-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EHdpMgfuicmM9IuRibV5Ut5KGD94GCdrFuYGHkVrMiS48HNPLGTwhEETdJUpvAFD H41QJPzxwsNkPlU0V5Ai7A== 0000937725-96-000002.txt : 19960216 0000937725-96-000002.hdr.sgml : 19960216 ACCESSION NUMBER: 0000937725-96-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS RESEARCH CORP /AL/ CENTRAL INDEX KEY: 0000806388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 630713665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38949 FILM NUMBER: 96519831 BUSINESS ADDRESS: STREET 1: 4040 MEMORIAL PKWY SOUTH CITY: HUNTSVILLE STATE: AL ZIP: 35802 BUSINESS PHONE: 2058831140 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS ROY J CENTRAL INDEX KEY: 0000937725 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4040 MEMORIAL PARKWAY SO CITY: HUNTSVILLE STATE: AL ZIP: 35802-1326 BUSINESS PHONE: 2058831140 MAIL ADDRESS: STREET 1: 4040 MEMORIAL PKWY SO CITY: HUNTSVILLE STATE: AL ZIP: 35802-1326 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 8 )* NICHOLS RESEARCH CORPORATION - ------------------------------------------------------------------- (Name of Issuer) Common Stock $.01 Par Value - ------------------------------------------------------------------- (Title of Class of Securities) 653818 10 4 - ------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement. - --------- (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 653818 10 4 - ------------------------------------------------------------------------------- 1) Names of Reporting Persons: Roy J. Nichols S.S. or I.R.S. Identification Nos. of Above Persons: ###-##-#### - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) (b) X - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- Number of Shares Beneficially Owned (5) Sole Voting Power 0 By Each Reporting Person With ------------------------------------------ (6) Shared Voting Power 333,432{1} ------------------------------------------ (7) Sole Dispositive Power 0 ------------------------------------------ (8) Shared Dispositive Power 333,432{1} ------------------------------------------ - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 333,432 - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 5.2% - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- **FOOTNOTES** {1}Shares are held in a Revocable Trust for Roy J. Nichols and his spouse, Susan Mary Nichols. Reporting person and his spouse are Trustees of that Revocable Trust. ITEM 1(a): The name of the issuer is Nichols Research Corporation. ITEM 1(b): The address of the issuer's principal executive office is 4040 Memorial Parkway, South, Huntsville, Alabama 35802-1326. ITEM 2(a): The name of the person filing is Roy J. Nichols. ITEM 2(b): The address of the principal business office of the person filing is 4040 Memorial Parkway, South, Huntsville, Alabama 35802-1326. ITEM 2(c): The person filing is a citizen of the United States of America. ITEM 2(d): The title of the class of securities for which this statement is filed is common stock par value $.01 per share. ITEM 2(e): The CUSIP number of the securities referred to in ITEM 2(d) is 653818 10 4. ITEM 3: Not applicable. ITEM 4: Ownership. (a) The amount of common stock beneficially owned by the person filing on December 31, 1995, was 333,432 shares (which includes 0 shares which the person filing has the right to acquire upon exercise of options). (b) The shares of common stock referred to in Item 4(a) above represent 5.2 percent of the common stock outstand- ing. (c) The number of shares as to which the person filing has (i) sole power to vote or to direct the vote is 0; (ii) shared power to vote or to direct the vote is 333,432; (iii) sole power to dispose or to direct the disposition of is 0; (iv) shared power to dispose or to direct the disposition of is 333,432. ITEM 5: Not applicable. ITEM 6: ------------------------------ is known by the person filing to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. ITEM 7: Not applicable. ITEM 8: Not applicable. ITEM 9: Not applicable. ITEM 10: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 8, 1996 Roy J. Nichols - --------------------------------------- Roy J. Nichols, Director, Senior Vice President and Chief Technical Officer Name/Title ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----