD6GHYSS8msgNjYB125MZ/ojaK En2dyX9bucDka3trOueh8A== 0000808064-02-000145.txt : 20021218 0000808064-02-000145.hdr.sgml : 20021218 20021218160004 ACCESSION NUMBER: 0000808064-02-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021218 FILED AS OF DATE: 20021218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 02861877 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ROBERTS WADE H JR CENTRAL INDEX KEY: 0001072615 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING RD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1385 EAVES SPRING RD CITY: MALVERN STATE: PA ZIP: 19355 4 1 roberts1.txt WADE ROBERTS FORM 4
- ------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - ------ Washington D.C. 20549 [ ] Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Roberts, Jr. Wade H. | C&D TECHNOLOGIES, INC. (CHP) | | |----------------------------------------|---------------------------------------------| _X_ Director ___ Owner | | (Last) (First) (MI) |3.IRS Identification |4.Statement for | | | | Number of Reporting | Month/Day/Year | _X_ Officer (give ___ Other | | c/o C& D Technoligies, Inc. | Person, if an entity| | title below) (Specify below)| | 1400 Union Meeting Road | (Voluntary) | 12/18/02 | President, Chief Executive | | | | | Officer and Director | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment, |7.Individual or Joint/Group Filing | | | | Date of Original | (Check Applicable Line) | | | | (Month/Day/Year) | | | | | | _X_ Form filed by One Reporting Person| | Blue Bell, PA 19422 | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |2A. Deemed |3.Trans. |4.Security Acquired (A)|5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date |Execution | Code | or Disposed of (D) | Securities |Ownership | Indirect | | | (Mon/Day/Yr)|Date, if any|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially Owned|Form Direct | Beneficial| | | |(Month/Day/ | | | |(A) | | Following Reported|(D) or | Ownership | | | |Year) | | | | or | | Transactions |Indirect (I)| (Instr. 4)| | | | | Code | V |Amount|(D) |Price | (Instr. 3 and 4) | | | |--------------------|-------------|------------|-----------------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | By 401(k) | | Common Stock | | | | | | | | 838.952 | I | Plan | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|----- |----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------|
Reminder: Report of a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC1474(9-02) PAGE: 1 of 2
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) - -----------------------------------------------------------------------------------------------------------------------------------| |1.Title of|2.Conver-|3. |3A. |4.Tran- |5.Number of |6.Date |7.Title and |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|Deemed |saction | Derivative |Exercisable| Amount of |Derivative| of |Own.| of | |Security |Exercise |Date |Exec. |Code | Securities |and | Underlying |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|Date, if|(Instr.8)| Acquired (A) or|Expiration | Securities |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ |any | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)|(Month/ | | (Instr. 3,4 & 5)|(Month/Day/| (Instr. 3 & 4) | |cially | |(Instr. 4)| | |Security | |Day/ | | | Year) | | |Owned |Dir.| | | | | |Year) |---------|-----------------|-----------|----------------| |Following |D) | | | | | | | | | | | | | |Amount or| |Reported |or | | | | | | | | | | |Date |Date |Title |Number of| |Trans. | | | | | | | |Code | V | (A) | (D) |Exbl.|Exp. | |Shares | |(Instr. 4)|(I) | | |----------|---------|-----|--------|-----|---|--------|--------|-----------|------|---------|----------|---------------|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |Phantom | |12/16| | | | | | | |Common| | | | | | |Stock | 1-for-1 |/02 | | A | | 69 | |IMMED|(2) |Stock | 69 | 17.94 | | | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |Phantom | |12/17| | | | | | | |Common| | | | | | |Stock | 1-for-1 |/02 | | A | | 71 | |IMMED|(2) |Stock | 71 | 17.39 | 3,046 |D | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|--------| ----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------|
Explanation of Responses: (1) Between November 1, 2002 and November 30, 2002 the reporting person acquired 4.753 shares of C&D Technologies, Inc. common stock under the C&D Technologies 401(k) plan. Shares owned are estimated based upon units held by reporting person under the C&D Technologies Stock Fund of the 401(k) Plan as of November 30, 2002. (2) Shares of Phantom Stock are payable following termination of the reporting person's employment with C&D Technologies or retirement. /s/ Wade H. Roberts, Jr. 12/18/02 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC1474(9-02) PAGE 2 -----END PRIVACY-ENHANCED MESSAGE-----