-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjYz9iGZjzcFlcP3uBkiBNz2lRyX1E/nnU41xCUJJ9Ygc14KbrAm8N4Co/rx9kqI LATHbpjwHMA4sbY2vNNOtQ== 0000808064-01-500048.txt : 20010411 0000808064-01-500048.hdr.sgml : 20010411 ACCESSION NUMBER: 0000808064-01-500048 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-09389 FILM NUMBER: 1599227 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 COMPANY DATA: COMPANY CONFORMED NAME: ROBERTS WADE H JR CENTRAL INDEX KEY: 0001072615 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING RD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1385 EAVES SPRING RD CITY: MALVERN STATE: PA ZIP: 19355 5 1 roberts.txt WADE ROBERTS AMENDED FROM 5 JANUARY 2001
- ------ FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION - ------ Washington D.C. 20549 [ ] Check this box if ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, [ ] Form 3 Holdings Section 17(a) of the Public Utility Holding Company Act of 1935 or Reported Section 30(f) of the Investment Company Act 1940 [ ] Form 4 Holdings Reported - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Roberts, Jr. Wade | C&D TECHNOLOGIES, INC. (CHP) | | |----------------------------------------|---------------------------------------------| _X_ Director ___ Owner | | (Last) (First) (MI) |3.IRS or Soc. Sec. No.|4.Statement for Month/| | | | of Reporting Person | Year | _X_ Officer (give ___ Other | | c/o C&D Technologies, Inc. | (Voluntary) | | title below) (Specify below)| | 1400 Uniom Meeting Road | | | President, Chief Executive Officer | | | | 3/01 | and Director | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment,Date of|7.Individual or Joint/Group Filing | | | | Original (Month/Year)| (Check Applicable Line) | | | | | | | Blue Bell, PA 19422 | | | _X_ Form filed by One Reporting Person| | | | | | | | | 1/01 | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |3.Trans. |4.Security Acquired (A) or |5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date | Code | Disposed of (D) | Securities |Ownership| Indirect | | | (Mon/Day/Yr)|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially |Form Dir.| Beneficial | | | | |------------------------------| Owned at End |(D) or | Ownership | | | | | |(A) | | of Issuer's |Ind. (I) | (Instr. 4) | | | | | | | | Fiscal Year | | | | | |Code | Amount |(D) | Price | (Instr. 3&4) | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | 214.786 (1) | I |By 401(k) Plan | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------| | Common Stock | | | | | | | | | |----------------------------|-------------|----------|---------------|----|---------|---------------|---------|---------------|
Reminder: Report of a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC1474(7-96) PAGE: 1 of 2
FORM 5 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, covertible security) - -------------------------------------------------------------------------------------------------------------------------------- |1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|saction | Derivative |Exercisable| or Underlying |Derivative| of |Own.| of | |Security |Exercise |Date |Code | Securities |and | Securities |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|(Instr.8)| Acquired (A) or|Expiration | (Instr. 3 & 4) |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)| | (Instr. 3, 4&5)|(Mon/Day/ | | |cially |Sec.|(Instr. 4)| | |Security | | | | Year) | | |Owned at |Dir.| | | | | | | |-----------|---------------------| |End of |(D) | | | | | | | | | | |Amount or | |Year |or | | | | | |---------|-----------------|Date |Exp. | Title |Number of | |(Instr. 4)|Ind.| | | | | |Code| V | (A) | (D) |Exbl.|Date | |Shares | | |(I) | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |Phantom | | | | | | | | |Common | | | | | | |Stock | 1-for-1 |(2) | A | | 174 | |Immed|(3) |Stock | 174 | (2) | 174 | D | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------|
Explanation of Responses: (1) Between July 1, 2000 and January 31, 2001 the reporting person acquired 11.358 shares of C&D Technologies, Inc. Common Stock under the C&D Technologies 401(k) plan. (2) Acquired on various dates between September 1, 2000 and January 31, 2001 pursuant to C&D Technologies deferred compensation plan, at prices ranging from $38.8652 to $60.0625 per share. (3) Shares of phantom stock are payable in cash following termination of the reporting person's employment with C&D Technologies or retirement. /s/ Wade Roberts 4/9/01 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. PAGE 2 SEC1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----