0001209191-18-059707.txt : 20181121
0001209191-18-059707.hdr.sgml : 20181121
20181121160505
ACCESSION NUMBER: 0001209191-18-059707
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181120
FILED AS OF DATE: 20181121
DATE AS OF CHANGE: 20181121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAMER JAMES S
CENTRAL INDEX KEY: 0001492812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07087
FILM NUMBER: 181198237
MAIL ADDRESS:
STREET 1: 130 COMMERCE WAY
CITY: EAST AURORA
STATE: NY
ZIP: 14052
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTRONICS CORP
CENTRAL INDEX KEY: 0000008063
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 160959303
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
BUSINESS PHONE: 716-805-1599
MAIL ADDRESS:
STREET 1: 130 COMMERCE WAY
STREET 2: -
CITY: EAST AURORA
STATE: NY
ZIP: 14052-2191
FORMER COMPANY:
FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC
DATE OF NAME CHANGE: 19711209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-20
0
0000008063
ASTRONICS CORP
ATRO
0001492812
KRAMER JAMES S
130 COMMERCE WAY
EAST AURORA
NY
14052
0
1
0
0
Executive Vice President
$.01 PV Common Stock
2018-11-21
4
S
0
3200
30.0581
D
39632
D
$.01 PV Class B Stock
374458
D
$.01 PV Common Stock
220
I
By Spouse
$.01 PV Class B Stock
822
I
By Spouse
$.01 PV Common Stock
787
I
JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER
$.01 PV Class B Stock
254
I
JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER
Option
2.84
2010-12-03
2019-12-03
$.01 PV Com Stk
11750
11750
D
Option
2.84
2010-12-03
2019-12-03
$.01 PV Cl B Stk
20803
20803
D
Option
7.68
2011-12-02
2020-12-02
$.01 PV Com Stk
4350
4350
D
Option
7.68
2011-12-02
2020-12-02
$.01 PV Cl B Stk
7701
7701
D
Option
13.59
2012-12-01
2021-12-01
$.01 PV Com Stk
3200
3200
D
Option
13.59
2012-12-01
2021-12-01
$.01 PV Cl B Stk
4859
4859
D
Option
9.20
2013-11-29
2022-11-29
$.01 PV Com Stk
5700
5700
D
Option
9.20
2013-11-29
2022-11-29
$.01 PV Cl B Stk
6783
6784
D
Option
28.45
2014-12-11
2023-12-11
$.01 PV Com Stk
2330
2330
D
Option
28.45
2014-12-11
2023-12-11
$.01 PV Cl B Stk
1922
1923
D
Option
30.83
2015-12-11
2024-12-11
$.01 PV Com Stk
2720
2720
D
Option
30.83
2015-12-11
2024-12-11
$.01 PV Cl B Stk
1417
1417
D
Option
27.72
2016-12-03
2025-12-03
$.01 PV Com Stk
3500
3500
D
Option
27.72
2016-12-03
2025-12-03
$.01 PV Cl B Stk
1129
1129
D
Option
31.76
2017-12-14
2026-12-14
$.01 PV Com Stk
3670
3670
D
Option
31.76
2017-12-14
2026-12-14
$.01 PV Cl B Stk
551
551
D
Option
35.61
2018-12-12
2027-12-12
$.01 PV Com Stk
5340
5340
D
Option
35.61
2018-12-12
2027-12-12
$.01 PV Cl B Stk
801
801
D
Restricted Stock Unit
$.01 PV Com Stk
920
920
D
Restricted Stock Unit
$.01 PV Cl B Stk
138
138
D
Sold pursuant to a 10b5-1 trading plan.
Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
/s/Julie Davis, as Power of Attorney for James S. Kramer
2018-11-21