-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FA7Dmv1NkqieSSBYehWrbnryesZrvAUwHg+6Gy7ORY5jw4YMkgOb5cqx8qiD7DXh og4fKiZpZBM0QTLSX2UhEg== 0001140361-08-013407.txt : 20080522 0001140361-08-013407.hdr.sgml : 20080522 20080522174228 ACCESSION NUMBER: 0001140361-08-013407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080520 FILED AS OF DATE: 20080522 DATE AS OF CHANGE: 20080522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLG Partners, Inc. CENTRAL INDEX KEY: 0001365790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 205009693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-224-7200 MAIL ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Freedom Acquisition Holdings, Inc. DATE OF NAME CHANGE: 20060612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33217 FILM NUMBER: 08855729 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc1.xml FORM 4 X0202 4 2008-05-20 0 0001365790 GLG Partners, Inc. GLG 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock 2008-05-20 4 P 0 1100 8.17 A 33666240 I See Footnote Common Stock 2008-05-20 4 P 0 60400 8.19 A 33726640 I See Footnote Common Stock 2008-05-20 4 P 0 2000 8.15 A 33728640 I See Footnote Common Stock 2008-05-21 4 P 0 30900 8.45 A 33759540 I See Footnote 3,150 of the reported shares of common stock are included within 3,150 units purchased by Lehman Brothers Inc., a direct subsidiary of the Reporting Person. Each unit consists of one share of common stock and one warrant to purchase one share of common stock. By direct and indirect subsidiaries of the Reporting Person: 33,659,998 shares held by Lehman (Cayman Islands) Ltd., 4,942 shares held by Lehman Brothers Inc., and 1,300 shares held by Lehman Brothers Special Financing Inc. By direct and indirect subsidiaries of the Reporting Person: 33,659,998 shares held by Lehman (Cayman Islands) Ltd., 65,342 shares held by Lehman Brothers Inc., and 1,300 shares held by Lehman Brothers Special Financing Inc. By direct and indirect subsidiaries of the Reporting Person: 33,659,998 shares held by Lehman (Cayman Islands) Ltd., 67,342 shares held by Lehman Brothers Inc., and 1,300 shares held by Lehman Brothers Special Financing Inc. By direct and indirect subsidiaries of the Reporting Person: 33,659,998 shares held by Lehman (Cayman Islands) Ltd., 98,242 shares held by Lehman Brothers Inc., and 1,300 shares held by Lehman Brothers Special Financing Inc. See Exhibit 24.1 for Power of Attorney. See Exhibit 99.1 for Joint Filer Information. By: /s/ Gwen J. Zeisler, Vice President 2008-05-22 EX-24.1 2 poa1.htm POWER OF ATTORNEY

                

EXHIBIT 24.1

 

POWER OF ATTORNEY

 

 

Know by all these presents, that the undersigned hereby constitutes and appoints each of Andrew M.W. Yeung and Gwen J. Zeisler, signing singly, the undersigned’s true and lawful attorney-in-fact to:

 

 

1)

prepare, execute for and on behalf of the undersigned, in the undersigned’s name, place and stead in any and all capacities related to securities held by the undersigned, any and all filings by the undersigned or Lehman Brothers Holdings Inc. (the “Company”) with the United States Securities and Exchange Commission (the “SEC”) (a) pursuant to Section 13 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and (b) pursuant to Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and with respect to either of the foregoing clauses (a) and (b), any other forms or reports the undersigned or the Company may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities;

 

2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, execute and deliver any such filing as described in paragraph (1) above, or other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

 

3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended.

 

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any such filing as described in paragraph (1) above, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of May 22, 2008.

 

 

LEHMAN (CAYMAN ISLANDS) LTD.

 

 

/s/ James J. Killerlane III

Name: James J. Killerlane III

Title: Vice President

 

 

 

 

 EX-99.1 3 misc1.htm MISCELLEANOUS EXHIBITS

EXHIBIT 99.1

 

JOINT FILER INFORMATION

Title of Non-Derivative Securities: Common Stock

Issuer & Ticker Symbol: GLG Partners, Inc. (GLG)

Date of event requiring statement: May 20, 2008

 

Designated Filer:

Lehman Brothers Holdings Inc.

745 Seventh Avenue

New York, NY 10019

 

Other Joint Filer Information:

Relationship of Joint Filer to Issuer: 10% Owner

Ownership Form: Direct (See Footnotes (2) through (5) of the Form 4)

 

Lehman (Cayman Islands) Ltd., a Cayman Islands limited liability company, a direct wholly-owned subsidiary of the Reporting Person.

Maples And Calder

P.O. Box 309GT, Ugland House/George Town, Grand

Cayman/Cayman Islands

 

Signature of Joint Filer:

 

LEHMAN (CAYMAN ISLANDS) LTD.

 

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

Title: Attorney-in-fact

 

 

 

 

Date: May 22, 2008

 

 

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