0001209191-21-067829.txt : 20211203 0001209191-21-067829.hdr.sgml : 20211203 20211203162851 ACCESSION NUMBER: 0001209191-21-067829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUNDERMANN PETER J CENTRAL INDEX KEY: 0001182854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 211470388 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-01 0 0000008063 ASTRONICS CORP ATRO 0001182854 GUNDERMANN PETER J 130 COMMERCE WAY EAST AURORA NY 14052 1 1 0 0 PRESIDENT/CEO $.01 PV COMMON STOCK 23363 D $.01 PV CLASS B STOCK 2021-12-01 4 M 0 16249 13.59 A 721239 D OPTION 13.59 2021-12-01 4 M 0 16249 0.00 D 2012-12-01 2021-12-01 $.01 PV CL B STK 16249 0 D OPTION 9.20 2013-11-29 2022-11-29 $.01 PV COM STK 18700 18700 D OPTION 9.20 2013-11-29 2022-11-29 $.01 PV CL B STK 22254 22254 D OPTION 28.45 2014-12-11 2023-12-11 $.01 PV COM STK 8300 8300 D OPTION 28.45 2014-12-11 2023-12-11 $.01 PV CL B STK 6848 6848 D OPTION 30.83 2015-12-11 2024-12-11 $.01 PV COM STK 10100 10100 D OPTION 30.83 2015-12-11 2024-12-11 $.01 PV CL B STK 5261 5261 D OPTION 27.72 2016-12-03 2025-12-03 $.01 PV COM STK 13700 13700 D Option 27.72 2016-12-03 2025-12-03 $.01 PV CL B STK 4418 4418 D Option 31.76 2017-12-14 2026-12-14 $.01 PV COM STK 14460 14460 D Option 31.76 2017-12-14 2026-12-14 $.01 PV CL B STK 2169 2169 D Option 35.61 2018-12-12 2027-12-12 $.01 PV COM STK 26300 26300 D Option 35.61 2018-12-12 2027-12-12 $.01 PV CL B STK 3945 3945 D Option 31.57 2019-12-13 2028-12-13 $.01 PV COM STK 34790 34790 D Restricted Stock Unit $.01 PV COM STK 1832 1832 D Option 30.04 2020-12-09 2029-12-09 $.01 PV COM STK 61200 61200 D Restricted Stock Unit $.01 PV COM STK 10175 10175 D Option 14.45 2022-01-22 2031-01-22 $.01 PV COM STK 98900 98900 D Restricted Stock Unit $.01 PV COM STK 1052 1052 D Restricted Stock Unit $.01 PV COM STK 12275 12275 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December 31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance. These restricted stock units vest ratably on each anniversary of the grant date over three years. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January 1, 2021- December 31, 2023. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance. /S/JULIE DAVIS, AS POWER OF ATTORNEY FOR PETER J. GUNDERMANN 2021-12-03