-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C/ijxRhb3McaFP29Vdiz/mIi83x3IYaUtVvmEvWKxjayFcabWlW9s79omw8T3sEM 1cAfdVSMnPxoGLdmbw6Eog== 0001140361-08-001299.txt : 20080114 0001140361-08-001299.hdr.sgml : 20080114 20080114162719 ACCESSION NUMBER: 0001140361-08-001299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080110 FILED AS OF DATE: 20080114 DATE AS OF CHANGE: 20080114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE ROCK ENERGY PARTNERS L P CENTRAL INDEX KEY: 0001364541 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 680629883 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16701 GREENSPOINT PARK DRIVE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 281-408-1200 MAIL ADDRESS: STREET 1: 16701 GREENSPOINT PARK DRIVE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77060 FORMER COMPANY: FORMER CONFORMED NAME: Eagle Rock Energy Partners, L.P. DATE OF NAME CHANGE: 20060531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 08528856 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc1.xml FORM 4 X0202 4 2008-01-10 0 0001364541 EAGLE ROCK ENERGY PARTNERS L P EROC 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Units 2008-01-10 4 S 0 200 18.12 D 7481798 I See Footnote Common Units 2008-01-10 4 S 0 500 18.1375 D 7481298 I See Footnote Common Units 2008-01-10 4 S 0 300 18.14 D 7480998 I See Footnote Common Units 2008-01-10 4 S 0 100 18.1725 D 7480898 I See Footnote Common Units 2008-01-10 4 S 0 100 18.18 D 7480798 I See Footnote Common Units 2008-01-10 4 S 0 100 18.19 D 7480698 I See Footnote Common Units 2008-01-10 4 S 0 300 18.2675 D 7480398 I See Footnote By direct and indirect, wholly-owned subsidiaries of the Reporting Person: 2,509,746 common units held by Lehman Brothers Inc.; 3,590,859 common units held by Lehman Brothers MLP Opportunity Fund LP; and 1,381,193 common units held by Lehman Brothers MLP Partners, LP By direct and indirect, wholly-owned subsidiaries of the Reporting Person: 2,509,246 common units held by Lehman Brothers Inc.; 3,590,859 common units held by Lehman Brothers MLP Opportunity Fund LP; and 1,381,193 common units held by Lehman Brothers MLP Partners, LP By direct and indirect, wholly-owned subsidiaries of the Reporting Person: 2,508,946 common units held by Lehman Brothers Inc.; 3,590,859 common units held by Lehman Brothers MLP Opportunity Fund LP; and 1,381,193 common units held by Lehman Brothers MLP Partners, LP By direct and indirect, wholly-owned subsidiaries of the Reporting Person: 2,508,846 common units held by Lehman Brothers Inc.; 3,590,859 common units held by Lehman Brothers MLP Opportunity Fund LP; and 1,381,193 common units held by Lehman Brothers MLP Partners, LP By direct and indirect, wholly-owned subsidiaries of the Reporting Person: 2,508,746 common units held by Lehman Brothers Inc.; 3,590,859 common units held by Lehman Brothers MLP Opportunity Fund LP; and 1,381,193 common units held by Lehman Brothers MLP Partners, LP By direct and indirect, wholly-owned subsidiaries of the Reporting Person: 2,508,646 common units held by Lehman Brothers Inc.; 3,590,859 common units held by Lehman Brothers MLP Opportunity Fund LP; and 1,381,193 common units held by Lehman Brothers MLP Partners, LP By direct and indirect, wholly-owned subsidiaries of the Reporting Person: 2,508,346 common units held by Lehman Brothers Inc.; 3,590,859 common units held by Lehman Brothers MLP Opportunity Fund LP; and 1,381,193 common units held by Lehman Brothers MLP Partners, LP Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Persons are filing three simultaneous Forms 4 to report their reportable transactions, all of which together shall be deemed a single report filed on this date. This is the third Form 4 of the three filings. JOINT FILER INFORMATION: Title of Derivative Securities: Common Units Issuer & Ticker Symbol: Eagle Rock Energy Partners L P (EROC) Designated Filer: Lehman Brothers Holdings Inc., 745 Seventh Avenue New York, NY 10019 Other Joint Filer Information: Lehman Brothers Inc. 745 Seventh Avenue, New York, NY 10019, a Delaware corporation, a direct wholly-owned subsidiary of the Reporting Person. LB I Group Inc., 399 Park Avenue, New York NY 10022, a Delaware corporation, a direct wholly-owned subsidiary of Lehman Brothers Inc. Lehman Brothers MLP Opportunity Associates LLC, 399 Park Avenue, New York, NY 10022, a Delaware limited liability company, a direct wholly-owned subsidiary of the Reporting Person and general partner of Lehman Brothers MLP Opportunity Associates LP. Lehman Brothers MLP Opportunity Associates LP, 399 Park Avenue, New York, NY 10022, a Delaware limited partnership, and general partner of Lehman Brothers MLP Opportunity Fund LP. Lehman Brothers MLP Opportunity Fund LP, 399 Park Avenue, Ne w York, NY 10022 a Delaware limited partnership. Lehman Brothers MLP Associates, LP, 399 Park Avenue New York, NY 10022, a Delaware limited partnership, wholly-owned by LB I Group Inc. Lehman Brothers MLP Partners, LP, 399 Park Avenue, New York, NY 10022 a Delaware limited partnership, wholly-owned by Lehman Brothers MLP Associates, LP. /s/ Barrett S. DiPaolo 2008-01-14 -----END PRIVACY-ENHANCED MESSAGE-----