0001209191-18-048178.txt : 20180823 0001209191-18-048178.hdr.sgml : 20180823 20180823162950 ACCESSION NUMBER: 0001209191-18-048178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180822 FILED AS OF DATE: 20180823 DATE AS OF CHANGE: 20180823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER JAMES S CENTRAL INDEX KEY: 0001492812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 181035062 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-22 0 0000008063 ASTRONICS CORP ATRO 0001492812 KRAMER JAMES S 130 COMMERCE WAY EAST AURORA NY 14052 0 1 0 0 Executive Vice President $.01 PV Common Stock 2018-08-22 4 S 0 11800 46.02 D 42003 D $.01 PV Class B Stock 320029 D $.01 PV Common Stock 220 I By Spouse $.01 PV Class B Stock 686 I By Spouse $.01 PV Common Stock 787 I JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER $.01 PV Class B Stock 118 I JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER Option 3.27 2010-12-03 2019-12-03 $.01 PV Com Stk 11750 11750 D Option 3.27 2010-12-03 2019-12-03 $.01 PV Cl B Stk 16557 16557 D Option 8.82 2011-12-02 2020-12-02 $.01 PV Com Stk 4350 4350 D Option 8.82 2011-12-02 2020-12-02 $.01 PV Cl B Stk 6129 6129 D Option 15.63 2012-12-01 2021-12-01 $.01 PV Com Stk 3200 3200 D Option 15.63 2012-12-01 2021-12-01 $.01 PV Cl B Stk 3808 3808 D Option 10.58 2013-11-29 2022-11-29 $.01 PV Com Stk 5700 5700 D Option 10.58 2013-11-29 2022-11-29 $.01 PV Cl B Stk 5155 5155 D Option 32.72 2014-12-11 2023-12-11 $.01 PV Com Stk 2330 2330 D Option 32.72 2014-12-11 2023-12-11 $.01 PV Cl B Stk 1367 1367 D Option 35.46 2015-12-11 2024-12-11 $.01 PV Com Stk 2720 2720 D Option 35.46 2015-12-11 2024-12-11 $.01 PV Cl B Stk 877 877 D Option 31.88 2016-12-03 2025-12-03 $.01 PV Com Stk 3500 3500 D Option 31.88 2016-12-03 2025-12-03 $.01 PV Cl B Stk 525 525 D Option 36.52 2017-12-14 2026-12-14 $.01 PV Com Stk 3670 3670 D Option 40.95 2018-12-12 2027-12-12 $.01 PV Com Stk 5340 5340 D Restricted Stock Unit $.01 PV Com Stk 920 920 D Sold pursuant to a 10b5-1 trading plan. Mr. Kramer disclaims any beneficial interest in the shares owned by his wife. Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance. /s/Julie Davis, as Power of Attorney for James S. Kramer 2018-08-23