-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VgdRn9n6OmMlMY8NbtNXazYEHb374GqMGyrT3iBcUBsrFrmVSRDGWRNofqHUh1LP O8mv/9PjBMOJsFZozIagtg== 0000806633-98-000002.txt : 19980528 0000806633-98-000002.hdr.sgml : 19980528 ACCESSION NUMBER: 0000806633-98-000002 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 19980331 FILED AS OF DATE: 19980527 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASATCH ADVISORS FUNDS INC CENTRAL INDEX KEY: 0000806633 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-04920 FILM NUMBER: 98632075 BUSINESS ADDRESS: STREET 1: 68 S MAIN ST STE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 4142715885 MAIL ADDRESS: STREET 1: 68 SOUTH MAIN STREET STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101-1502 NSAR-A 1 N-SAR (3.0) PAGE 1 000 A000000 03/31/98 000 C000000 0000806633 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 WASATCH FUNDS,INC. 001 B000000 811-4920 001 C000000 4142715885 002 A000000 68 SOUTH MAIN SUITE 400 002 B000000 SALT LAKE CITY 002 C000000 UT 002 D010000 84101 002 D020000 1502 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 7 007 C010100 1 007 C020100 WASATCH AGGRESSIVE EQUITY FUND 007 C030100 N 007 C010200 2 007 C020200 WASATCH GROWTH FUND 007 C030200 N 007 C010300 3 007 C020300 WASATCH-HOISINGTON U.S. TREASURY FUND 007 C030300 N 007 C010400 4 007 C020400 WASATCH MID-CAP FUND 007 C030400 N 007 C010500 5 007 C020500 WASATCH MICRO-CAP FUND 007 C030500 N 007 C010600 6 007 C020600 WASATCH WORLD-WIDE FUND 007 C030600 N 007 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B020300 N 070 C010300 N 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 N 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N PAGE 17 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 7122 071 B000300 860 071 C000300 14047 071 D000300 6 072 A000300 6 072 B000300 444 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 36 072 G000300 11 072 H000300 0 072 I000300 11 072 J000300 1 072 K000300 0 072 L000300 4 072 M000300 0 072 N000300 8 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 2 072 S000300 1 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 1 072 X000300 75 072 Y000300 20 072 Z000300 389 072AA000300 42 072BB000300 0 072CC010300 565 072CC020300 0 072DD010300 641 072DD020300 0 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14452 028 G020400 6518 028 G030400 0 028 G040400 29441 028 H000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 1.250 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 N 060 B000400 N 061 000400 1000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 PAGE 20 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 Y 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 N 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 N 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 N 070 M020400 N 070 N010400 N 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y PAGE 21 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 32887 071 B000400 44898 071 C000400 62716 071 D000400 52 072 A000400 6 072 B000400 55 072 C000400 19 072 D000400 0 072 E000400 0 072 F000400 400 072 G000400 48 072 H000400 0 072 I000400 115 072 J000400 10 072 K000400 0 072 L000400 24 072 M000400 1 072 N000400 15 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 4 072 S000400 5 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 3 072 X000400 625 072 Y000400 64 072 Z000400 -487 072AA000400 11346 072BB000400 6617 072CC010400 0 072CC020400 8802 072DD010400 0 072DD020400 0 072EE000400 6627 073 A010400 0.0000 073 A020400 0.0000 073 B000400 1.9999 073 C000400 0.0000 074 A000400 0 074 B000400 0 074 C000400 2403 074 D000400 0 074 E000400 0 PAGE 22 074 F000400 54509 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 2355 074 K000400 11 074 L000400 10 074 M000400 19 074 N000400 59307 074 O000400 1657 074 P000400 18 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 46 074 S000400 0 074 T000400 57586 074 U010400 3111 074 U020400 0 074 V010400 18.51 074 V020400 0.00 074 W000400 0.0000 074 X000400 3976 074 Y000400 0 075 A000400 0 075 B000400 64806 076 000400 0.00 028 A010500 9205 028 A020500 0 028 A030500 0 028 A040500 26604 028 B010500 4922 028 B020500 0 028 B030500 0 028 B040500 12899 028 C010500 4027 028 C020500 9578 028 C030500 0 028 C040500 8863 028 D010500 7583 028 D020500 49 028 D030500 0 028 D040500 3689 028 E010500 5121 028 E020500 0 028 E030500 0 028 E040500 2402 028 F010500 3673 028 F020500 0 028 F030500 0 PAGE 23 028 F040500 4919 028 G010500 34531 028 G020500 9627 028 G030500 0 028 G040500 59376 028 H000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 2.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 055 A000500 Y 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 1000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 PAGE 24 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 Y 066 C000500 N 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 N 070 M020500 N 070 N010500 N 070 N020500 N 070 O010500 Y 070 O020500 N PAGE 25 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 61118 071 B000500 63195 071 C000500 129947 071 D000500 47 072 A000500 6 072 B000500 167 072 C000500 26 072 D000500 0 072 E000500 0 072 F000500 1356 072 G000500 100 072 H000500 0 072 I000500 179 072 J000500 12 072 K000500 0 072 L000500 43 072 M000500 2 072 N000500 13 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 7 072 S000500 12 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 4 072 X000500 1728 072 Y000500 35 072 Z000500 -1500 072AA000500 18793 072BB000500 5679 072CC010500 3547 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 9714 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.3311 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 1496 074 D000500 0 PAGE 26 074 E000500 0 074 F000500 143716 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 3829 074 K000500 14 074 L000500 20 074 M000500 34 074 N000500 149109 074 O000500 824 074 P000500 74 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 74 074 S000500 0 074 T000500 148137 074 U010500 33500 074 U020500 0 074 V010500 4.42 074 V020500 0.00 074 W000500 0.0000 074 X000500 6540 074 Y000500 0 075 A000500 0 075 B000500 136968 076 000500 0.00 028 A010600 0 028 A020600 0 028 A030600 0 028 A040600 0 028 B010600 0 028 B020600 0 028 B030600 0 028 B040600 0 028 C010600 0 028 C020600 0 028 C030600 0 028 C040600 0 028 D010600 0 028 D020600 0 028 D030600 0 028 D040600 0 028 E010600 0 028 E020600 0 028 E030600 0 028 E040600 0 028 F010600 0 028 F020600 0 PAGE 27 028 F030600 0 028 F040600 0 028 G010600 0 028 G020600 0 028 G030600 0 028 G040600 0 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 1.500 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 PAGE 28 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 066 A000600 Y 066 B000600 Y 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 N 070 N020600 N 070 O010600 Y PAGE 29 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 0 071 B000600 0 071 C000600 0 071 D000600 0 072 A000600 6 072 B000600 0 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 0 072 G000600 0 072 H000600 0 072 I000600 0 072 J000600 0 072 K000600 0 072 L000600 0 072 M000600 0 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 0 072 S000600 0 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 0 072 X000600 0 072 Y000600 0 072 Z000600 0 072AA000600 0 072BB000600 0 072CC010600 0 072CC020600 0 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 PAGE 30 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 0 074 M000600 0 074 N000600 0 074 O000600 0 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 0 074 S000600 0 074 T000600 0 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 0 074 Y000600 0 075 A000600 0 075 B000600 0 076 000600 0.00 028 A010700 0 028 A020700 0 028 A030700 0 028 A040700 0 028 B010700 0 028 B020700 0 028 B030700 0 028 B040700 0 028 C010700 2285 028 C020700 0 028 C030700 0 028 C040700 0 028 D010700 1961 028 D020700 0 028 D030700 0 028 D040700 58 028 E010700 8016 028 E020700 0 028 E030700 0 028 E040700 103 028 F010700 3846 PAGE 31 028 F020700 0 028 F030700 0 028 F040700 1580 028 G010700 16108 028 G020700 0 028 G030700 0 028 G040700 1741 028 H000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 1.500 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 1000 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 PAGE 32 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 Y 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 N 070 B020700 N 070 C010700 N 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 N 070 N020700 N PAGE 33 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 14321 071 B000700 1304 071 C000700 7706 071 D000700 17 072 A000700 6 072 B000700 15 072 C000700 13 072 D000700 0 072 E000700 0 072 F000700 33 072 G000700 7 072 H000700 0 072 I000700 9 072 J000700 3 072 K000700 0 072 L000700 3 072 M000700 0 072 N000700 13 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 1 072 S000700 6 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 1 072 X000700 76 072 Y000700 32 072 Z000700 -16 072AA000700 162 072BB000700 83 072CC010700 1058 072CC020700 0 072DD010700 0 072DD020700 0 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 0 074 B000700 0 PAGE 34 074 C000700 1226 074 D000700 0 074 E000700 0 074 F000700 14156 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 175 074 K000700 9 074 L000700 12 074 M000700 1 074 N000700 15579 074 O000700 66 074 P000700 6 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 18 074 S000700 0 074 T000700 15489 074 U010700 6636 074 U020700 0 074 V010700 2.33 074 V020700 0.00 074 W000700 0.0000 074 X000700 818 074 Y000700 0 075 A000700 0 075 B000700 8720 076 000700 0.00 SIGNATURE SAMUEL S. STEWART JR. TITLE PRESIDENT EX-27 2
6 0000806633 WASATCH FUNDS, INC. 1 WASATCH AGGRESSIVE EQUITY FUND 6-MOS SEP-30-1998 OCT-01-1997 MAR-31-1998 127,778,897 181,015,292 1,276,007 26,397 0 182,317,696 1,298,511 0 170,766 1,469,277 0 111,129,818 6,582,945 6,356,637 38,854 0 16,443,352 0 53,236,395 180,848,419 755,309 105,745 0 (1,330,993) (469,939) 18,389,173 (6,794,584) 11,124,650 0 0 (22,723,111) 0 180,880 (859,479) 904,907 (8,116,666) 64,216 25,229,540 0 0 888,199 0 1,342,744 178,115,607 29.73 (0.07) 1.50 0 (3.69) 0 27.47 1.5 0 0

EX-27 3
6 0000806633 WASATCH FUNDS, INC. 2 WASATCH GROWTH FUND 6-MOS SEP-30-1998 OCT-01-1997 MAR-31-1998 141,444,739 176,519,013 3,622,872 91,649 0 180,233,534 2,778,526 0 79,178 2,857,704 0 139,317,980 7,948,607 6,062,835 10,524 0 2,973,052 0 35,074,274 177,375,830 509,353 204,654 0 (1,083,262) (369,255) 4,558,982 9,434,421 13,624,148 0 (192,317) (10,838,073) 0 3,134,637 (1,806,331) 557,466 41,938,639 159,222 12,122,467 0 0 754,390 0 1,083,262 151,300,296 22.34 (0.05) 1.68 (0.03) (1.62) 0 22.32 1.44 0 0

EX-27 4
6 0000806633 WASATCH FUNDS, INC. 3 WASATCH-HOISINGTON U.S. TREASURY FUND 6-MOS SEP-30-1998 OCT-01-1997 MAR-31-1998 17,618,939 18,716,610 209,435 8,355 0 18,934,400 434,690 0 5,167 439,857 0 17,176,601 1,576,322 989,913 222,030 0 (1,759) 0 1,097,671 18,494,543 0 443,589 0 (54,884) 388,705 42,294 565,129 996,128 0 (640,620) 0 0 917,122 (385,536) 54,823 7,289,498 473,945 (44,053) 0 0 36,590 0 74,636 14,677,679 11.32 0.22 0.75 (0.56) 0 0 11.73 0.75 0 0

EX-27 5
6 0000806633 WASATCH FUNDS, INC. 4 WASATCH MID-CAP FUND 6-MOS SEP-30-1998 OCT-01-1997 MAR-31-1998 46,892,174 56,912,185 2,375,471 19,455 0 59,307,111 1,656,981 0 63,798 1,720,779 0 45,644,769 3,110,851 3,534,975 0 0 1,921,552 0 10,020,011 57,586,332 19,215 54,641 0 (560,402) (486,546) 4,729,050 (8,801,604) (4,559,100) 0 0 (6,627,300) 0 776,736 (1,617,092) 416,232 (19,656,404) 0 5,963,008 0 0 400,287 0 624,703 64,211,231 21.85 (0.16) (1.18) 0 (2.00) 0 18.51 1.75 0 0

EX-27 6
6 0000806633 WASATCH FUNDS, INC. 5 WASATCH MICRO-CAP FUND 6-MOS SEP-30-1998 OCT-01-1997 MAR-31-1998 110,922,267 145,212,282 3,863,100 33,871 0 149,109,253 824,268 0 147,558 971,826 0 103,624,841 33,499,843 36,837,354 0 0 10,222,571 0 34,290,015 148,137,427 26,455 167,096 0 (1,693,298) (1,499,747) 13,114,260 3,547,391 15,161,904 0 0 (9,713,791) 0 8,411,388 (14,379,159) 2,630,260 (9,770,023) 0 11,062,955 0 0 1,355,504 0 1,728,190 135,919,708 4.29 (0.05) 0.51 0 (0.33) 0 4.42 2.5 0 0

EX-27 7
6 0000806633 WASATCH FUNDS, INC. 6 WASATCH WORLD-WIDE FUND 6-MOS SEP-30-1998 OCT-01-1997 MAR-31-1998 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

EX-27 8
6 0000806633 WASATCH FUNDS, INC. 7 WASATCH MICRO-CAP VALUE FUND 6-MOS SEP-30-1998 DEC-17-1997 MAR-31-1998 14,323,907 15,382,335 196,137 653 0 15,579,125 65,880 0 24,364 90,244 0 14,366,577 6,635,790 0 0 0 63,876 0 1,058,428 15,488,881 13,012 14,589 0 (43,184) (15,583) 79,459 1,058,428 1,122,304 0 0 0 0 7,401,364 (765,574) 0 15,488,881 0 0 0 0 33,075 0 75,553 7,671,032 2.00 0 0.33 0 0 0 2.33 1.95 0 0

EX-22 9 RESULTS OF THE SHAREHOLDER MEETING The annual meeting of the shareholder of the Funds was held on January 16, 1998. Directors elected by the shareholders at the time of the meeting were as follows: Samuel S. Stewart, Jr., Roy S. Jespersen, Jeffrey S. Cardon, James U. Jensen and William R. Swinyard. The Funds listed below each issue are those entitled to vote on that issue. The matters voted on by the shareholders of record as of November 10, 1997 and the results of the vote at the shareholder meetings held January 16 and 23, 1998 were as follows: For Withheld 1. Election of Directors Samuel S. Stewart, Jr. Mid-Cap Fund 1,982,375 77,560 Micro-Cap Fund 20,196,614 378,020 Aggressive Equity Fund 3,783,362 104,115 Growth Fund 4,855,142 102,066 U.S. Treasury Fund 793,378 27,182 Roy S. Jespersen Mid-Cap Fund 1,982,051 77,883 Micro-Cap Fund 20,192,284 382,350 Aggressive Equity Fund 3,783,225 104,252 Growth Fund 4,855,003 102,205 U.S. Treasury Fund 794,152 26,408 Jeffrey S. Cardon Mid-Cap Fund 1,982,727 77,208 Micro-Cap Fund 20,189,041 385,593 Aggressive Equity Fund 3,781,398 106,079 Growth Fund 4,851,034 106,174 U.S. Treasury Fund 794,251 26,309 James U. Jensen Mid-Cap Fund 1,984,634 75,301 Micro-Cap Fund 20,200,382 374,252 Aggressive Equity Fund 3,781,096 106,381 Growth Fund 4,851,879 105,329 U.S. Treasury Fund 793,623 26,937 William R. Swinyard Mid-Cap Fund 1,983,518 76,416 Micro-Cap Fund 19,965,233 609,400 Aggressive Equity Fund 3,782,028 105,450 Growth Fund 4,855,213 101,995 U.S. Treasury Fund 794,251 26,309 For Against Abstain 2. Ratification of the selection of Arthur Andersen LLP as independent auditors for the Funds. Mid-Cap Fund 1,981,637 25,092 53,205 Micro-Cap Fund 19,882,745 265,675 426,215 Aggressive Equity Fund 3,748,567 35,495 103,415 Growth Fund 4,830,816 41,349 85,043 U.S. Treasury Fund 795,876 5,806 18,877 3. Approval of Agreement and Plan of Reorganization. Mid-Cap Fund 1,709,741 99,418 77,035 Micro-Cap Fund 16,758,335 958,438 691,047 Aggressive Equity Fund 3,303,193 200,445 179,160 Growth Fund 3,285,410 196,022 352,801 U.S. Treasury Fund 745,413 17,892 27,851 4. Proposal to change the classification of the Growth Fund from a diversified investment company to a non-diversified investment company. Growth Fund 2,954,270 306,859 349,105 5. Proposal to eliminate investment restrictions which are inconsistent with the current status of the funds as "non-diversified." Mid-Cap Fund 1,606,172 106,786 58,260 Micro-Cap Fund 16,272,708 787,485 626,321 Aggressive Equity Fund 3,164,865 256,831 167,534 6. Proposal to convert the fundamental policy regarding investing for the purpose of exercising control or management to a non-fundamental policy. Mid-Cap Fund 1,590,514 105,612 75,092 Micro-Cap Fund 15,728,428 931,394 1,026,691 Aggressive Equity Fund 3,117,619 290,615 180,996 Growth Fund 3,048,289 201,480 360,467 U.S. Treasury Fund 687,476 78,864 21,821 7. Proposal to remove the restrictions on investing in other investment companies which are more restrictive than the Investment Company Act of 1940. Mid-Cap Fund 1,578,874 123,716 68,628 Micro-Cap Fund 16,029,208 925,475 731,831 Aggressive Equity Fund 3,104,603 314,265 170,362 Growth Fund 3,032,619 220,873 356,743 U.S. Treasury Fund 744,969 15,685 27,507 8. Proposal to modify a fundamental investment restriction regarding commodities. Mid-Cap Fund 1,542,307 156,829 72,082 Micro-Cap Fund 15,397,121 1,571,838 717,555 Aggressive Equity Fund 2,879,593 539,337 170,300 Growth Fund 2,965,922 296,904 347,409 U.S. Treasury Fund 671,967 89,638 26,556 9. Proposal to eliminate a fundamental investment restriction on investing in illiquid securities and adopt a non-fundamental policy which conforms with SEC policies. Mid-Cap Fund 1,570,229 135,311 65,678 Micro-Cap Fund 15,616,175 1,355,262 715,077 Aggressive Equity Fund 3,144,211 275,720 169,299 Growth Fund 2,931,356 326,351 352,527 U.S. Treasury Fund 668,833 96,615 22,713 10. Proposal to allow the Funds to lend portfolio securities. Mid-Cap Fund 1,523,680 171,217 76,321 Micro-Cap Fund 15,262,432 1,692,644 731,439 Aggressive Equity Fund 3,039,792 384,174 165,264 Growth Fund 2,961,520 305,513 343,202 11. Proposal to conform the fundamental policies regarding senior securities, borrowing money and pledging assets with those of the Micro-Cap Value Fund. Mid-Cap Fund 1,576,338 118,255 76,625 Micro-Cap Fund 15,755,809 1,117,776 812,928 Aggressive Equity Fund 3,202,603 203,092 183,536 Growth Fund 2,987,391 262,068 360,775 U.S. Treasury Fund 739,803 17,965 30,393 12. Proposal to eliminate fundamental investment restrictions regarding put and call options. Mid-Cap Fund 1,531,497 167,264 72,456 Micro-Cap Fund 15,598,328 1,391,350 696,837 Aggressive Equity Fund 3,081,416 339,937 167,878 Growth Fund 2,878,581 357,299 374,355 U.S. Treasury Fund 658,825 107,212 22,124 13. Proposal to convert the fundamental policy regarding investing in oil, gas, or other mineral interests to a non-fundamental investment policy. Mid-Cap Fund 1,550,189 151,136 69,893 Micro-Cap Fund 15,635,104 1,294,651 756,759 Aggressive Equity Fund 3,060,814 356,426 171,990 Growth Fund 2,934,242 337,806 338,187 U.S. Treasury Fund 666,278 97,750 24,133 14. Proposal to eliminate a fundamental restriction limiting investing in warrants. Mid-Cap Fund 1,551,087 154,235 65,896 Micro-Cap Fund 15,474,859 1,463,000 748,655 Aggressive Equity Fund 3,040,224 369,734 179,273 Growth Fund 2,893,124 345,519 371,592 U.S. Treasury Fund 743,477 19,582 25,102 15. Proposal to eliminate a fundamental restriction limiting investing in "new" issuers. Mid-Cap Fund 1,592,275 119,502 59,442 Micro-Cap Fund 16,097,533 910,763 678,217 Aggressive Equity Fund 3,125,967 298,802 164,461 Growth Fund 3,002,985 259,528 347,722 U.S. Treasury Fund 742,302 23,443 22,416 16. Proposal to convert the fundamental policy regarding investing in "special situations" to a non-fundamental investment policy. Mid-Cap Fund 1,574,960 128,576 67,683 Micro-Cap Fund 16,007,742 950,890 727,882 Aggressive Equity Fund 3,097,000 324,286 167,945 Growth Fund 2,979,117 277,316 353,802 U.S. Treasury Fund 670,395 91,440 26,326 * All Directors were elected and all proposals were approved. EX-99 10 Exhibit to Accompany Item 77J Form N-SAR Wasatch Funds, Inc. (the "Funds") In accordance to the provisions of Statement of Position 93 - 2 (SOP 93 - 2) "Determination, Disclosure and Financial Statement Presentation of Income, Capital Gain and Return of Capital Distributions by Investment Companies," the Funds are required to report the accumulated net investment income (loss) and accumulated net capital gain (loss) accounts to approximate amounts available for future distributions on a tax basis (or to offset future realized capital gains). Accordingly, reclassifications were recorded to increase undistributed net investment income by $486,546, $1,499,747, $444,577, $15,583 and $412,874 to decrease undistributed net realized gain on investments by $2,143,206, $4,240,853, $4,452,250, $15,583 and $2,870,342 and to increase paid-in-capital in excess of par by $1,656,660, $2,741,106, $4,007,673, $0 and $2,457,450, for the Mid-Cap, Micro-Cap, Aggressive Equity, Micro-Cap Value and Growth Funds, respectively, for the six months ended March 31, 1998. The reclassification has no impact on the net asset value of the Fund and is designed to present the Funds' capital accounts on a tax basis. EX-99 11 ADVISORY AND SERVICE CONTRACT This Agreement, made as of January 27, 1998, by and between Wasatch Funds, Inc., a Minnesota corporation (the "Corporation"), on behalf of each Fund represented by a series of shares of common stock of the Fund that adopts this Agreement (each a "Fund" and, collectively, the "Funds") (the Funds, together with the date each Fund adopts this Agreement, are set forth in Exhibit A hereto, which shall be updated from time to time to reflect additions, deletions or other changes thereto), and Wasatch Advisors, Inc., a Utah Corporation (the "Adviser"). In consideration of the mutual covenants hereinafter contained, it is hereby agreed by and between the parties hereto as follows: 1. The Corporation hereby employs the Adviser to act as the investment adviser for and to manage the investment and reinvestment of the assets of each Fund in accordance with each Fund's investment objective and policies and limitations, and to administer their affairs to the extent requested by and subject to the supervision of the Board of Directors of the Corporation for the period and upon the terms herein set forth. The investment of funds shall be subject to all applicable restrictions of the Articles of Incorporation and Bylaws of the Corporation as may from time to time be in force. The Adviser accepts such employment and agrees during such period to render services, to furnish office facilities and simple business equipment, to permit any of its officers to serve without compensation as directors or officers of the Corporation if elected to such positions and to assume the obligations herein set forth for the compensation herein provided. The Adviser shall for all purposes herein provided be deemed to be an independent contractor, and, unless otherwise expressly provided or authorized, shall have no authority to act for or represent the Corporation in any way or otherwise be deemed an agent of the Corporation. It is understood and agreed that the Adviser, by separate agreement with the Corporation, may also act as Distributor for a Fund. 2. For the services and facilities described in Section 1, each Fund will pay to the Adviser at the end of each calendar month, an investment management fee computed at the annual rate of the percentage of the average daily net assets of each Fund as set forth in Exhibit A. If expenses borne by a Fund in any fiscal year (including at the Adviser's fee, but excluding interest, taxes, fees incurred in acquiring and disposing of portfolio securities and, to the extent permitted, extraordinary expenses), exceed those set forth in any statutory or regulatory formula prescribed by any state in which Fund shares are registered at such time, the Adviser will reimburse the Fund for any excess. The net asset value of each Fund shall be calculated as of the close of the New York Stock Exchange on each day the Exchange is open for trading or as of such other time or times as the directors may determine in accordance with the provisions of the Investment Corporation Act of 1940 (the "Act"). On each day when the net asset value is not calculated, the net asset value of a share of common stock of a Fund shall be deemed to be the net asset value of such a share as of the close of business on the last day on which such calculation was made for the purpose of the foregoing computations. For the month and year in which this Agreement becomes effective or terminates, there shall be an appropriate proration on the basis of the number of days that the Agreement is in effect during the month and year, respectively. The services of the Adviser to the Funds under this Agreement are not to be deemed exclusive, and the Adviser shall be free to render similar services or other services to others so long as its services hereunder are not impaired thereby. 3. In addition to the fee of the Adviser, the Funds shall assume and pay any expenses for services rendered by a custodian for the safekeeping of the Funds' securities or other property and for any other charges of the custodian. The Adviser shall not be required to pay and each Fund shall assume and pay the charges and expenses of its operations, including compensation of the directors (other than those affiliated with the Adviser), charges and expenses of independent auditors, of legal counsel, of any transfer or dividend disbursing agent or any registrar of the Fund, costs of acquiring and disposing of portfolio securities, interest, if any, on obligations incurred by the Fund, costs of share certificates and of reports, costs for keeping its books of account, costs for calculating the net asset value of the Funds as provided in Articles of Incorporation of the Corporation, membership dues in the Investment Company Institute or any similar organization, costs of reports and notices to shareholders, other like miscellaneous expenses and all taxes and fees payable to federal, state or other governmental agencies on account of the registration of securities issued by the Funds, filing of corporate documents or otherwise. No Fund shall pay or incur any obligation for any management or administrative expenses for which the Fund intends to seek reimbursement from the Adviser as herein provided without first obtaining the written approval of the Adviser. The Adviser shall arrange, if desired by the Corporation, for officers of the Adviser to serve, without compensation from the Funds, as directors, officers or agents of the Corporation if duly elected or appointed to such positions and subject to their individual consent and to any limitations imposed by law. 4. Subject to applicable statutes and regulations, it is understood that directors, officers, or agents of the Corporation are or may be interested in the Adviser as officers, directors, agents, shareholders or otherwise, and that the officers, directors, shareholders and agents of the Adviser may be interested in the Corporation otherwise than as a director, officer or agent. -2- 5. The Adviser shall not be liable for any error of judgement or of law, or for any loss suffered by the Funds in connection with the matters to which this Agreement relates, except loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Adviser in the performance of its obligations and duties, or by reason of its reckless disregard of its obligations and duties under this Agreement. 6. The Adviser has proprietary rights in the Funds' names and the Corporation's name. The Adviser may withdraw from the Fund or the Corporation the use of their names. In addition the Adviser reserves the right to grant the use of a similar name to another investment company or business enterprise. However, in doing so, the Adviser agrees to submit the question of continuing this investment advisory contract to a vote of the Funds' shareholders at the time. 7. (a) The effective date of this Agreement with respect to each Fund shall be the date set forth on Exhibit A hereto. (b) Unless sooner terminated as hereinafter provided, this Agreement shall continue in effect with respect to each Fund for a period more than two years from the date of its execution but only as long as such continuance is specifically approved at lease annually (i) by the Board of Directors of the Corporation or by the vote of a majority of the outstanding voting securities of the applicable Fund, and (ii) by the vote of a majority of directors of the Corporation who are not parties to this Agreement or "interested persons", as defined in the Act, of the Adviser or of the Corporation cast in person at a meeting called for the purpose of voting of such approval. (c) This Agreement may be terminated with respect to any Fund at any time, without the payment of any penalty, by the Board of Directors of the Corporation or by the vote of a majority of the outstanding voting securities of such Fund, or by the Adviser, upon 60 days' written notice to the other party. (d) This Agreement shall terminate automatically in the event of its "assignment" (as defined in the Act). (e) No amendment to this Agreement shall be effective with respect to any Fund until approved by the vote of: (i) a majority of the directors of the Corporation who are not parties to this Agreement or "interested persons" (as defined in the Act) of the Adviser or of the Corporation cast in person at a meeting called for the purpose of voting on such approval; and (ii) a majority of the outstanding voting securities of the applicable Fund. (f) Wherever referred to in this Agreement, the vote or approval of the holders of a majority of the outstanding voting securities or shares of a Fund shall mean the lesser of (i) the vote of 67% or more of the voting securities of such Fund present at a regular or special meeting of shareholders duly called, if more than 50% of the Fund's outstanding voting securities are present or represented by proxy; or (ii) the vote of more than 50% of the outstanding voting securities of such Fund. -3- 8. As to the Wasatch-Hoisington U.S. Treasury Fund, the Adviser is hereby authorized, at its option and expense, to retain a sub-adviser or sub-advisers to assist the Adviser in furnishing investment advice to such Funds; provided that the Adviser shall be responsible for monitoring compliance by such sub-adviser(s) with the investment policies and restrictions of the Corporation and such Fund and with such other limitations or directions as the Board of Directors of the Corporation may from time to time prescribe. Any such retention of a sub- adviser shall be subject to approval by the Board of Directors of the Corporation and to the extent required by law, the shareholders of such Fund. Any appointment of a sub-adviser pursuant hereto shall in no way limit or diminish the Adviser's obligations and responsibility under this Agreement. 9. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder shall not be thereby affected. 10. Any notice under this Agreement shall be in writing, addressed and delivered or mailed, postage prepaid, to the other party at such address as such other party may designate for the receipt of such notice. IN WITNESS WHEREOF, the Corporation and the Adviser have caused this Agreement to be executed by their duly authorized officers as of the day and year first above written. Wasatch Funds, Inc. By /S/ Samuel S. Stewart, Jr. Samuel S. Stewart, Jr., President Wasatch Advisors, Inc. By /S/ Samuel S. Stewart, Jr. Samuel S. Stewart, Jr., President -4- Exhibit A To Advisory and Service Contract between Wasatch Funds, Inc. and Wasatch Advisors, Inc. Fund Effective Date Annual Advisory Fee Series A - Wasatch Aggressive Equity Fund January 27, 1998 1.00% Series B - Wasatch Growth Fund January 27, 1998 1.00% Series C - Wasatch-Hoisington U.S. Treasury Fund January 27, 1998 0.50% Series D - Wasatch Mid-Cap Fund January 27, 1998 1.25% Series E - Wasatch Micro-Cap Fund January 27, 1998 2.00% Series F - Wasatch World Wide Fund January 27, 1998 1.50% Series G - Wasatch Micro-Cap Value Fund January 27, 1998 1.50% ~~-----END PRIVACY-ENHANCED MESSAGE-----~~