0001209191-21-022094.txt : 20210319
0001209191-21-022094.hdr.sgml : 20210319
20210319163223
ACCESSION NUMBER: 0001209191-21-022094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210317
FILED AS OF DATE: 20210319
DATE AS OF CHANGE: 20210319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEABODY MARK
CENTRAL INDEX KEY: 0001492763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07087
FILM NUMBER: 21758622
MAIL ADDRESS:
STREET 1: 130 COMMERCE WAY
CITY: EAST AURORA
STATE: NY
ZIP: 14052
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTRONICS CORP
CENTRAL INDEX KEY: 0000008063
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 160959303
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
BUSINESS PHONE: 716-805-1599
MAIL ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
FORMER COMPANY:
FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC
DATE OF NAME CHANGE: 19711209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-17
0
0000008063
ASTRONICS CORP
ATRO
0001492763
PEABODY MARK
130 COMMERCE WAY
EAST AURORA
NY
14052
0
1
0
0
VP Astronics Advanced Electron
$.01 PV Common Stock
2021-03-17
4
M
0
1205
0.00
A
26164
D
$.01 PV Common Stock
2021-03-17
4
F
0
411
18.65
D
25753
D
$.01 PV Class B Stock
2021-03-17
4
M
0
180
0.00
A
198494
D
Option
13.59
2012-12-01
2021-12-01
$.01 PV Com Stk
4300
4300
D
Option
13.59
2012-12-01
2021-12-01
$.01 PV Cl B Stk
6530
6530
D
Option
9.20
2013-11-29
2022-11-29
$.01 PV Com Stk
7400
7400
D
Option
9.20
2013-11-29
2022-11-29
$.01 PV Cl B Stk
8807
8807
D
Option
28.45
2014-12-11
2023-12-11
$.01 PV Com Stk
2990
2990
D
Option
28.45
2014-12-11
2023-12-11
$.01 PV Cl B Stk
2467
2467
D
Option
30.83
2015-12-11
2024-12-11
$.01 PV Com Stk
3470
3470
D
Option
30.83
2015-12-11
2024-12-11
$.01 PV Cl B Stk
1807
1807
D
Option
27.72
2016-12-03
2025-12-03
$.01 PV Com Stk
4500
4500
D
Option
27.72
2016-12-03
2025-12-03
$.01 PV Cl B Stk
1451
1451
D
Option
31.76
2017-12-14
2026-12-14
$.01 PV Com Stk
4820
4820
D
Option
31.76
2017-12-14
2026-12-14
$.01 PV Cl B Stk
723
723
D
Option
35.61
2018-12-12
2027-12-12
$.01 PV Com Stk
7010
7010
D
Option
35.61
2018-12-12
2027-12-12
$.01 PV Cl B Stk
1052
1052
D
Restricted Stock Unit
2021-03-17
4
M
0
1205
0.00
D
$.01 PV Com Stk
1205
0
D
Restricted Stock Unit
2021-03-17
4
M
0
180
0.00
D
$.01 PV Cl B Stk
180
0
D
Option
31.57
2019-12-13
2028-12-13
$.01 PV Com Stk
9280
9280
D
Restricted Stock Unit
$.01 PV Com Stk
1220
1220
D
Option
30.04
2020-12-09
2029-12-09
$.01 PV Com Stk
13600
13600
D
Restricted Stock Unit
$.01 PV Com Stk
6625
6625
D
Option
14.45
2022-01-22
2031-01-22
$.01 PV Com Stk
20250
20250
D
Restricted Stock Unit
$.01 PV Com Stk
886
886
D
Restricted Stock Unit
$.01 PV Com Stk
9825
9825
D
Shares withheld by Astronics Corp. to satisfy applicable withholding tax upon vesting of restricted stock units.
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.
Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December
31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December
31, 2022, with the vesting percentage determined based on actual performance.
These restricted stock units vest ratably on each anniversary of the grant date over three years.
Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2021- December 31, 2023. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance.
/s/Julie Davis, as Power of Attorney for Mark Peabody
2021-03-19