-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UHpsDcyCo6DakhiHPl3b8ESeYPHj+mHIFUvhiEbSb9o1Tz73Ybk3g+boVK20F7B4 YsY9kr45X++FWVnWomNuNw== 0001193125-09-114899.txt : 20090522 0001193125-09-114899.hdr.sgml : 20090522 20090519155129 ACCESSION NUMBER: 0001193125-09-114899 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090519 DATE AS OF CHANGE: 20090519 EFFECTIVENESS DATE: 20090519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASATCH FUNDS INC CENTRAL INDEX KEY: 0000806633 IRS NUMBER: 000000000 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-10451 FILM NUMBER: 09839569 BUSINESS ADDRESS: STREET 1: 150 SOCIAL HALL AVENUE STREET 2: 4TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 4142715885 MAIL ADDRESS: STREET 1: 150 SOCIAL HALL AVENUE STREET 2: 4TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84111 FORMER COMPANY: FORMER CONFORMED NAME: WASATCH ADVISORS FUNDS INC DATE OF NAME CHANGE: 19920703 0000806633 S000000877 Wasatch Core Growth Fund C000002495 Wasatch Core Growth Fund WGROX 0000806633 S000000878 Wasatch Small Cap Value Fund C000002496 Wasatch Small Cap Value Fund WMCVX 0000806633 S000000879 Wasatch Ultra Growth Fund C000002497 Wasatch Ultra Growth Fund WAMCX 0000806633 S000000880 Wasatch Global Science & Technology Fund C000002498 Wasatch Global Science & Technology Fund WAGTX 0000806633 S000000881 Wasatch Heritage Growth Fund C000002499 Wasatch Heritage Growth Fund WAHGX 0000806633 S000000882 Wasatch-Hoisington U.S. Treasury Fund C000002500 Wasatch-Hoisington U.S. Treasury Fund WHOSX 0000806633 S000000883 Wasatch International Growth Fund C000002501 Wasatch International Growth Fund WAIGX 0000806633 S000000884 Wasatch International Opportunities Fund C000002502 Wasatch International Opportunities Fund WAIOX 0000806633 S000000885 Wasatch Micro Cap Fund C000002503 Wasatch Micro Cap Fund WMICX 0000806633 S000000886 Wasatch Micro Cap Value Fund C000002504 Wasatch Micro Cap Value Fund WAMVX 0000806633 S000000887 Wasatch Small Cap Growth Fund C000002505 Wasatch Small Cap Growth Fund WAAEX 0000806633 S000009843 Wasatch Strategic Income Fund C000027264 Wasatch Strategic Income Fund WASIX 0000806633 S000018772 Wasatch Emerging Markets Small Cap Fund C000051938 Wasatch Emerging Markets Small Cap Fund WAEMX 0000806633 S000018773 Wasatch Heritage Value Fund C000051939 Wasatch Heritage Value Fund WAHVX 0000806633 S000022592 Wasatch Global Opportunities Fund C000065330 Wasatch Global Opportunities Fund WAGOX 0000806633 S000024178 Wasatch-1st Source Income Fund C000070969 Wasatch-1st Source Income Fund FMEQX 0000806633 S000024179 Wasatch-1st Source Income Equity Fund C000070970 Wasatch-1st Source Income Equity Fund FMIEX 0000806633 S000024180 Wasatch-1st Source Long/Short Fund C000070971 Wasatch-1st Source Long/Short Fund FMLSX 497 1 d497.htm WASATCH FUNDS, INC. Wasatch Funds, Inc.

WASATCH FUNDS, INC.

Wasatch Core Growth Fund®, Wasatch Emerging Markets Small Cap Fund™, Wasatch Global

Opportunities Fund™, Wasatch Global Science & Technology Fund® , Wasatch Heritage Growth

Fund®, Wasatch International Growth Fund®, Wasatch International Opportunities Fund™,

Wasatch Micro Cap Fund®, Wasatch Micro Cap Value Fund®, Wasatch Small Cap Growth Fund®,

Wasatch Small Cap Value Fund®, Wasatch Ultra Growth Fund®, Wasatch-Hoisington U.S.

Treasury Fund, Wasatch–1st Source Income Fund, Wasatch–1st Source Income Equity Fund and

Wasatch–1st Source Long/Short Fund

Supplement dated May 19, 2009

to the Statement of Additional Information

dated January 31, 2009 as amended March 24, 2009

The Supplement updates certain information contained in the Wasatch Funds Statement of Additional Information dated January 31, 2009 as amended March 24, 2009. You should retain this Supplement and the Statement of Additional Information for future reference. Additional copies of the Statement of Additional Information may be obtained free of charge by visiting our web site at www.wasatchfunds.com or calling us at 800.551.1700.

Effective immediately, the officers’ chart in the section entitled “MANAGEMENT OF THE COMPANY-Management Information” beginning on page 37 of the Statement of Additional Information is hereby deleted in its entirety and replaced with the following:

 

Name, Address and Age

  

Position(s) Held with

Wasatch Funds

  

Term of Office and

Length of Time Served

  

Principal Occupation(s)

during Past 5 Years

Officers

Daniel D. Thurber

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 39

   Vice President   

Indefinite

Served as Vice President since February 2007

   General Counsel, Chief Compliance Officer and Director of Compliance for the Advisor since 2006; Chief Compliance Officer and Secretary for Wasatch Funds from May 2006 to February 2007; Associate and Partner at Dorsey & Whitney LLP from 2001 to 2006.

Russell L. Biles

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 41

   Chief Compliance Officer, Vice President and Secretary   

Indefinite

Served as Chief Compliance Officer and Vice President since February 2007 and Secretary since November 2008

   Chief Compliance Officer and Vice President for Wasatch Funds since February 2007; Secretary for Wasatch Funds since November 2008; Counsel for the Advisor since October 2006; Senior Compliance Administrator for the Advisor from October 2005 to October 2006; Attorney and Managing Member of Nicholls Nicholls Biles & Bower, LLC from 2002 to 2005.

Eric Huefner

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 44

   Vice President   

Indefinite

Served as Vice President since February 2008

   Vice President for Wasatch Funds since February 2008; Treasurer for Wasatch Funds from November 2008 to May 2009; Director of Mutual Funds for the Advisor since June 2006; Business Director, Campbell Soup Company, March 2003 to May 2006.

Cindy B. Firestone CPA

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 51

   Treasurer   

Indefinite

Served as Treasurer since May 2009

   Treasurer for Wasatch Funds since May 2009; Assistant Treasurer for Wasatch Funds from November 2008 to May 2009; Internal Auditor for the Advisor since 2002.

PLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE


WASATCH FUNDS, INC.

Wasatch Heritage Value Fund

Supplement dated May 19, 2009

to the Statement of Additional Information

dated January 31, 2009

The Supplement updates certain information contained in the Wasatch Funds Statement of Additional Information dated January 31, 2009 as amended March 24, 2009. You should retain this Supplement and the Statement of Additional Information for future reference. Additional copies of the Statement of Additional Information may be obtained free of charge by visiting our web site at www.wasatchfunds.com or calling us at 800.551.1700.

Effective immediately, the officers’ chart in the section entitled “MANAGEMENT OF THE COMPANY-Management Information” beginning on page 30 of the Statement of Additional Information is hereby deleted in its entirety and replaced with the following:

 

Name, Address and Age

  

Position(s) Held with

Wasatch Funds

  

Term of Office and

Length of Time Served

  

Principal Occupation(s)

during Past 5 Years

Officers

Daniel D. Thurber

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 39

   Vice President   

Indefinite

Served as Vice President since February 2007

   General Counsel, Chief Compliance Officer and Director of Compliance for the Advisor since 2006; Chief Compliance Officer and Secretary for Wasatch Funds from May 2006 to February 2007; Associate and Partner at Dorsey & Whitney LLP from 2001 to 2006.

Russell L. Biles

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 41

   Chief Compliance Officer, Vice President and Secretary   

Indefinite

Served as Chief Compliance Officer and Vice President since February 2007 and Secretary since November 2008

   Chief Compliance Officer and Vice President for Wasatch Funds since February 2007; Secretary for Wasatch Funds since November 2008; Counsel for the Advisor since October 2006; Senior Compliance Administrator for the Advisor from October 2005 to October 2006; Attorney and Managing Member of Nicholls Nicholls Biles & Bower, LLC from 2002 to 2005.

Eric Huefner

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 44

   Vice President   

Indefinite

Served as Vice President since February 2008

   Vice President for Wasatch Funds since February 2008; Treasurer for Wasatch Funds from November 2008 to May 2009; Director of Mutual Funds for the Advisor since June 2006; Business Director, Campbell Soup Company, March 2003 to May 2006.

Cindy B. Firestone CPA

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 51

   Treasurer   

Indefinite

Served as Treasurer since May 2009

   Treasurer for Wasatch Funds since May 2009; Assistant Treasurer for Wasatch Funds from November 2008 to May 2009; Internal Auditor for the Advisor since 2002.

PLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE


WASATCH FUNDS, INC.

Wasatch Strategic Income Fund

Supplement dated May 19, 2009

to the Statement of Additional Information

dated January 31, 2009

The Supplement updates certain information contained in the Wasatch Funds Statement of Additional Information dated January 31, 2009 as amended March 24, 2009. You should retain this Supplement and the Statement of Additional Information for future reference. Additional copies of the Statement of Additional Information may be obtained free of charge by visiting our web site at www.wasatchfunds.com or calling us at 800.551.1700.

Effective immediately, the officers’ chart in the section entitled “MANAGEMENT OF THE COMPANY-Management Information” beginning on page 30 of the Statement of Additional Information is hereby deleted in its entirety and replaced with the following:

 

Name, Address and Age

  

Position(s) Held with

Wasatch Funds

  

Term of Office and

Length of Time Served

  

Principal Occupation(s)

during Past 5 Years

Officers

Daniel D. Thurber

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 39

   Vice President   

Indefinite

Served as Vice President since February 2007

   General Counsel, Chief Compliance Officer and Director of Compliance for the Advisor since 2006; Chief Compliance Officer and Secretary for Wasatch Funds from May 2006 to February 2007; Associate and Partner at Dorsey & Whitney LLP from 2001 to 2006.

Russell L. Biles

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 41

   Chief Compliance Officer, Vice President and Secretary   

Indefinite

Served as Chief Compliance Officer and Vice President since February 2007 and Secretary since November 2008

   Chief Compliance Officer and Vice President for Wasatch Funds since February 2007; Secretary for Wasatch Funds since November 2008; Counsel for the Advisor since October 2006; Senior Compliance Administrator for the Advisor from October 2005 to October 2006; Attorney and Managing Member of Nicholls Nicholls Biles & Bower, LLC from 2002 to 2005.

Eric Huefner

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 44

   Vice President   

Indefinite

Served as Vice President since February 2008

   Vice President for Wasatch Funds since February 2008; Treasurer for Wasatch Funds from November 2008 to May 2009; Director of Mutual Funds for the Advisor since June 2006; Business Director, Campbell Soup Company, March 2003 to May 2006.

Cindy B. Firestone CPA

150 Social Hall Ave.

4th Floor

Salt Lake City, UT 84111

Age 51

   Treasurer   

Indefinite

Served as Treasurer since May 2009

   Treasurer for Wasatch Funds since May 2009; Assistant Treasurer for Wasatch Funds from November 2008 to May 2009; Internal Auditor for the Advisor since 2002.

PLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE

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