0000902664-17-002394.txt : 20170515 0000902664-17-002394.hdr.sgml : 20170515 20170515171809 ACCESSION NUMBER: 0000902664-17-002394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170511 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 BUSINESS PHONE: 716-805-1599 MAIL ADDRESS: STREET 1: 130 COMMERCE WAY STREET 2: - CITY: EAST AURORA STATE: NY ZIP: 14052-2191 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEANE KEVIN T CENTRAL INDEX KEY: 0001182852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 17845849 MAIL ADDRESS: STREET 1: 1801ELMWOOD AVE CITY: BUFFALO STATE: NY ZIP: 14207 4 1 p17-1199form4.xml KEVIN T. KEANE X0306 4 2017-05-11 0 0000008063 ASTRONICS CORP ATRO 0001182852 KEANE KEVIN T 1801 ELMWOOD AVE BUFFALO NY 14207 1 0 1 0 $ .01 PV Com Stk 2017-05-11 4 C 0 209557 A 238529 D $ .01 PV Com Stk 58120 I By spouse $ .01 PV Cl B Stk 2017-05-11 4 C 0 209557 D 234020 D $ .01 PV Cl B Stk 192275 I By Spouse $ .01 PV Cl B Stk 1300269 I By 5096 SARANAC LLC Option 41.18 2014-09-03 2024-03-03 $.01 PV Com Stk 2000 2000 D Option 41.18 2014-09-03 2024-03-03 $.01 PV Cl B Stk 1174 1174 D Option 52.76 2015-09-10 2025-03-10 $.01 PV Com Stk 3000 3000 D Option 52.76 2015-09-10 2025-03-10 $.01 PV Cl B Stk 968 968 D Option 26.37 2016-08-26 2026-02-26 $.01 PV Com Stk 4000 4000 D Option 26.37 2016-08-26 2016-02-26 $.01 PV Cl B Stk 600 600 D Option 32.77 2017-09-07 2017-03-07 $.01 PV Com Stk 4000 4000 D The Reporting Person converted 209,557 shares of Class B Common Stock into 209,557 shares of Common Stock on May 11, 2017 pursuant to the terms of the Class B Common Stock. The Class B Common Stock is convertible at any time or from time to time, at the holder's election, into one (1) share of Common Stock. The Class B Common Stock has no maturity date. Includes 195,040 shares of Class B Common Stock transferred from the Kevin T. Keane 2016 GRAT, a transfer that was exempt from Section 16(a) pursuant to Rule 16a-13. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. /s/ Kevin T. Keane 2017-05-15