-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2oXj+qYjAAoQ90j8z9U6IAG9uD7oZ0Ifua+/H0ODpmv5/fdCDr5W7YPysqkNpga iYXTYMVCTp+8fTjUNeJb1A== 0000808064-00-000110.txt : 20000713 0000808064-00-000110.hdr.sgml : 20000713 ACCESSION NUMBER: 0000808064-00-000110 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000222 FILED AS OF DATE: 20000710 DATE AS OF CHANGE: 20000712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: 3690 IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-09389 FILM NUMBER: 670801 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 COMPANY DATA: COMPANY CONFORMED NAME: RICH JOHN C CENTRAL INDEX KEY: 0001108225 STANDARD INDUSTRIAL CLASSIFICATION: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING RD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING RD CITY: BLUE BELL STATE: PA ZIP: 19422 3 1 0001.txt
- - ------ FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION - - ------ Washington D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 - - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person |2.Date of Event Re- |4. Issuer Name and Ticker or Trading Symbol | | | quiring Statement | | | Rich John C. | (Month/Day/Year) | C&D TECHNOLOGIES, INC. (CHP) | |----------------------------------------| 2/28/00 |---------------------------------------------------------------| | (Last) (First) (MI) |---------------------|5.Relationship of Reporting Person to Issurer|6.If Amendment, | | |3.IRS or Social Se- | (Check all applicable) | Date of Original| | 1400 Union Meeting Road | curity Number of | | 3/2/00 | |----------------------------------------| Reporting Person | ___ Director ___ 10% Owner |-----------------| | (Street) | (Voluntary) | _X_ Officer (give ___ Other (specify |7. Individual or | | | | title below) below) | Joint/Group | | | | | filing (Check | | Blue Bell, PA 19422 | | | applicable line)| | | | Vice President and General Manager |_X_Form filed by | | | | Power Electronics Division | One Reporting | | | | | Person | |----------------------------------------|---------------------|---------------------------------------------|___Form filed by | | (City) (State) (Zip) | | More than One | | | TABLE I - Non-Derivative Securities Owned | Reporting Person| |----------------------------------------|-------------------------------------------------------------------------------------| |1.Title of Security |2.Amount of Securities | 3. Ownership |4.Nature of Indirect Beneficial Ownership| | (Instr. 4) | Beneficially Owned | Form: Direct (D) | (Instr. 5) | | | (Instr. 4) | or Indirect (I) | | | | | (Instr. 5) | | |----------------------------|----------------------------|--------------------------|-----------------------------------------| | | | | | | | | | | |----------------------------|----------------------------|--------------------------|-----------------------------------------| | | | | | | | | | | | | | | | |----------------------------|----------------------------|--------------------------|-----------------------------------------| | | | | | | | | | | | | | | | |----------------------------|----------------------------|--------------------------|-----------------------------------------| | | | | | | | | | | | | | | | |----------------------------|----------------------------|--------------------------|-----------------------------------------| | | | | | | | | | | | | | | | |----------------------------|----------------------------|--------------------------|-----------------------------------------| | | | | | | | | | | | | | | | - - --------------------------------------------------------------------------------------------------------------------------------
Reminder: Report of a separate line for each class securities owned directly or indirectly. SEC1473 (8-92) PAGE: 1 of 2
FORM 3 (continued) TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, covertible security) - - -------------------------------------------------------------------------------------------------------------------------------- |1.Title of Derivative Security |2.Date Exer- |3.Title and Amount of Securities |4.Conver- |5.Owner- |6.Nature of In-| | (Instr. 4) | cisable and | Underlying Derivative Security | sion or | ship | direct | | | Expiration | (Instr. 4) | Exercise| Form of | Beneficial | | | Date (Month/ | | Price of| Deriv- | Ownership | | | Day/Year) | | Deri- | ative | | | |-----------------|---------------------------------| vative | Security | | | |Date |Expira- | | Amount | Security| Direct | | | |Exer- |tion | Title | or | | (D) or | | | |cisable |Date | | Number | | Indirect | | | | | | |of Shares| | (I) | | | | | | | | | (Instr 5)| | |------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------| | | | | | | | | | |Stock Option (Right to Buy) | (1) | 2/28/10| Common Stock |7,500 | 45.625 | (D) | | |------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------| | | | | | | | | | | | | | | | | | | |------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------| | | | | | | | | | | | | | | | | | | |------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------| | | | | | | | | | | | | | | | | | | |------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------| | | | | | | | | | | | | | | | | | | |------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------| | | | | | | | | | | | | | | | | | | |------------------------------------|--------|--------|-----------------------|---------|----------|----------|---------------| | | | | | | | | | | | | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) The option vests in three equal annual installments beginning on February 28, 2001. /s/ John C. Rich 7/10/00 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC 1473 (8-92) PAGE 2 -----END PRIVACY-ENHANCED MESSAGE-----