0001209191-20-035415.txt : 20200609 0001209191-20-035415.hdr.sgml : 20200609 20200609200103 ACCESSION NUMBER: 0001209191-20-035415 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keane Robert S CENTRAL INDEX KEY: 0001337084 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 20953244 MAIL ADDRESS: STREET 1: VISTAPRINT USA, INCORPORATED STREET 2: 100 HAYDEN AVE. CITY: LEXINGTON STATE: MA ZIP: 02421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-06-05 2020-06-05 0 0000008063 ASTRONICS CORP ATRO 0001337084 Keane Robert S 78 BEACON STREET BOSTON MA 02108 1 0 1 0 $0.01 PV Common Stock 2020-06-05 4 J 0 178904 0.00 D 2222 I Note (1) $0.01 PV Common Stock 2020-06-05 4 J 0 44726 0.00 A 44726 I Note (2) $0.01 PV Class B Stock 2020-06-05 4 J 0 297488 0.00 D 0 I Note (3) $0.01 PV Class B Stock 2020-06-05 4 J 0 74372 0.00 A 74372 I Note (2) $0.01 PV Class B Stock 1495340 I Note (4) $0.01 PV Common Stock 44200 I Note (5) $0.01 PV Class B Stock 206886 I Note (5) Option 35.81 2014-09-03 2020-06-10 $.01 PV Common Stock 2000 2000 I Note (1) Option 35.81 2014-09-03 2020-06-10 $.01 PV Class B Stock 1650 1650 I Note (1) Option 45.88 2015-09-10 2020-06-10 $.01 PV Common Stock 3000 3000 I Note (1) Option 45.88 2015-09-10 2020-06-10 $.01 PV Class B Stock 1563 1563 I Note (1) Otion 22.93 2016-08-26 2020-06-10 $.01 PV Common Stock 4000 4000 I Note (1) Option 22.93 2016-08-26 2020-06-10 $.01 PV Class B Stock 1290 1290 I Note (1) Option 28.50 2017-09-07 2020-06-10 $.01 PV Common Stock 4000 4000 I Note (1) Option 28.50 2017-09-07 2020-06-10 $.01 PV Class B Stock 600 600 I Note (1) Option 34.04 2019-03-02 2021-06-10 $.01 PV Common Stock 4000 4000 I Note (1) Option 34.04 2019-03-02 2021-06-10 $.01 PV Class B Stock 600 600 I Note (1) Restricted Stock Unit $.01 PV Common Stock 5600 5600 D The direct owner is the Estate of Kevin T. Keane. The Reporting Person is one of multiple beneficiaries to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%. Shares held by the estate have been transferred to entities beneficially owned by descendants of Kevin T. Keane in an estate planning transactions. As a result, 134,178 Shares of Common Stock have been transferred to entities of which certain of the Reporting Persons's siblings are the primary beneficiary trusts. 44,726 shares of Common Stock have been transferred to Boston & Saranac LLC, a Delaware limited liability company 100% owned by a trust whose beneficiaries are the Reporting Person and his Spouse ("Boston & Saranac"). The direct owner is Boston & Saranac. As a result of the same estate planning transaction in Note 1 above, 223,116 shares of Class B Stock have been transferred to entities 100% owned by trusts whose beneficiaries are the siblings or the descendants of siblings of the Reporting Person ("Sibling Trusts"). 74,372 shares of Class B Stock have been transferred to Boston & Saranac. As a result of the same estate planning transaction in Note 1 above, 25% of the ownership of 5096 Saranac LLC, a Delaware corporation established by a trust of the Reporting Person's father which is the owner of 1,495,340 shares of Class B Stock, has been transferred from the trust to Boston & Saranac, and the remaining 75% to the Sibling Trusts. Reporting Person is one of multiple potential beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trustees U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the trust's interest is reported on this form, however the Reporting Person's proportionate interest is approximately 25%. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. These restricted stock units are scheduled to vest 100% on August 28, 2020. /s/Julie Davis as Power of Attorney for Robert Sprague Keane 2020-06-09