-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A15VV8RJI5Nd5jcD/wLHyc4xFmsNi3AKNp/ksCY1mu8oEjeBavzvJOFylQVvSIeq p3hesVO+ac6EwH47KLITlw== 0000806633-00-000003.txt : 20001201 0000806633-00-000003.hdr.sgml : 20001201 ACCESSION NUMBER: 0000806633-00-000003 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASATCH FUNDS INC CENTRAL INDEX KEY: 0000806633 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-04920 FILM NUMBER: 780514 BUSINESS ADDRESS: STREET 1: 68 S MAIN ST STE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 4142715885 MAIL ADDRESS: STREET 1: 68 SOUTH MAIN STREET STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101-1502 FORMER COMPANY: FORMER CONFORMED NAME: WASATCH ADVISORS FUNDS INC DATE OF NAME CHANGE: 19920703 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 09/30/2000 000 C000000 0000806633 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 WASATCH FUNDS, INC. 001 B000000 811-4920 001 C000000 4142715885 002 A000000 150 SOCIAL HALL AVENUE, 4TH FLOOR 002 B000000 SALT LAKE CITY 002 C000000 UT 002 D010000 84111 002 D020000 1502 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 7 007 C010100 1 007 C020100 WASATCH SMALL CAP GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 WASATCH CORE GROWTH FUND 007 C030200 N 007 C010300 3 007 C020300 WASATCH-HOISINGTON U.S. TREASURY FUND 007 C030300 N 007 C010400 4 007 C020400 WASATCH ULTRA GROWTH FUND 007 C030400 N 007 C010500 5 007 C020500 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D000001 448247 022 A000002 FIRST BOSTON 022 B000002 13-5659485 022 C000002 35900 022 D000002 26726 022 A000003 BEAR, STEARNS, & CO., INC. 022 B000003 13-3299429 022 C000003 21871 022 D000003 33078 022 A000004 DONALDSON LUFKIN JENRETTE SECURITIES CORP. 022 B000004 13-2741729 022 C000004 22165 022 D000004 22883 022 A000005 ROBERTSON STEPHENS & COMPANY 022 B000005 94-2524501 022 C000005 16703 022 D000005 25044 022 A000006 TOM WIESEL 022 C000006 6669 PAGE 4 022 D000006 31149 022 A000007 LEHMAN BROTHERS 022 B000007 13-2518466 022 C000007 17723 022 D000007 19847 022 A000008 DAIN RAUSCHER 022 C000008 30338 022 D000008 6175 022 A000009 HAMBRECHT & QUIST 022 C000009 20600 022 D000009 13238 022 A000010 SALOMON SMITH BARNEY 022 B000010 11-2418191 022 C000010 19615 022 D000010 11891 023 C000000 868577 023 D000000 805827 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 Y 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 Y 040 00AA00 N PAGE 5 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 N 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 Y 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 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G010100 88998 028 G020100 0 028 G030100 0 028 G040100 70694 028 H000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 1.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 058 A000100 N 059 000100 Y 060 A000100 N 060 B000100 N 061 000100 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 PAGE 8 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 Y 066 C000100 N 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 N 070 M010100 N 070 M020100 N PAGE 9 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 126392 071 B000100 131626 071 C000100 174784 071 D000100 72 072 A000100 12 072 B000100 620 072 C000100 385 072 D000100 0 072 E000100 0 072 F000100 1884 072 G000100 257 072 H000100 0 072 I000100 310 072 J000100 21 072 K000100 0 072 L000100 56 072 M000100 5 072 N000100 30 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 13 072 S000100 6 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 15 072 X000100 2597 072 Y000100 0 072 Z000100 -1592 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C010200 14988 028 C020200 0 028 C030200 0 PAGE 11 028 C040200 12421 028 D010200 8433 028 D020200 0 028 D030200 0 028 D040200 12110 028 E010200 21100 028 E020200 0 028 E030200 0 028 E040200 8134 028 F010200 28866 028 F020200 0 028 F030200 0 028 F040200 12659 028 G010200 107310 028 G020200 0 028 G030200 0 028 G040200 72047 028 H000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 1.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 058 A000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 1000 062 A000200 N 062 B000200 0.0 PAGE 12 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 N 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N PAGE 13 070 L010200 Y 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 N 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 171866 071 B000200 149883 071 C000200 200719 071 D000200 75 072 A000200 12 072 B000200 738 072 C000200 378 072 D000200 0 072 E000200 0 072 F000200 2163 072 G000200 290 072 H000200 0 072 I000200 330 072 J000200 23 072 K000200 0 072 L000200 93 072 M000200 6 072 N000200 45 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 14 072 S000200 7 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 15 072 X000200 2986 072 Y000200 0 072 Z000200 -1870 072AA000200 50143 072BB000200 17013 072CC010200 41395 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 4089 PAGE 14 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.2167 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 34016 074 D000200 0 074 E000200 0 074 F000200 258235 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 2236 074 K000200 0 074 L000200 1320 074 M000200 16 074 N000200 295823 074 O000200 4240 074 P000200 79 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 799 074 S000200 0 074 T000200 290705 074 U010200 10352 074 U020200 0 074 V010200 28.08 074 V020200 0.00 074 W000200 0.0000 074 X000200 2872 074 Y000200 0 075 A000200 0 075 B000200 217704 076 000200 0.00 008 A000301 WASATCH ADVISORS, INC. 008 B000301 A 008 C000301 801-11095 008 D010301 SALT LAKE CITY 008 D020301 UT 008 D030301 84111 008 D040301 1502 008 A000302 HOISINGTON INVESTMENT MANAGEMENT COMPANY 008 B000302 S 008 C000302 801-15602 008 D010302 AUSTIN 008 D020302 TX 008 D030302 78746 028 A010300 3254 PAGE 15 028 A020300 0 028 A030300 0 028 A040300 5134 028 B010300 3359 028 B020300 0 028 B030300 0 028 B040300 4018 028 C010300 8130 028 C020300 0 028 C030300 0 028 C040300 3470 028 D010300 4203 028 D020300 0 028 D030300 0 028 D040300 3186 028 E010300 6133 028 E020300 0 028 E030300 0 028 E040300 6668 028 F010300 4660 028 F020300 0 028 F030300 0 028 F040300 3080 028 G010300 29739 028 G020300 0 028 G030300 0 028 G040300 25556 028 H000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.500 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 PAGE 16 048 J020300 0.000 048 K010300 0 048 K020300 0.000 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 1000 062 A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 1.3 062 M000300 96.2 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 24.9 064 A000300 N 064 B000300 N 066 A000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 N 070 H020300 N PAGE 17 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 N 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 9157 071 B000300 30464 071 C000300 57099 071 D000300 16 072 A000300 12 072 B000300 3589 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 294 072 G000300 95 072 H000300 0 072 I000300 99 072 J000300 9 072 K000300 0 072 L000300 20 072 M000300 2 072 N000300 38 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 5 072 S000300 2 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 7 072 X000300 571 072 Y000300 130 072 Z000300 3148 072AA000300 0 PAGE 18 072BB000300 4513 072CC010300 5692 072CC020300 0 072DD010300 4377 072DD020300 0 072EE000300 23 073 A010300 0.7275 073 A020300 0.0000 073 B000300 0.0039 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 739 074 D000300 55998 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 1489 074 M000300 12 074 N000300 58238 074 O000300 0 074 P000300 2 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 38 074 S000300 0 074 T000300 58198 074 U010300 4848 074 U020300 0 074 V010300 12.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 1210 074 Y000300 0 075 A000300 0 075 B000300 59719 076 000300 0.00 008 A000401 WASATCH ADVISORS, INC. 008 B000401 A 008 C000401 801-11095 008 D010401 SALT LAKE CITY 008 D020401 UT 008 D030401 84111 008 D040401 1502 028 A010400 125 PAGE 19 028 A020400 0 028 A030400 0 028 A040400 666 028 B010400 684 028 B020400 0 028 B030400 0 028 B040400 1180 028 C010400 14943 028 C020400 0 028 C030400 0 028 C040400 1192 028 D010400 7897 028 D020400 0 028 D030400 0 028 D040400 9076 028 E010400 2776 028 E020400 0 028 E030400 0 028 E040400 8030 028 F010400 4769 028 F020400 0 028 F030400 0 028 F040400 3945 028 G010400 31194 028 G020400 0 028 G030400 0 028 G040400 24089 028 H000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 1.250 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 PAGE 20 048 J020400 0.000 048 K010400 0 048 K020400 0.000 058 A000400 N 059 000400 Y 060 A000400 N 060 B000400 N 061 000400 1000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 Y 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 N 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 N 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N PAGE 21 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 N 070 M010400 N 070 M020400 N 070 N010400 N 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 55551 071 B000400 58334 071 C000400 41087 071 D000400 135 072 A000400 12 072 B000400 175 072 C000400 71 072 D000400 0 072 E000400 0 072 F000400 551 072 G000400 76 072 H000400 0 072 I000400 113 072 J000400 10 072 K000400 0 072 L000400 21 072 M000400 1 072 N000400 19 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 5 072 S000400 1 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 6 PAGE 22 072 X000400 803 072 Y000400 32 072 Z000400 -525 072AA000400 24102 072BB000400 7882 072CC010400 1000 072CC020400 0 072DD010400 0 072DD020400 0 072EE000400 2925 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.4560 073 C000400 0.0000 074 A000400 0 074 B000400 0 074 C000400 7854 074 D000400 0 074 E000400 653 074 F000400 51193 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 781 074 K000400 0 074 L000400 27 074 M000400 11 074 N000400 60519 074 O000400 4185 074 P000400 14 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 38 074 S000400 0 074 T000400 56282 074 U010400 2071 074 U020400 0 074 V010400 27.17 074 V020400 0.00 074 W000400 0.0000 074 X000400 2162 074 Y000400 0 075 A000400 0 075 B000400 44727 076 000400 0.00 008 A000501 WASATCH ADVISORS, INC. 008 B000501 A 008 C000501 801-11095 008 D010501 SALT LAKE CITY PAGE 23 008 D020501 UT 008 D030501 84111 008 D040501 1502 028 A010500 8459 028 A020500 0 028 A030500 0 028 A040500 8886 028 B010500 4355 028 B020500 0 028 B030500 0 028 B040500 7579 028 C010500 16751 028 C020500 0 028 C030500 0 028 C040500 3787 028 D010500 13634 028 D020500 0 028 D030500 0 028 D040500 11010 028 E010500 8980 028 E020500 0 028 E030500 0 028 E040500 3008 028 F010500 5232 028 F020500 0 028 F030500 0 028 F040500 4858 028 G010500 57411 028 G020500 0 028 G030500 0 028 G040500 39128 028 H000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 2.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 PAGE 24 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 058 A000500 N 059 000500 Y 060 A000500 N 060 B000500 N 061 000500 1000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 Y 066 C000500 N 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 N 070 D020500 N PAGE 25 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 N 070 M020500 N 070 N010500 N 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 114207 071 B000500 142679 071 C000500 164507 071 D000500 69 072 A000500 12 072 B000500 1066 072 C000500 88 072 D000500 0 072 E000500 0 072 F000500 3726 072 G000500 253 072 H000500 0 072 I000500 300 072 J000500 23 072 K000500 0 072 L000500 58 072 M000500 5 072 N000500 35 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 11 072 S000500 6 PAGE 26 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 15 072 X000500 4432 072 Y000500 0 072 Z000500 -3278 072AA000500 83143 072BB000500 10974 072CC010500 19797 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 13609 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.1018 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 43275 074 D000500 0 074 E000500 475 074 F000500 203131 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 2681 074 K000500 0 074 L000500 284 074 M000500 15 074 N000500 249861 074 O000500 5203 074 P000500 130 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 84 074 S000500 0 074 T000500 244444 074 U010500 37444 074 U020500 0 074 V010500 6.53 074 V020500 0.00 074 W000500 0.0000 074 X000500 5523 074 Y000500 0 075 A000500 0 075 B000500 186931 076 000500 0.00 PAGE 27 008 A000601 WASATCH ADVISORS, INC. 008 B000601 A 008 C000601 801-11095 008 D010601 SALT LAKE CITY 008 D020601 UT 008 D030601 84111 008 D040601 1502 028 A010600 0 028 A020600 0 028 A030600 0 028 A040600 0 028 B010600 0 028 B020600 0 028 B030600 0 028 B040600 0 028 C010600 0 028 C020600 0 028 C030600 0 028 C040600 0 028 D010600 0 028 D020600 0 028 D030600 0 028 D040600 0 028 E010600 0 028 E020600 0 028 E030600 0 028 E040600 0 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 0 028 G010600 0 028 G020600 0 028 G030600 0 028 G040600 0 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 1.500 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 PAGE 28 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 066 A000600 Y 066 B000600 Y 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N PAGE 29 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 N 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 0 071 B000600 0 071 C000600 0 071 D000600 0 072 A000600 6 072 B000600 0 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 0 072 G000600 0 072 H000600 0 072 I000600 0 072 J000600 0 072 K000600 0 072 L000600 0 072 M000600 0 072 N000600 0 072 O000600 0 PAGE 30 072 P000600 0 072 Q000600 0 072 R000600 0 072 S000600 0 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 0 072 X000600 0 072 Y000600 0 072 Z000600 0 072AA000600 0 072BB000600 0 072CC010600 0 072CC020600 0 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 0 074 M000600 0 074 N000600 0 074 O000600 0 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 0 074 S000600 0 074 T000600 0 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 0 PAGE 31 074 Y000600 0 075 A000600 0 075 B000600 0 076 000600 0.00 008 A000701 WASATCH ADVISORS, INC. 008 B000701 A 008 C000701 801-11095 008 D010701 SALT LAKE CITY 008 D020701 UT 008 D030701 84111 008 D040701 1502 028 A010700 666 028 A020700 0 028 A030700 0 028 A040700 367 028 B010700 2147 028 B020700 0 028 B030700 0 028 B040700 910 028 C010700 2289 028 C020700 0 028 C030700 0 028 C040700 808 028 D010700 6380 028 D020700 0 028 D030700 0 028 D040700 1512 028 E010700 6774 028 E020700 0 028 E030700 0 028 E040700 799 028 F010700 3189 028 F020700 0 028 F030700 0 028 F040700 1078 028 G010700 21445 028 G020700 0 028 G030700 0 028 G040700 5474 028 H000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 1.500 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 PAGE 32 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 058 A000700 N 059 000700 Y 060 A000700 N 060 B000700 N 061 000700 1000 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 Y 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N PAGE 33 070 A010700 Y 070 A020700 N 070 B010700 N 070 B020700 N 070 C010700 N 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 N 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 31523 071 B000700 16350 071 C000700 24331 071 D000700 67 072 A000700 12 072 B000700 136 072 C000700 111 072 D000700 0 072 E000700 0 072 F000700 398 072 G000700 49 072 H000700 0 072 I000700 59 072 J000700 7 072 K000700 0 PAGE 34 072 L000700 10 072 M000700 1 072 N000700 20 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 5 072 S000700 1 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 5 072 X000700 555 072 Y000700 37 072 Z000700 -271 072AA000700 7459 072BB000700 2135 072CC010700 5134 072CC020700 0 072DD010700 0 072DD020700 0 072EE000700 605 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0870 073 C000700 0.0000 074 A000700 0 074 B000700 0 074 C000700 5108 074 D000700 0 074 E000700 0 074 F000700 42309 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 159 074 K000700 0 074 L000700 78 074 M000700 10 074 N000700 47664 074 O000700 1112 074 P000700 9 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 73 074 S000700 0 074 T000700 46470 074 U010700 13244 074 U020700 0 PAGE 35 074 V010700 3.51 074 V020700 0.00 074 W000700 0.0000 074 X000700 1236 074 Y000700 0 075 A000700 0 075 B000700 27006 076 000700 0.00 SIGNATURE SAMUEL S. STEWART JR. TITLE PRESIDENT EX-27 2 0002.txt
6 0000806633 WASATCH FUNDS, INC. 1 WASATCH SMALL CAP GROWTH FUND YEAR SEP-30-2000 OCT-01-1999 SEP-30-2000 167,824,042 237,211,305 3,315,321 14,017 0 240,540,643 1,380,983 0 1,347,778 2,728,761 0 120,235,242 6,816,598 5,609,268 0 0 48,189,377 0 69,387,263 237,811,882 384,700 620,601 0 (2,597,329) (1,592,028) 49,914,528 25,303,752 73,626,252 0 0 15,405,627 0 4,192,516 3,617,678 632,492 91,897,025 20,392 18,500,226 0 0 1,884,121 0 2,597,329 189,416,502 26.01 (.23) 11.82 0 (2.71) 0 34.89 1.38

EX-27 3 0003.txt
6 0000806633 WASATCH FUNDS, INC. 4 WASATCH ULTRA GROWTH FUND YEAR SEP-30-2000 OCT-01-1999 SEP-30-2000 48,023,503 59,699,828 807,895 10,800 0 60,518,523 4,184,508 0 52,192 4,236,700 0 29,220,216 2,071,293 2,058,045 0 0 15,385,282 0 11,676,325 56,281,823 71,671 174,854 0 (771,429) (524,904) 16,219,703 1,000,138 16,694,937 0 0 2,924,899 0 1,518,760 1,662,965 157,453 15,077,089 0 3,652,022 0 0 551,021 0 803,211 44,079,324 20.02 (.25) 8.87 0 (1.47) 0 27.17 1.75

EX-27 4 0004.txt
6 0000806633 WASATCH FUNDS, INC. 2 WASATCH CORE GROWTH FUND YEAR SEP-30-2000 OCT-01-1999 SEP-30-2000 233,847,596 292,251,575 3,555,768 16,084 0 295,823,427 4,239,582 0 878,508 5,118,090 0 201,554,483 10,352,471 8,394,943 0 0 30,746,875 0 58,403,979 290,705,337 378,447 737,429 0 (2,985,588) (1,869,712) 33,130,896 41,395,202 72,656,386 0 0 4,089,114 0 6,719,373 4,967,587 205,742 117,587,096 0 4,618,158 0 0 2,163,030 0 2,985,588 216,285,230 20.62 (0.18) 8.12 0 (0.48) 0 28.08 1.38

EX-27 5 0005.txt
6 0000806633 WASATCH FUNDS, INC. 7 WASATCH SMALL CAP VALUE FUND YEAR SEP-30-2000 OCT-01-1999 SEP-30-2000 41,775,499 47,416,494 237,520 9,584 0 47,663,598 1,111,355 0 81,810 1,193,165 0 35,882,460 13,243,741 6,904,849 0 0 4,946,978 0 5,640,995 46,470,433 110,544 136,071 0 (517,909) (271,294) 5,323,671 5,134,412 10,186,789 0 0 604,879 0 8,731,998 2,647,715 254,609 29,699,953 0 740,436 0 0 398,392 0 554,944 26,564,396 2.43 (0.02) 1.19 0 (0.09) 0 3.51 1.95

EX-27 6 0006.txt
6 0000806633 WASATCH FUNDS, INC. 5 WASATCH MICRO CAP FUND YEAR SEP-30-2000 OCT-01-1999 SEP-30-2000 198,078,337 246,880,843 2,965,217 14,802 0 249,860,862 5,202,455 0 213,927 5,416,382 0 126,815,459 37,443,974 32,870,522 0 0 68,826,515 0 48,802,506 244,444,480 88,310 1,066,448 0 (4,432,450) (3,277,692) 72,168,597 19,796,875 88,687,780 0 0 13,609,225 0 16,259,536 15,062,262 3,376,178 99,569,123 0 16,983,382 0 0 3,726,198 0 4,432,450 186,324,289 4.41 (0.09) 2.63 0 (0.42) 0 6.53 2.38

EX-27 7 0007.txt
6 0000806633 WASATCH FUNDS, INC. 3 WASATCH-HOISINGTON U.S. TREASURY FUND YEAR SEP-30-2000 OCT-01-1999 SEP-30-2000 58,868,084 56,736,626 1,488,756 12,581 0 58,237,963 0 0 39,877 39,877 0 64,689,447 4,848,236 6,589,703 2,140,544 0 (6,500,447) 0 (2,131,458) 58,198,086 0 3,589,187 0 (441,043) 3,148,144 (4,512,795) 5,691,560 4,326,909 0 4,377,430 23,254 0 3,396,131 5,547,149 409,551 (18,801,197) 3,369,820 (1,964,388) 0 0 294,028 0 571,374 58,803,156 11.68 0.66 0.39 (0.73) 0 0 12.00 0.75

EX-27 8 0008.txt
6 0000806633 WASATCH FUNDS, INC. 6 WASATCH WORLD WIDE FUND YEAR SEP-30-2000 OCT-01-1999 SEP-30-2000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

EX-99 9 0009.txt Exhibit to Accompany Item 77J Form N-SAR Wasatch Funds, Inc. (the "Funds") In accordance to the provisions of Statement of Position 93 - 2 (SOP 93 - 2) "Determination, Disclosure and Financial Statement Presentation of Income, Capital Gain and Return of Capital Distributions by Investment Companies," the Funds are required to report the accumulated net investment income (loss) and accumulated net capital gain (loss) accounts to approximate amounts available for future distributions on a tax basis (or to offset future realized capital gains). Accordingly, reclassifications were recorded to increase undistributed net investment income by $3,277,692, $271,294, $1,571,636, $1,869,712, $524,904 and $10 and to decrease undistributed net realized gain on investments by $6,716,239, $512,250, $4,819,750, $2,913,065, $1,561,544 and $10 and to increase paid-in-capital in excess of par by $3,438,547, $240,956, $3,248,114, $1,043,353, $1,036,640 and $0 for the Micro Cap, Small Cap Value, Small Cap Growth, Core Growth, Ultra Growth and U.S. Treasury Funds, respectively, for the fiscal year ended September 30, 2000. The reclassification has no impact on the net asset value of the Fund and is designed to present the Funds' capital accounts on a tax basis. EX-99 10 0010.txt To the Shareholders and Board of Directors of Wasatch Funds, Inc.: We have audited the accompanying statements of assets and liabilities of Wasatch Funds, Inc. (the "Funds" or the "Company", a Minnesota corporation, which includes the Wasatch Micro Cap Fund, Wasatch Small Cap Value Fund, Wasatch Small Cap Growth Fund, Wasatch Core Growth Fund, Wasatch Ultra Growth Fund and Wasatch-Hoisington U.S. Treasury Fund), including the schedules of investments, as of September 30, 2000, and the related statements of operations for the year then ended, the statements of changes in net assets for each of the two years in the periods then ended, and the financial highlights for each of the periods indicated therein. These financial statements and financial highlights are the responsibility of the Company's management. Our responsibility is to express an opinion on these financial statements and financial highlights based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements and financial highlights are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements and financial highlights. Our procedures included confirmation of securities owned as of September 30, 2000, by correspondence with the custodian and brokers. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the financial statements and financial highlights referred to above present fairly, in all material respects, the financial position of Wasatch Funds, Inc. as of September 30, 2000, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the periods then ended, and the financial highlights for each of the periods indicated therein, in conformity with accounting principles generally accepted in the United States. Arthur Andersen LLP Milwaukee, Wisconsin October 11, 2000 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~