0001209191-20-048244.txt : 20200825
0001209191-20-048244.hdr.sgml : 20200825
20200825164447
ACCESSION NUMBER: 0001209191-20-048244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200821
FILED AS OF DATE: 20200825
DATE AS OF CHANGE: 20200825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keane Robert S
CENTRAL INDEX KEY: 0001337084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07087
FILM NUMBER: 201132754
MAIL ADDRESS:
STREET 1: VISTAPRINT USA, INCORPORATED
STREET 2: 100 HAYDEN AVE.
CITY: LEXINGTON
STATE: MA
ZIP: 02421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTRONICS CORP
CENTRAL INDEX KEY: 0000008063
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 160959303
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
BUSINESS PHONE: 716-805-1599
MAIL ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
FORMER COMPANY:
FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC
DATE OF NAME CHANGE: 19711209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-21
0
0000008063
ASTRONICS CORP
ATRO
0001337084
Keane Robert S
78 BEACON STREET
BOSTON
MA
02108
1
0
0
0
$0.01 PV Common Stock
2020-08-21
4
C
0
85695
0.00
A
85695
I
Note
$0.01 PV Common Stock
2020-08-21
4
J
0
85695
0.00
D
0
I
Note
$0.01 PV Class B Stock
2020-08-21
4
C
0
85695
0.00
D
1409614
I
Note
$0.01 PV Class B Stock
2020-08-21
4
J
0
1409614
0.00
D
0
I
Note
$0.01 PV Class B Stock
2020-08-21
4
J
0
373827
0.00
A
448199
I
Note
$0.01 PV Common Stock
44726
I
Note
$0.01 PV Common Stock
44200
I
Note
$0.01 PV Class B Stock
206886
I
Note
Option
34.04
2019-03-02
2021-06-10
$.01 PV Common Stock
4000
4000
I
Note
Option
34.04
2019-03-02
2021-06-10
$.01 PV Class B Stock
600
600
I
Note
Restricted Stock Unit
$.01 PV Common Stock
5600
5600
D
Each share of Class B Stock is convertible at any time, at the option of the holder, into one fully paid and non-assessable share of Common Stock.
The direct owner is 5096 Saranac LLC, a Delaware limited liability company which was established by a trust of the Reporting Persons father, Kevin T. Keane. As a result of estate planning transactions, the direct owner is now owned 25% by Boston & Saranac LLC, a Delaware limited liability company("Boston & Saranac"), and 75% by limited liability companies owned by trusts for the benefit of the siblings or descendants of siblings of the Reporting Person ("Sibling Trusts"). Boston & Saranac is 100% owned by a trust whose beneficiaries are the Reporting Person and his spouse.
As a result of estate planning transactions, 5096 Saranac LLC made an in-kind distribution of the 85,695 shares of Common Stock and 1,409,614 shares of Class B Common Stock held by it to its members, including 373,827 shares of Class B Common Stock to Boston & Saranac. The other shares were distributed in-kind to the Sibling Trusts.
The direct owner is Boston & Saranac LLC.
Reporting Person is one of multiple potential beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trust U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the trust's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%.
The direct owner is the Estate of Kevin T. Keane. The Reporting Person is one of multiple beneficiaries to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%.
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
These restricted stock units are scheduled to vest 100% on August 28, 2020.
/s/Julie Davis as Power of Attorney for Robert Sprague Keane
2020-08-25