0001209191-18-052810.txt : 20181001 0001209191-18-052810.hdr.sgml : 20181001 20181001164244 ACCESSION NUMBER: 0001209191-18-052810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181001 DATE AS OF CHANGE: 20181001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mulato James CENTRAL INDEX KEY: 0001693402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 181098073 MAIL ADDRESS: STREET 1: 4 GOODYEAR CITY: IRVINE STATE: CA ZIP: 92677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-30 0 0000008063 ASTRONICS CORP ATRO 0001693402 Mulato James 130 COMMERCE WAY EAST AURORA NY 14052 0 0 0 1 Pres Astronics Test Systems $.01 PV Common Stock 2018-09-30 4 A 0 829 25.63 A 2411 D $.01 PV Class B Stock 441 D $.01 PV Common Stock 100 I Spouse $.01 PV Class B Stock 15 I Spouse Option 39.96 2015-03-31 2024-03-31 $.01 PV Com Stk 2400 2400 D Option 39.96 2015-03-31 2024-03-31 $.01 PV Cl B Stk 1409 1409 D Option 35.46 2015-12-11 2024-12-11 $.01 PV Com Stk 3300 3300 D Option 35.46 2015-12-11 2024-12-11 $.01 PV Cl B Stk 1064 1064 D Option 31.88 2016-12-03 2025-12-03 $.01 PV Com Stk 4300 4300 D Option 31.88 2016-12-03 2025-12-03 $.01 PV Cl B Stk 645 645 D Option 36.52 2017-12-14 2026-12-14 $.01 PV Com Stk 6560 6560 D Option 40.95 2018-12-12 2027-12-12 $.01 PV Com Stk 7950 7950 D Restricted Stock Unit $.01 PV Com Stk 2175 2175 D Acquired shares via exercise of subscription agreement under Employee Stock Purchase Plan. Represents shares owned by his wife. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance. /s/Julie Davis, as Power of Attorney for James Mulato 2018-10-01