0001193125-12-075506.txt : 20120223 0001193125-12-075506.hdr.sgml : 20120223 20120223165804 ACCESSION NUMBER: 0001193125-12-075506 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120222 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MITEK SYSTEMS INC CENTRAL INDEX KEY: 0000807863 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 870418827 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35231 FILM NUMBER: 12634538 BUSINESS ADDRESS: STREET 1: 8911 BALBOA AVE., SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-7810 MAIL ADDRESS: STREET 1: 8911 BALBOA AVE., SUITE B CITY: SAN DIEGO STATE: CA ZIP: 92123 8-K 1 d305848d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): February 22, 2012

 

 

MITEK SYSTEMS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   001-35231   87-0418827

(State or other jurisdiction

of incorporation)

  

Commission

file number

  

(I.R.S. Employer

identification number)

8911 Balboa Ave., Suite B, San Diego, California 92123

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (858) 309-1700

N/A

(Former name, or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

On February 22, 2012, Mitek Systems, Inc., a Delaware corporation (the “Company”), held an annual meeting of its stockholders (the “Annual Meeting”). As of January 9, 2012, the record date for the Annual Meeting, there were 24,542,255 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, a total of 21,113,797 shares of the Company’s common stock were represented in person or by proxy. Set forth below is a brief description of each matter voted upon at the Annual Meeting and the voting results with respect to each matter. These proposals are more fully described in the Company’s definitive proxy statement for the Annual Meeting filed with the U.S. Securities and Exchange Commission on January 18, 2012.

 

1. A proposal to elect the following seven directors to serve until the Company’s 2013 annual meeting of stockholders and until their respective successors have been elected and qualified: John M. Thornton, James B. DeBello, Vinton P. Cunningham, Gerald I. Farmer, Alex W. “Pete” Hart, Sally B. Thornton and William P. Tudor.

 

    

For

   

Withheld

   

Broker Non-Votes

John M. Thornton

    12,458,465    319,569    8,335,763

James B. DeBello

    12,517,895    260,139    8,335,763

Vinton P. Cunningham

    12,681,759    96,275    8,335,763

Gerald I. Farmer

    8,455,364    4,322,670    8,335,763

Alex W. “Pete” Hart

    9,459,723    3,318,311    8,335,763

Sally B. Thornton

    11,436,973    1,341,061    8,335,763

William P. Tudor

    9,463,730    3,314,304    8,335,763

 

2. A proposal to approve the Mitek Systems, Inc. 2012 Incentive Plan.

 

For

   

Against

   

Abstained

   

Broker Non-Votes

9,603,231

    3,144,658    30,145    8,335,763

 

3. A proposal to ratify the selection of Mayer Hoffman McCann P.C. as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2012.

 

For

   

Against

   

Abstained

   

Broker Non-Votes

20,798,800

    275,662    39,335    0

 

4. A proposal to transact such other business as may properly come before the meeting or any adjournment or postponement thereof.

 

For

   

Against

   

Abstained

   

Broker Non-Votes

15,433,980

    5,541,648    138,169    0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

MITEK SYSTEMS, INC.
By:  

/s/ Russell C. Clark

  Russell C. Clark
  Chief Financial Officer

Date: February 22, 2012