-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzdabKP6FlJgMpj4lZ7HpxlsnptvQf/YDsDiFBbenk0RLujZtPn7c0P+8q9vT0BR /tx5j6lfblEtShEjhoWZWg== 0000899797-03-000113.txt : 20030320 0000899797-03-000113.hdr.sgml : 20030320 20030320164159 ACCESSION NUMBER: 0000899797-03-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030320 FILED AS OF DATE: 20030320 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASTRONICS CORP CENTRAL INDEX KEY: 0000008063 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD CONTAINERS & BOXES [2650] IRS NUMBER: 160959303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07087 FILM NUMBER: 03610806 BUSINESS ADDRESS: STREET 1: 1801 ELMWOOD AVE STREET 2: - CITY: BUFFALO STATE: NY ZIP: 14207 BUSINESS PHONE: 7164479013 MAIL ADDRESS: STREET 2: 1801 ELMWOOD AVE CITY: BUFFALO STATE: NY ZIP: 14207 FORMER COMPANY: FORMER CONFORMED NAME: ASTRONICS LUMINESCENT INC DATE OF NAME CHANGE: 19711209 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MCKENNA ROBERT J CENTRAL INDEX KEY: 0001020332 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5 HUMMINGBIRD CT CITY: ORCHARD PARK STATE: NY ZIP: 14127 BUSINESS PHONE: 7166627009 MAIL ADDRESS: STREET 1: 5 HUMMINGBIRD CT CITY: ORCHARD PARK STATE: NY ZIP: 14127 4 1 mar19mckennaform_4atro.htm ROBERT J. MCKENNA FORM 4

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FORM 4

 

                                            U.S. SECURITIES AND EXCHANGE COMMISSION
                                             Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 of Section 30(f) of the Investment Company Act of 1940

1.  Name and address of Reporting Person*

ROBERT J. MCKENNA

 

2.  Issuer Name and Ticker or Trading Symbol

ASTRONICS CORPORATION (ATRO)

6.  Relationship of Reporting Person to Issuer
     (Check all applicable)
  [ X ]  Director               [   ] 10% Owner
  [    ] Officer (give           [   ] Other (specify
           title below)                 below)

 

(Last)                   (First)                (Middle)

190 24th Place

3.  I.R.S. Identification
     Number of Reporting
     Person, if an Entity
     (Voluntary)

4. Statement for Month/Day/Year

March 19, 2003

(Street)

Owatonna, MN  55060

5.  If Amendment, Date of Original (Month/Day/Year)

7.  Individual or Joint/Group Filing
     (Check applicable box)
[X ]  Form filed by One Reporting Person
[    ] Form filed by More than One Reporting
       person

(City)                   (State)                  (Zip)

 

Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.  Title of Security
     (Instr. 3)
2.  Transaction Date


Month/Day/
Year)
 
2A. Deemed Execution Date, if any


(Month/Day/ Year)
3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or
    Disposed of (D)
    (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transactions
(Instr. 3 and 4)
6.Ownership Form: Direct (D) or Indirect (I)



(Instr. 4)
7. Nature of Indirect Beneficial Ownership



(Instr. 4)




Code




V




Amount


(A)
or
(D)




Price

$01 Par Value Common Stock

1100

D

$01 Par Value Class B Stock          

 

 

412

D

 
                     
 
                 

Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly.                                                                          
*If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).

Potential Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 

Form 4 (continued)            Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
                                                                    (e.g., puts, calls, warrants, options, convertible securities)

1.  Title of Derivative Security (Instr. 3) 2.Conver-sion or
Exercise
Price of
Deri-
vative
Security
 
3.Trans-action
Date

(Month/
Day/
Year)
 
3A.
Deemed
Execution
Date, if any
(Month/
Day/
Year)
4.Trans-action
Code
(Instr.8)
5. Number
of Derivative Securities Ac-
quired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6.Date Exercisable
and Expiration
Date
(Month/Day/Year)
7.Title and Amount
of Underlying
Securities
(Instr. 3 and 4)
8. Price
of
Deriv-
ative
Secur-
ity
(Instr. 5)

 

9.Number
of deriv-
Secur-
ities
Bene-
ficially
Owned Follow-
ing
Reported
Trans-
action(s)
(Instr. 4)
10.Owner-ship
Form of Deriv-
ative
Security
Direct
(D) or
Indirect (I)
(Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)


Code



V



(A)


(D)
Date Exer-
cisable
Expira-
tion
Date


Title

Amount or
Number of Shares

Option*

$3.13

03/18/03

J(1)

 

5924

02/13/98

02/13/07

$01 PV Com Stk

5924

5924

D

Option*

$3.13

03/18/03

J(1)

 

2221

02/13/98

02/13/07

$.01 PV CL B Stk

2221

2221

D

Option*

$3.729

03/18/03

J(1)

 

7405

02/06/99

02/06/08

$01 PV Com Stk

7405

7405

D

Option*

$3.729

03/18/03

J(1)

 

2776

02/06/99

02/06/08

$.01 PV CL B Stk

2776

2776

D

Option*

$5.536

03/18/03

J(1)

 

5386

02/05/00

02/05/09

$01 PV Com Stk

5386

5386

D

Option*

$5.536

03/18/03

J(1)

 

2019

02/05/00

02/05/09

$.01 PV CL B Stk

2019

2019

D

Option*

$4.929

03/18/03  

J(1)

 

5386

 

02/15/01

02/15/10

$01 PV Com Stk

5386

 

5386

D

 
Option*

$4.929

03/18/03  

J(1)

 

2019

 

02/15/01

02/15/10

$.01 PV CL B Stk

2019

 

2019

D

 
Option*

$9.323

03/18/03  

J(1)

 

5385

 

02/15/02

02/15/11

$01 PV Com Stk

5385

 

5385

D

 
Option*

$9.323

03/18/03  

J(1)

 

1346

 

02/15/02

02/15/11

$.01 PV CL B Stk

1346

 

1346

D

 
Option*

$6.885

03/18/03  

J(1)

 

5385

 

08/14/02

08/14/12

$01 PV Com Stk

5385

 

5385

D

 
Option*

$4.783

03/18/03  

J(1)

 

5385

 

08/11/03

08/11/13

$01 PV Com Stk

5385

 

5385

D

 

 

Explanation of Responses:

*Options granted pursuant to Stock Option Plan

(1) Substitution options as a result of the MOD-PAC spin-off.

 

**  Intentional misstatements or omissions of facts constitute Federal Criminal Violations
     See 18 U.S.C. 1001 and 15 U.S.C/ 78ff(a).

/s/ C. Anthony Rider, as Power of Attorney for
ROBERT J. MCKENNA

 


February 13, 2003

      **Signature of Reporting Person

Date

 

C. Anthony Rider, as Power of Attorney for
ROBERT J. MCKENNA

   
Note:  File three copies of this Form, one of which must be manually signed.  If space provided is insufficient,
see Instruction 6 for procedure.
     
Potential Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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