0001209191-20-048244.txt : 20200825 0001209191-20-048244.hdr.sgml : 20200825 20200825164447 ACCESSION NUMBER: 0001209191-20-048244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200821 FILED AS OF DATE: 20200825 DATE AS OF CHANGE: 20200825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keane Robert S CENTRAL INDEX KEY: 0001337084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 201132754 MAIL ADDRESS: STREET 1: VISTAPRINT USA, INCORPORATED STREET 2: 100 HAYDEN AVE. CITY: LEXINGTON STATE: MA ZIP: 02421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-21 0 0000008063 ASTRONICS CORP ATRO 0001337084 Keane Robert S 78 BEACON STREET BOSTON MA 02108 1 0 0 0 $0.01 PV Common Stock 2020-08-21 4 C 0 85695 0.00 A 85695 I Note $0.01 PV Common Stock 2020-08-21 4 J 0 85695 0.00 D 0 I Note $0.01 PV Class B Stock 2020-08-21 4 C 0 85695 0.00 D 1409614 I Note $0.01 PV Class B Stock 2020-08-21 4 J 0 1409614 0.00 D 0 I Note $0.01 PV Class B Stock 2020-08-21 4 J 0 373827 0.00 A 448199 I Note $0.01 PV Common Stock 44726 I Note $0.01 PV Common Stock 44200 I Note $0.01 PV Class B Stock 206886 I Note Option 34.04 2019-03-02 2021-06-10 $.01 PV Common Stock 4000 4000 I Note Option 34.04 2019-03-02 2021-06-10 $.01 PV Class B Stock 600 600 I Note Restricted Stock Unit $.01 PV Common Stock 5600 5600 D Each share of Class B Stock is convertible at any time, at the option of the holder, into one fully paid and non-assessable share of Common Stock. The direct owner is 5096 Saranac LLC, a Delaware limited liability company which was established by a trust of the Reporting Persons father, Kevin T. Keane. As a result of estate planning transactions, the direct owner is now owned 25% by Boston & Saranac LLC, a Delaware limited liability company("Boston & Saranac"), and 75% by limited liability companies owned by trusts for the benefit of the siblings or descendants of siblings of the Reporting Person ("Sibling Trusts"). Boston & Saranac is 100% owned by a trust whose beneficiaries are the Reporting Person and his spouse. As a result of estate planning transactions, 5096 Saranac LLC made an in-kind distribution of the 85,695 shares of Common Stock and 1,409,614 shares of Class B Common Stock held by it to its members, including 373,827 shares of Class B Common Stock to Boston & Saranac. The other shares were distributed in-kind to the Sibling Trusts. The direct owner is Boston & Saranac LLC. Reporting Person is one of multiple potential beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trust U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the trust's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%. The direct owner is the Estate of Kevin T. Keane. The Reporting Person is one of multiple beneficiaries to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. These restricted stock units are scheduled to vest 100% on August 28, 2020. /s/Julie Davis as Power of Attorney for Robert Sprague Keane 2020-08-25