-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UGIf78cRqdFMC+z9BGiUoPEw5HCy7t/tps+pgtEvlS+07tOdP5JarIar5pq823Az yJbY6NBRwMbNI659nYHv8A== /in/edgar/work/20000710/0000808064-00-000101/0000808064-00-000101.txt : 20000712 0000808064-00-000101.hdr.sgml : 20000712 ACCESSION NUMBER: 0000808064-00-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: [3690 ] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09389 FILM NUMBER: 670674 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 COMPANY DATA: COMPANY CONFORMED NAME: BULLOCK KATHRYN R CENTRAL INDEX KEY: 0001100925 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: C&D TECHNOLOGIES INC STREET 2: 1400 UNION MEETING ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 4 1 0001.txt
- ------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - ------ Washington D.C. 20549 [ ] Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Bullock, Kathryn R. | C&D TECHNOLOGIES, INC. (CHP) | | |----------------------------------------|---------------------------------------------| ___ Director ___ Owner | | (Last) (First) (MI) |3.IRS or Soc. Sec. No.|4.Statement for Month/| | | | of Reporting Person | Year | _X_ Officer (give ___ Other | | c/o C&D TECHNOLOGIES, INC. | (Voluntary) | | title below) (Specify below)| | 1400 Union Meeting Road | | 6/00 | Vice President, | | | | | Technology | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment,Date of|7.Individual or Joint/Group Filing | | | | Original (Month/Year)| (Check Applicable Line) | | | | | | | Blue Bell, PA 19422 | | | _X_ Form filed by One Reporting Person| | | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |3.Trans. |4.Security Acquired (A) or |5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date | Code | Disposed of (D) | Securities |Ownership| Indirect | | | (Mon/Day/Yr)|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially |Form Dir.| Beneficial | | | | | | | | | Owned at End |(D) or | Ownership | | | | | | |(A) | | of Month |Ind. (I) | (Instr. 4) | | | |Code | V | Amount |(D) | Price | (Instr. 3&4) | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | By 401(k) | | Common Stock | | | | | | | 217.013 (1) | I | plan | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | - --------------------------------------------------------------------------------------------------------------------------------
Reminder: Report of a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) SEC1474(7-96) PAGE: 1 of 2
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, covertible security) - -------------------------------------------------------------------------------------------------------------------------------- |1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|saction | Derivative |Exercisable| or Underlying |Derivative| of |Own.| of | |Security |Exercise |Date |Code | Securities |and | Securities |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|(Instr.8)| Acquired (A) or|Expiration | (Instr. 3 & 4) |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)| | (Instr. 3, 4&5)|(Mon/Day/ | | |cially |Sec.|(Instr. 4)| | |Security | | | | Year) | | |Owned at |Dir.| | | | | | | |-----------|---------------------| |End of |(D) | | | | | | | | | | |Amount or | |Month |or | | | | | |---------|-----------------|Date |Exp. | Title |Number of | |(Instr. 4)|Ind.| | | | | |Code| V | (A) | (D) |Exbl.|Date | |Shares | | |(I) | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| |Employee | | | | | | | | | | | | | | | |Stock | | | | | | | | | | | | | | | |Option | | | | | | | | | | | | | | | |(right to | | | | | | | |2/06/|Common | | | | | | |Buy |19.625 |(2) | M | | (2) | (2) | (2) | 09 |Stock | (2) | 19.625 | 10,000 | D | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| |Employee | | | | | | | | | | | | | | | |Stock | | | | | | | | | | | | | | | |Option | | | | | | | | | | | | | | | |(right to | | | | | | | |2/22/|Common | | | | | | |Buy |23.3125 |(3) | M | | (3) | (3) | (3) | 10 |Stock | (3) | 23.3125 | 8,000 | D | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------|
Explanation of Responses: (1) Between March 1, 2000 and June 30, 2000 the reporting person acquired 73.713 shares of C&D Technologies, Inc. common stock under the C&D Technologies 401(k) Plan. On June 16, 2000 the Common Stock of C&D Technologies, Inc. split two-for- one in the form of a 100% stock dividend, resulting in the reporting person's scquisition of 112.20 additional shares of common stock. Shares owned are estimated based upon units held by reporting person under the C&D Technologies Stock Fund of the 401(k) Plan as of June 30, 2000. (2) This option was previously reported as covering 5,000 shares at an exercise price of $39.25 per share, but was adjusted to reflect a two-for-one split in the form of a 100% stock dividend on June 16, 2000. (3) This option was previously reported as covering 4,000 shares at an exercise price of $44.625 per share, but was adjusted to reflect a two-for-one split in teh form of a 100% stock dividend on June 16, 2000. /s/ Kathryn R. Bullock 7/10/00 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC1474(7-96) PAGE 2 -----END PRIVACY-ENHANCED MESSAGE-----