0001209191-18-027147.txt : 20180501 0001209191-18-027147.hdr.sgml : 20180501 20180501170454 ACCESSION NUMBER: 0001209191-18-027147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180427 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEABODY MARK CENTRAL INDEX KEY: 0001492763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 18796387 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-27 0 0000008063 ASTRONICS CORP ATRO 0001492763 PEABODY MARK 130 COMMERCE WAY EAST AURORA NY 14052 0 1 0 0 VP Astronics Advanced Electron $.01 PV Common Stock 2018-04-27 4 S 0 2000 38.34 D 11368 D $.01 PV Class B Stock 109005 D Option 3.27 2009-12-09 2018-12-09 $.01 PV Com Stk 16880 16880 D Option 3.27 2009-12-09 2018-12-09 $.01 PV Cl B Stk 23785 23785 D Option 3.27 2010-12-03 2019-12-03 $.01 PV Com Stk 16840 16840 D Option 3.27 2010-12-03 2019-12-03 $.01 PV Cl B Stk 23729 23729 D Option 8.82 2011-12-02 2020-12-02 $.01 PV Com Stk 6500 6500 D Option 8.82 2011-12-02 2020-12-02 $.01 PV Cl B Stk 9159 9159 D Option 15.63 2012-12-01 2021-12-01 $.01 PV Com Stk 4300 4300 D Option 15.63 2012-12-01 2021-12-01 $.01 PV Cl B Stk 5117 5117 D Option 10.58 2013-11-29 2022-11-29 $.01 PV Com Stk 7400 7400 D Option 10.58 2013-11-29 2022-11-29 $.01 PV Cl B Stk 6692 6692 D Option 32.72 2014-12-11 2023-12-11 $.01 PV Com Stk 2990 2990 D Option 32.72 2014-12-11 2023-12-11 $.01 PV Cl B Stk 1755 1755 D Option 35.46 2015-12-11 2024-12-11 $.01 PV Com Stk 3470 3470 D Option 35.46 2015-12-11 2024-12-11 $.01 PV Cl B Stk 1119 1119 D Option 31.88 2016-12-03 2025-12-03 $.01 PV Com Stk 4500 4500 D Option 31.88 2016-12-03 2025-12-03 $.01 PV Cl B Stk 675 675 D Option 36.52 2017-12-14 2026-12-14 $.01 PV Com Stk 4820 4820 D Option 40.95 2018-12-12 2027-12-12 $.01 PV Com Stk 7010 7010 D Restricted Stock Unit $.01 PV Com Stk 1205 1205 D Shares sold pursuant to a 10b5-1 trading plan. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance. /s/Julie Davis, as Power of Attorney for Mark Peabody 2018-05-01