-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTMvACok0DKW316ZQPtZeiwZOwds8sw1xFfx5hKvV06GqnW5ovTx7Nk2I7jc9qEO Yv5H4PjOsSJXItlvYRAndQ== 0001140361-08-010885.txt : 20080501 0001140361-08-010885.hdr.sgml : 20080501 20080501185519 ACCESSION NUMBER: 0001140361-08-010885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080429 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL SUGAR CO /NEW/ CENTRAL INDEX KEY: 0000831327 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 740704500 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE IMPERIAL SQ STE 200 STREET 2: P O BOX 9 CITY: SUGAR LAND STATE: TX ZIP: 77487 BUSINESS PHONE: 2814919181 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLLY CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL SUGAR CO /TX/ DATE OF NAME CHANGE: 19880606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16674 FILM NUMBER: 08796175 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS INC// CENTRAL INDEX KEY: 0000728586 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16674 FILM NUMBER: 08796176 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS INC. STREET 2: 3 WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS INC. STREET 2: 3 WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10285 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INC DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON INC /DE/ DATE OF NAME CHANGE: 19900828 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INC /DE/ DATE OF NAME CHANGE: 19880323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEENEY JOHN CENTRAL INDEX KEY: 0001227439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16674 FILM NUMBER: 08796177 MAIL ADDRESS: STREET 1: C/O LAHMAN BROTHERS HOLDINGS INC STREET 2: 745 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0202 4 2008-04-29 0 0000831327 IMPERIAL SUGAR CO /NEW/ IPSU 0001227439 SWEENEY JOHN C/O IMPERIAL SUGAR COMPANY 8016 HIGHWAY 90A SUGAR LAND TX 77478 1 0 0 0 0000728586 LEHMAN BROTHERS INC// 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Restricted Stock Units 2008-04-29 4 A 0 2454 0 A Common Shares 2454 3954 D The Restricted Stock Units ("RSUs") will vest 6 months after Mr. Sweeney leaves the Board of Directors. The March 7, 2007 grant of 1,500 RSUs was previously reported as a grant of 1,500 shares of Restricted Common Stock on the Form 4/A filed with the Securities and Exchange Commission on March 12, 2007. These 1,500 RSUs are included in the total number of RSUs reported herein. John Sweeney is a director of the Company and a Managing Director of Lehman Brothers Inc. ("LBI"), a wholly-owned subsidiary of Lehman Brothers Holdings Inc. ("LBHI"). Under the terms of Mr. Sweeney's employment with LBI, LBI is the beneficial owner of the 2,454 RSUs granted to Mr. Sweeney as a director of the Company. LBHI may be deemed to be the beneficial owner of these RSUs. Mr. Sweeney disclaims beneficial ownership of these RSUs. See exhibit 24.1 for Power of Attorney. See exhibit 99.1 for Joint Filer Information. By: Gwen J. Zeisler, Attorney-in-fact 2008-05-01 EX-24.1 2 poa1.htm POWER OF ATTORNEY

                Exhibit 24.1

POWER OF ATTORNEY

 

 

Know by all these presents, that the undersigned hereby constitutes and appoints each of Karen B. Corrigan, James J. Killerlane III, Andrew M.W. Yeung and Gwen J. Zeisler, signing singly, the undersigned’s true and lawful attorney-in-fact to:

 

 

1)

prepare, execute for and on behalf of the undersigned, in the undersigned’s name, place and stead in any and all capacities related to securities held by the undersigned, any and all filings by the undersigned or Lehman Brothers Holdings Inc. (the “Company”) with the United States Securities and Exchange Commission (the “SEC”) (a) pursuant to Section 13 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and (b) pursuant to Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended, and with respect to either of the foregoing clauses (a) and (b), any other forms or reports the undersigned or the Company may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities;

 

2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, execute and deliver any such filing as described in paragraph (1) above, or other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority; and

 

3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, as amended.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any such filing as described in paragraph (1) above, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of May 1, 2008.

 

 

 

 

 

 

 

/s/ John Sweeney

 

John Sweeney

 

 

 

 

 

 

 

 

EX-99.99.1 3 misc1.htm MISCELLEANOUS EXHIBITS

EXHIBIT 99.1

 

JOINT FILER INFORMATION

Title of Derivative Securities: Restricted Stock Units

Issuer & Ticker Symbol: Imperial Sugar Co. (IPSU)

Date of event requiring statement: April 29, 2008

 

Designated Filer:

John Sweeney

c/o Imperial Sugar Co.

8016 Highway 90A

Sugar Land, TX 77478

 

Other Joint Filer Information:

Relationship of Joint Filers to Issuer: 10% Owners

Ownership Form: Indirect (See Footnote (3) of the Form 4)

 

Lehman Brothers Holdings Inc.

745 Seventh Avenue

New York, NY 10019

 

Lehman Brothers Inc.

745 Seventh Avenue

New York, NY 10019

 

Signature of Joint Filers:

 

LEHMAN BROTHERS HOLDINGS INC.

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

Title: Vice President

 

 

 

 

LEHMAN BROTHERS INC.

By:

/s/ Gwen J. Zeisler

 

Name: Gwen J. Zeisler

Title: Vice President

 

 

 

 

 

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