4 1 johnson.txt JAMES JOHNSON FORM 4 NOVEMBER 21, 2002
------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION ------ Washington D.C. 20549 [ ] Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Johnson, James D. | C&D TECHNOLOGIES, INC. (CHP) | | |----------------------------------------|---------------------------------------------| ___ Director ___ Owner | | (Last) (First) (MI) |3.IRS Identification |4.Statement for | | | | Number of Reporting | Month/Day/Year | _X_ Officer (give ___ Other | | c/o C& D Technoligies, Inc. | Person, if an entity| | title below) (Specify below)| | 1400 Union Meeting Road | (Voluntary) | 11/21/02 | Vice President and General Manager | | | | | Power Electronics Division | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment, |7.Individual or Joint/Group Filing | | | | Date of Original | (Check Applicable Line) | | | | (Month/Day/Year) | | | | | | _X_ Form filed by One Reporting Person| | Blue Bell, PA 19422 | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |2A. Deemed |3.Trans. |4.Security Acquired (A)|5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date |Execution | Code | or Disposed of (D) | Securities |Ownership | Indirect | | | (Mon/Day/Yr)|Date, if any|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially Owned|Form Direct | Beneficial| | | |(Month/Day/ | | | |(A) | | Following Reported|(D) or | Ownership | | | |Year) | | | | or | | Transactions |Indirect (I)| (Instr. 4)| | | | | Code | V |Amount|(D) |Price | (Instr. 3 and 4) | | | |--------------------|-------------|------------|-----------------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|----- |----|-----------|-------------------|------------|------------| | | | | | | | | | | | | | | | | | | | | | | | | |--------------------|-------------|------------|------|---|------|----|-----------|-------------------|------------|------------|
Reminder: Report of a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC1474(9-02) PAGE: 1 of 2
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) -----------------------------------------------------------------------------------------------------------------------------------| |1.Title of|2.Conver-|3. |3A. |4.Tran- |5.Number of |6.Date |7.Title and |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|Deemed |saction | Derivative |Exercisable| Amount of |Derivative| of |Own.| of | |Security |Exercise |Date |Exec. |Code | Securities |and | Underlying |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|Date, if|(Instr.8)| Acquired (A) or|Expiration | Securities |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ |any | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)|(Month/ | | (Instr. 3,4 & 5)|(Month/Day/| (Instr. 3 & 4) | |cially | |(Instr. 4)| | |Security | |Day/ | | | Year) | | |Owned |Dir.| | | | | |Year) |---------|-----------------|-----------|----------------| |Following |D) | | | | | | | | | | | | | |Amount or| |Reported |or | | | | | | | | | | |Date |Date |Title |Number of| |Trans. | | | | | | | |Code | V | (A) | (D) |Exbl.|Exp. | |Shares | |(Instr. 4)|(I) | | |----------|---------|-----|--------|-----|---|--------|--------|-----------|------|---------|----------|---------------|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |Phantom | |11/19| | | | | | | |Common| | | | | | |Stock | 1-for-1 |/02 | | A | | 6 | |IMMED|(1) |Stock | 6 | 17.00 | 552 |D | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|--------| ----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|--------|-----|---|--------|--------|-----|-----|------|---------|----------|----------|----|----------|
Explanation of Responses: (1) Shares of Phantom Stock are payable following termination of the reporting person's employment with C&D Technologies or retirement. /s/ James D. Johnson 11/21/02 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC1474(9-02) PAGE 2