0001654954-22-009344.txt : 20220707 0001654954-22-009344.hdr.sgml : 20220707 20220707081509 ACCESSION NUMBER: 0001654954-22-009344 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220707 FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WPP plc CENTRAL INDEX KEY: 0000806968 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38303 FILM NUMBER: 221070668 BUSINESS ADDRESS: STREET 1: SEA CONTAINERS STREET 2: 18 UPPER GROUND CITY: LONDON STATE: X0 ZIP: SE1 9GL BUSINESS PHONE: 440 20 7282 4600 MAIL ADDRESS: STREET 1: SEA CONTAINERS STREET 2: 18 UPPER GROUND CITY: LONDON STATE: X0 ZIP: SE1 9GL FORMER COMPANY: FORMER CONFORMED NAME: WPP GROUP PLC DATE OF NAME CHANGE: 19960514 6-K 1 a7035r.htm NOTIFICATION OF MAJOR HOLDINGS a7035r
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
 
FORM 6-K
____________________
 
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
 
For the Month of July 2022
 
Commission File Number: 001-38303
______________________
 
WPP plc
(Translation of registrant's name into English)
________________________
 
Sea Containers, 18 Upper Ground
London, United Kingdom SE1 9GL
(Address of principal executive offices)
_________________________
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
Form 20-F X Form 40-F ___
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ___
 
Note:  Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ___
 
Note:  Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.
 
Forward-Looking Statements
 
In connection with the provisions of the U.S. Private Securities Litigation Reform Act of 1995 (the ‘Reform Act’), the Company may include forward-looking statements (as defined in the Reform Act) in oral or written public statements issued by or on behalf of the Company. These forward-looking statements may include, among other things, plans, objectives, beliefs, intentions, strategies, projections and anticipated future economic performance based on assumptions and the like that are subject to risks and uncertainties. These statements can be identified by the fact that they do not relate strictly to historical or current facts. They use words such as ‘anticipate’, ‘estimate’, ‘expect’, ‘intend’, ‘will’, ‘project’, ‘plan’, ‘believe’, ‘target’, and other words and similar references to future periods but are not the exclusive means of identifying such statements. As such, all forward-looking statements involve risk and uncertainty because they relate to future events and circumstances that are beyond the control of the Company. Actual results or outcomes may differ materially from those discussed or implied in the forward-looking statements. Therefore, you should not rely on such forward-looking statements, which speak only as of the date they are made, as a prediction of actual results or otherwise. Important factors which may cause actual results to differ include but are not limited to: the impact of outbreaks, epidemics or pandemics, such as the Covid-19 pandemic and ongoing challenges and uncertainties posed by the Covid-19 pandemic for businesses and governments around the world; the unanticipated loss of a material client or key personnel; delays or reductions in client advertising budgets; shifts in industry rates of compensation; regulatory compliance costs or litigation; changes in competitive factors in the industries in which we operate and demand for our products and services; our inability to realise the future anticipated benefits of acquisitions; failure to realise our assumptions regarding goodwill and indefinite lived intangible assets; natural disasters or acts of terrorism; the Company’s ability to attract new clients; the economic and geopolitical impact of the Russian invasion of Ukraine; the risk of global economic downturn; technological changes and risks to the security of IT and operational infrastructure, systems, data and information resulting from increased threat of cyber and other attacks; the Company’s exposure to changes in the values of other major currencies (because a substantial portion of its revenues are derived and costs incurred outside of the UK); and the overall level of economic activity in the Company’s major markets (which varies depending on, among other things, regional, national and international political and economic conditions and government regulations in the world’s advertising markets). In addition, you should consider the risks described in Item 3D, captioned “Risk Factors,” which could also cause actual results to differ from forward-looking information. In light of these and other uncertainties, the forward-looking statements included in this document should not be regarded as a representation by the Company that the Company’s plans and objectives will be achieved. Neither the Company, nor any of its directors, officers or employees, provides any representation, assurance or guarantee that the occurrence of any events anticipated, expressed or implied in any forward-looking statements will actually occur. The Company undertakes no obligation to update or revise any such forward-looking statements, whether as a result of new information, future events or otherwise.
 
 
EXHIBIT INDEX
 
Exhibit No.
Description
1
Notification of Major Holdings dated 07 July 2022, prepared by WPP plc.
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
JE00B8KF9B49
 
 
Issuer Name
 
WPP PLC
 
 
UK or Non-UK Issuer
 
Non-UK
 
 
2. Reason for Notification
 
An acquisition or disposal of voting rights
 
 
3. Details of person subject to the notification obligation
 
Name
 
Wellington Management Group LLP
 
 
City of registered office (if applicable)
 
Boston
 
 
Country of registered office (if applicable)
 
United States

 
4. Details of the shareholder
 
Name
 
City of registered office
Country of registered office
Vidacos Nominees Limited
 
 
 
State Street Nominees Limited
 
 
 
ROY Nominees Limited
 
 
 
Nortrust Nominees Limited
 
 
 
Mellon Nominees (UK) Ltd.
 
 
 
JP Morgan Chase Nominees Limited
 
 
 
HSBC Global Custody Nominee (UK) Limited
 
 
 
Goldman Sachs International
 
 
 
Euroclear Nominees Limited
 
 
 
BNY (OCS) Nominees Limited
 
 
 
BBH ISL Nominees Ltd
 
 
 
5. Date on which the threshold was crossed or reached
 
05-Jul-2022
 
 
 
6. Date on which Issuer notified
 
06-Jul-2022
 
 
 
7. Total positions of person(s) subject to the notification obligation
 
..
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
4.980000
 
0.080000
 
5.060000
 
55360124
 
Position of previous notification (if applicable)
 
5.000000
 
0.100000
 
5.100000
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
JE00B8KF9B49
 
 
54414262
 
 
4.980000
 
Sub Total 8.A
54414262
 
4.980000%
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Depository Receipt
 
 
 
105
 
0.000000
 
Sub Total 8.B1
 
105
 
0.000000%
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Equity Swap
 
15/05/2023
 
25/01/2022 to 15/05/2023
 
Cash
 
30536
 
0.000000
 
Equity Swap
 
22/05/2023
 
25/01/2022 to 22/05/2023
 
Cash
 
915221
 
0.080000
 
Sub Total 8.B2
 
945757
 
0.080000%
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Wellington Management Group LLP
 
Wellington Group Holdings LLP
 
 
 
5.060000%
 
Wellington Group Holdings LLP
 
Wellington Investment Advisors Holdings LLP
 
 
 
5.060000%
 
Wellington Investment Advisors Holdings LLP
 
Wellington Management Company LLP
 
 
 
 
Wellington Investment Advisors Holdings LLP
 
Wellington Management Global Holdings, Ltd.
 
 
 
 
Wellington Management Global Holdings, Ltd.
 
Wellington Management International Ltd
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
 
The number and % of voting rights held
 
 
 
 
The date until which the voting rights will be held
 
 
 
 
11. Additional Information
 
Wellington Management Company LLP is an investment management entity that manages the assets of certain funds and/or managed accounts and the assets under its management include:49,749,225 of interests described in Box 8A, Box 8B 1 and Box 8B 2 of this notification.Wellington Management Company LLP is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Management Group LLP.Wellington Management International Ltd is an investment management entity that manages the assets of certain funds and/or managed accounts and the assets under its management include:5,609,828 of interests described in Box 8A of this notification.Wellington Management International Ltd is a direct controlled undertaking of Wellington Management Global Holdings, Ltd., which, in turn, is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Management Group LLP.Wellington Management Europe GmbH is an investment management entity that manages the assets of certain funds and/or managed accounts and the assets under its management include:1,071 of interests described in Box 8A of this notification.Wellington Management Europe GmbH is a direct controlled undertaking of Wellington Management Global Holdings, Ltd., which, in turn, is a direct controlled undertaking of Wellington Investment Advisors Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a direct controlled undertaking of Wellington Management Group LLP.
 
 
12. Date of Completion
 
06-Jul-2022
 
 
13. Place Of Completion
 
London, UK
 
 
 
 
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
WPP PLC
 
(Registrant)
 
 
Date: 07 July 2022.
By:  ______________________
 
          Balbir Kelly-Bisla
 
          Company Secretary