0001209191-21-016043.txt : 20210302 0001209191-21-016043.hdr.sgml : 20210302 20210302163736 ACCESSION NUMBER: 0001209191-21-016043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEABODY MARK CENTRAL INDEX KEY: 0001492763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 21704325 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-26 0 0000008063 ASTRONICS CORP ATRO 0001492763 PEABODY MARK 130 COMMERCE WAY EAST AURORA NY 14052 0 1 0 0 VP Astronics Advanced Electron $.01 PV Common Stock 24959 D $.01 PV Class B Stock 198314 D Option 13.59 2012-12-01 2021-12-01 $.01 PV Com Stk 4300 4300 D Option 13.59 2012-12-01 2021-12-01 $.01 PV Cl B Stk 6530 6530 D Option 9.20 2013-11-29 2022-11-29 $.01 PV Com Stk 7400 7400 D Option 9.20 2013-11-29 2022-11-29 $.01 PV Cl B Stk 8807 8807 D Option 28.45 2014-12-11 2023-12-11 $.01 PV Com Stk 2990 2990 D Option 28.45 2014-12-11 2023-12-11 $.01 PV Cl B Stk 2467 2467 D Option 30.83 2015-12-11 2024-12-11 $.01 PV Com Stk 3470 3470 D Option 30.83 2015-12-11 2024-12-11 $.01 PV Cl B Stk 1807 1807 D Option 27.72 2016-12-03 2025-12-03 $.01 PV Com Stk 4500 4500 D Option 27.72 2016-12-03 2025-12-03 $.01 PV Cl B Stk 1451 1451 D Option 31.76 2017-12-14 2026-12-14 $.01 PV Com Stk 4820 4820 D Option 31.76 2017-12-14 2026-12-14 $.01 PV Cl B Stk 723 723 D Option 35.61 2018-12-12 2027-12-12 $.01 PV Com Stk 7010 7010 D Option 35.61 2018-12-12 2027-12-12 $.01 PV Cl B Stk 1052 1052 D Restricted Stock Unit $.01 PV Com Stk 1205 1205 D Restricted Stock Unit $.01 PV Cl B Stk 180 180 D Option 31.57 2019-12-13 2028-12-13 $.01 PV Com Stk 9280 9280 D Restricted Stock Unit $.01 PV Com Stk 1220 1220 D Option 30.04 2020-12-09 2029-12-09 $.01 PV Com Stk 13600 13600 D Restricted Stock Unit $.01 PV Com Stk 6625 6625 D Option 14.45 2022-01-22 2031-01-22 $.01 PV Com Stk 20250 20250 D Restricted Stock Unit 2021-02-26 4 A 0 886 0.00 A $.01 PV Com Stk 886 886 D Restricted Stock Unit 2021-02-26 4 A 0 9825 0.00 A $.01 PV Com Stk 9825 9825 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance. Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December 31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance. These restricted stock units vest ratably on each anniversary of the grant date over three years. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2021- December 31, 2023. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance. /s/Julie Davis, as Power of Attorney for Mark Peabody 2021-03-02