<SEC-DOCUMENT>0001193125-14-223986-index.html : 20140623 <SEC-HEADER>0001193125-14-223986.hdr.sgml : 20140623 <ACCEPTANCE-DATETIME>20140603161204 ACCESSION NUMBER: 0001193125-14-223986 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 26 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 EFFECTIVENESS DATE: 20140604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASATCH FUNDS TRUST CENTRAL INDEX KEY: 0000806633 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-10451 FILM NUMBER: 14887663 BUSINESS ADDRESS: STREET 1: 505 WAKARA WAY STREET 2: SUITE 300 CITY: SALT LAKE CITY STATE: UT ZIP: 84108 BUSINESS PHONE: 8015330777 MAIL ADDRESS: STREET 1: 505 WAKARA WAY STREET 2: SUITE 300 CITY: SALT LAKE CITY STATE: UT ZIP: 84108 FORMER COMPANY: FORMER CONFORMED NAME: WASATCH FUNDS INC DATE OF NAME CHANGE: 19990714 FORMER COMPANY: FORMER CONFORMED NAME: WASATCH ADVISORS FUNDS INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASATCH FUNDS TRUST CENTRAL INDEX KEY: 0000806633 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-04920 FILM NUMBER: 14887664 BUSINESS ADDRESS: STREET 1: 505 WAKARA WAY STREET 2: SUITE 300 CITY: SALT LAKE CITY STATE: UT ZIP: 84108 BUSINESS PHONE: 8015330777 MAIL ADDRESS: STREET 1: 505 WAKARA WAY STREET 2: SUITE 300 CITY: SALT LAKE CITY STATE: UT ZIP: 84108 FORMER COMPANY: FORMER CONFORMED NAME: WASATCH FUNDS INC DATE OF NAME CHANGE: 19990714 FORMER COMPANY: FORMER CONFORMED NAME: WASATCH ADVISORS FUNDS INC DATE OF NAME CHANGE: 19920703 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000877 <SERIES-NAME>Wasatch Core Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002495 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WGROX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000878 <SERIES-NAME>Wasatch Small Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002496 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WMCVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000879 <SERIES-NAME>Wasatch Ultra Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002497 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAMCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000880 <SERIES-NAME>Wasatch World Innovators Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002498 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAGTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000881 <SERIES-NAME>Wasatch Heritage Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002499 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAHGX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000882 <SERIES-NAME>Wasatch-Hoisington U.S. Treasury Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002500 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WHOSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000883 <SERIES-NAME>Wasatch International Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002501 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAIGX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000884 <SERIES-NAME>Wasatch International Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002502 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAIOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000885 <SERIES-NAME>Wasatch Micro Cap Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002503 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WMICX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000886 <SERIES-NAME>Wasatch Micro Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002504 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAMVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000000887 <SERIES-NAME>Wasatch Small Cap Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002505 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAAEX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000009843 <SERIES-NAME>Wasatch Strategic Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027264 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WASIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000018772 <SERIES-NAME>Wasatch Emerging Markets Small Cap Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000051938 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAEMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000022592 <SERIES-NAME>Wasatch Global Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000065330 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAGOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000024178 <SERIES-NAME>Wasatch-1st Source Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000070969 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>FMEQX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000024179 <SERIES-NAME>Wasatch Large Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000070970 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>FMIEX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000024180 <SERIES-NAME>Wasatch Long/Short Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000070971 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>FMLSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000031426 <SERIES-NAME>Wasatch Emerging India Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000097757 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAINX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000035891 <SERIES-NAME>Wasatch Frontier Emerging Small Countries Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000110019 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>WAFMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000806633 <SERIES-ID>S000038937 <SERIES-NAME>Wasatch Emerging Markets Select Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000119725 <CLASS-CONTRACT-NAME>Investor Class shares <CLASS-CONTRACT-TICKER-SYMBOL>WAESX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>d726680d485bpos.htm <DESCRIPTION>WASATCH FUNDS <TEXT> Document 1 - file: d726680d485bpos.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.4 <SEQUENCE>2 <FILENAME>d726680dex99h4.htm <DESCRIPTION>AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT <TEXT> Document 2 - file: d726680dex99h4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J <SEQUENCE>3 <FILENAME>d726680dex99j.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 3 - file: d726680dex99j.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g7266804.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g7266804.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g726680g03d24.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g726680g03d24.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g726680g03w73.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g726680g03w73.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g726680g10l53.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g726680g10l53.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g726680g11x16.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g726680g11x16.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g726680g14l81.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g726680g14l81.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g726680g18i59.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g726680g18i59.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g726680g23j71.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g726680g23j71.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g726680g28g14.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g726680g28g14.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g726680g29b25.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g726680g29b25.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g726680g32i03.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g726680g32i03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g726680g34k43.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g726680g34k43.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g726680g35o51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g726680g35o51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g726680g41z24.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g726680g41z24.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g726680g46t07.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g726680g46t07.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g726680g53o87.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: g726680g53o87.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g726680g58m29.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g726680g58m29.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g726680g61t92.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g726680g61t92.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g726680g62w31.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: g726680g62w31.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>g726680g71s12.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: g726680g71s12.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>g726680g74u64.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: g726680g74u64.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>g726680g85s89.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: g726680g85s89.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>g726680g97e16.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: g726680g97e16.jpg
</DOCUMENT> </SEC-DOCUMENT>