0001209191-20-035415.txt : 20200609
0001209191-20-035415.hdr.sgml : 20200609
20200609200103
ACCESSION NUMBER: 0001209191-20-035415
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200605
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keane Robert S
CENTRAL INDEX KEY: 0001337084
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07087
FILM NUMBER: 20953244
MAIL ADDRESS:
STREET 1: VISTAPRINT USA, INCORPORATED
STREET 2: 100 HAYDEN AVE.
CITY: LEXINGTON
STATE: MA
ZIP: 02421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTRONICS CORP
CENTRAL INDEX KEY: 0000008063
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 160959303
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
BUSINESS PHONE: 716-805-1599
MAIL ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
FORMER COMPANY:
FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC
DATE OF NAME CHANGE: 19711209
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-06-05
2020-06-05
0
0000008063
ASTRONICS CORP
ATRO
0001337084
Keane Robert S
78 BEACON STREET
BOSTON
MA
02108
1
0
1
0
$0.01 PV Common Stock
2020-06-05
4
J
0
178904
0.00
D
2222
I
Note (1)
$0.01 PV Common Stock
2020-06-05
4
J
0
44726
0.00
A
44726
I
Note (2)
$0.01 PV Class B Stock
2020-06-05
4
J
0
297488
0.00
D
0
I
Note (3)
$0.01 PV Class B Stock
2020-06-05
4
J
0
74372
0.00
A
74372
I
Note (2)
$0.01 PV Class B Stock
1495340
I
Note (4)
$0.01 PV Common Stock
44200
I
Note (5)
$0.01 PV Class B Stock
206886
I
Note (5)
Option
35.81
2014-09-03
2020-06-10
$.01 PV Common Stock
2000
2000
I
Note (1)
Option
35.81
2014-09-03
2020-06-10
$.01 PV Class B Stock
1650
1650
I
Note (1)
Option
45.88
2015-09-10
2020-06-10
$.01 PV Common Stock
3000
3000
I
Note (1)
Option
45.88
2015-09-10
2020-06-10
$.01 PV Class B Stock
1563
1563
I
Note (1)
Otion
22.93
2016-08-26
2020-06-10
$.01 PV Common Stock
4000
4000
I
Note (1)
Option
22.93
2016-08-26
2020-06-10
$.01 PV Class B Stock
1290
1290
I
Note (1)
Option
28.50
2017-09-07
2020-06-10
$.01 PV Common Stock
4000
4000
I
Note (1)
Option
28.50
2017-09-07
2020-06-10
$.01 PV Class B Stock
600
600
I
Note (1)
Option
34.04
2019-03-02
2021-06-10
$.01 PV Common Stock
4000
4000
I
Note (1)
Option
34.04
2019-03-02
2021-06-10
$.01 PV Class B Stock
600
600
I
Note (1)
Restricted Stock Unit
$.01 PV Common Stock
5600
5600
D
The direct owner is the Estate of Kevin T. Keane. The Reporting Person is one of multiple beneficiaries to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%. Shares held by the estate have been transferred to entities beneficially owned by descendants of Kevin T. Keane in an estate planning transactions. As a result, 134,178 Shares of Common Stock have been transferred to entities of which certain of the Reporting Persons's siblings are the primary beneficiary trusts. 44,726 shares of Common Stock have been transferred to Boston & Saranac LLC, a Delaware limited liability company 100% owned by a trust whose beneficiaries are the Reporting Person and his Spouse ("Boston & Saranac").
The direct owner is Boston & Saranac.
As a result of the same estate planning transaction in Note 1 above, 223,116 shares of Class B Stock have been transferred to entities 100% owned by trusts whose beneficiaries are the siblings or the descendants of siblings of the Reporting Person ("Sibling Trusts"). 74,372 shares of Class B Stock have been transferred to Boston & Saranac.
As a result of the same estate planning transaction in Note 1 above, 25% of the ownership of 5096 Saranac LLC, a Delaware corporation established by a trust of the Reporting Person's father which is the owner of 1,495,340 shares of Class B Stock, has been transferred from the trust to Boston & Saranac, and the remaining 75% to the Sibling Trusts.
Reporting Person is one of multiple potential beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trustees U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the trust's interest is reported on this form, however the Reporting Person's proportionate interest is approximately 25%.
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
These restricted stock units are scheduled to vest 100% on August 28, 2020.
/s/Julie Davis as Power of Attorney for Robert Sprague Keane
2020-06-09