-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TmTYy+bkrFn6zgmaTad3/eLYyT6fDsmC4pBiU1GVBxyMq+oeThQsLTMayNbrIAwR djBuwc3IQoIVzXdm43xPpg== 0000808064-02-000049.txt : 20020425 0000808064-02-000049.hdr.sgml : 20020425 ACCESSION NUMBER: 0000808064-02-000049 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020131 FILED AS OF DATE: 20020318 DATE AS OF CHANGE: 20020326 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09389 FILM NUMBER: 02578426 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 COMPANY DATA: COMPANY CONFORMED NAME: VELKER JOHN CENTRAL INDEX KEY: 0001100090 OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: C/O C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 5 1 velker.txt JOHN VELKER FORM 5
- - ------ FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION - - ------ Washington D.C. 20549 [ ] Check this box if ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, [ ] Form 3 Holdings Section 17(a) of the Public Utility Holding Company Act of 1935 or Reported Section 30(f) of the Investment Company Act 1940 [ ] Form 4 Holdings Reported - - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Velker, John A. | C&D TECHNOLOGIES, INC. (CHP) | | |----------------------------------------|---------------------------------------------| ___ Director ___ Owner | | (Last) (First) (MI) |3.IRS or Soc. Sec. No.|4.Statement for Month/| | | | of Reporting Person | Year | _X_ Officer (give ___ Other | | c/o C&D Technologies, Inc. | (Voluntary) | | title below) (Specify below)| | 1400 Uniom Meeting Road | | | Vice President of | | | | 1/02 | Corporate Development | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment,Date of|7.Individual or Joint/Group Filing | | | | Original (Month/Year)| (Check Applicable Line) | | | | | | | Blue Bell, PA 19422 | | | _X_ Form filed by One Reporting Person| | | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |3.Trans. |4.Security Acquired (A) or |5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date | Code | Disposed of (D) | Securities |Ownership| Indirect | | | (Mon/Day/Yr)|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially |Form Dir.| Beneficial | | | | |------------------------------| Owned at End |(D) or | Ownership | | | | | |(A) | | of Issuer's |Ind. (I) | (Instr. 4) | | | | | | | | Fiscal Year | | | | | |Code | Amount |(D) | Price | (Instr. 3&4) | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | 220.363 (1) | I |By 401(k) Plan | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------|
Reminder: Report of a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC1474(7-96) PAGE: 1 of 2
FORM 5 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, covertible security) - - -------------------------------------------------------------------------------------------------------------------------------- |1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|saction | Derivative |Exercisable| or Underlying |Derivative| of |Own.| of | |Security |Exercise |Date |Code | Securities |and | Securities |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|(Instr.8)| Acquired (A) or|Expiration | (Instr. 3 & 4) |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)| | (Instr. 3, 4&5)|(Mon/Day/ | | |cially |Sec.|(Instr. 4)| | |Security | | | | Year) | | |Owned at |Dir.| | | | | | | |-----------|---------------------| |End of |(D) | | | | | | | | | | |Amount or | |Year |or | | | | | |---------|-----------------|Date |Exp. | Title |Number of | |(Instr. 4)|Ind.| | | | | |Code| V | (A) | (D) |Exbl.|Date | |Shares | | |(I) | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| |Employee | | | | | | | | | | | | | | | |Stock | | | | | | | | | | | | | | | |Option | | | | | | | | | | | | | | | |(right to | |6/26 | | | | | |6/26 |Common | | | | | | |Buy) | 26.76 |/01 | A | V | 570 | | (2) |/11 |Stock | 570 | | 570 | D | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |Phantom | | | | | | | | | Common | | | | | | |Stock | 1-for-1 | (3) | A | | 441 | |Immed| (4) | Stock | 441 | (3) | 441 | D | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------|
Explanation of Responses: (1) Between January 1, 2002 and January 31, 2002 the reporting person acquired 8.425 shares of C&D Technologies, Inc. Common Stock under the C&D Technologies 401(k) plan. Shares owned are estimated based upon units held by reporting person under the C&D Technologies Stock Fund of the 401(k) Plan as of January 31, 2002. (2) This option vests in three equal annual installments beginning on June 26, 2002. (3) Acquired on various dates between February 1, 2001 and January 31, 2002 pursuant to C&D Technologies deferred compensation plan, at prices ranging from $17.06 to $55.14 per share. (4) Shares of phantom stock are payable following termination of the reporting person's employment with C&D Technologies or retirement. /s/ John A. Velker 3/13/02 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. PAGE 2 SEC1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----