-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UsE1/e2jPP4m1v4lhe7Yp0hEPfTxxnmEU5Nn7D2zbBq8vaeust060C5yttoNkSf+ bpnyED6hFZhj0dFWQvmbsg== 0001140361-08-000759.txt : 20080107 0001140361-08-000759.hdr.sgml : 20080107 20080107163013 ACCESSION NUMBER: 0001140361-08-000759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071227 FILED AS OF DATE: 20080107 DATE AS OF CHANGE: 20080107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vanguard Natural Resources, LLC CENTRAL INDEX KEY: 0001384072 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7700 SAN FELIPE STREET 2: SUITE 485 CITY: HOUSTON STATE: TX ZIP: 77063 BUSINESS PHONE: 832-327-2259 MAIL ADDRESS: STREET 1: 7700 SAN FELIPE STREET 2: SUITE 485 CITY: HOUSTON STATE: TX ZIP: 77063 FORMER COMPANY: FORMER CONFORMED NAME: Vanguard Natural Resrouces LLC DATE OF NAME CHANGE: 20061219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33756 FILM NUMBER: 08515465 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc1.xml FORM 4 X0202 4 2007-12-27 0 0001384072 Vanguard Natural Resources, LLC VNR 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Units 2007-12-27 4 P 0 100 15.35 A 1165100 I See Footnotes Common Units 2007-12-27 4 P 0 5100 15.4 A 1170200 I See Footnotes Common Units 2007-12-27 4 P 0 9800 15.41 A 1180000 I See Footnotes Common Units 2007-12-28 4 P 0 300 15.33 A 1180300 I See Footnotes Common Units 2007-12-28 4 P 0 100 15.34 A 1180400 I See Footnotes Common Units 2007-12-28 4 P 0 3200 15.35 A 1183600 I See Footnotes Common Units 2007-12-28 4 P 0 100 15.39 A 1183700 I See Footnotes Common Units 2007-12-28 4 P 0 200 15.4 A 1183900 I See Footnotes Common Units 2007-12-28 4 P 0 200 15.41 A 1184100 I See Footnotes Common Units 2007-12-28 4 P 0 400 15.45 A 1184500 I See Footnotes Common Units 2007-12-28 4 P 0 200 15.47 A 1184700 I See Footnotes Common Units 2007-12-28 4 P 0 1500 15.5 A 1186200 I See Footnotes Common Units 2007-12-28 4 P 0 500 15.55 A 1186700 I See Footnotes Common Units 2007-12-28 4 P 0 300 15.57 A 1187000 I See Footnotes Common Units 2007-12-28 4 P 0 100 15.58 A 1187100 I See Footnotes Common Units 2007-12-28 4 P 0 300 15.5999 A 1187400 I See Footnotes Common Units 2007-12-28 4 P 0 2800 15.6 A 1190200 I See Footnotes Common Units 2007-12-28 4 P 0 1100 15.61 A 1191300 I See Footnotes Common Units 2007-12-28 4 P 0 100 15.62 A 1191400 I See Footnotes Common Units 2007-12-28 4 P 0 700 15.63 A 1192100 I See Footnotes Common Units 2007-12-28 4 P 0 200 15.64 A 1192300 I See Footnotes Common Units 2007-12-28 4 P 0 200 15.65 A 1192500 I See Footnotes Common Units 2007-12-28 4 P 0 400 15.69 A 1192900 I See Footnotes Common Units 2007-12-28 4 P 0 1400 15.7 A 1194300 I See Footnotes Common Units 2007-12-28 4 P 0 500 15.75 A 1194800 I See Footnotes Common Units 2007-12-28 4 P 0 500 15.8 A 1195300 I See Footnotes Common Units 2007-12-28 4 P 0 800 15.9 A 1196100 I See Footnotes Common Units 2007-12-28 4 P 0 1200 16 A 1197300 I See Footnotes The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund LP ("Lehman Brothers MLP Opportunity Fund"); and 100 units held by Lehman Brothers MLP Partners LP ("Lehman Brothers MLP Partners"). By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 5,200 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 15,000 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 15,300 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 15,400 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 18,600 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 18,700 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 18,900 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 19,100 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 19,500 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 19,700 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 21,200 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 21,700 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 22,000 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 22,100 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 22,400 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 25,200 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 26,300 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 26,400 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 27,100 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 27,300 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 27,500 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 27,900 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 29,300 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 29,800 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 30,300 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 31,100 units held by Lehman Brothers MLP Partners. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,165,000 units held by Lehman Brothers MLP Opportunity Fund; and 32,300 units held by Lehman Brothers MLP Partners. Joint Filer Information Title of Derivative Securities: Common Units Issuer & Ticker Symbol: Vanguard Natural Resources, LLC (VNR) Designated Filer: Lehman Brothers Holdings Inc. 745 Seventh Avenue New York, NY 10019 Other Joint Filer Information: Lehman Brothers MLP Opportunity Associates LLC, 399 Park Avenue New York, NY 10022, a Delaware limited liability company, a direct wholly-owned subsidiary of the Reporting Person and general partner of Lehman Brothers Opportunity MLP Associates LP. Lehman Brothers MLP Opportunity Associates LP, 399 Park Avenue New York, NY 10022, a Delaware limited partnership, and general partner of Lehman Brothers MLP Opportunity Fund LP. Lehman Brothers MLP Opportunity Fund LP, 399 Park Avenue New York, NY 10022, a Delaware limited partnership. Lehman Brothers Inc., 745 Seventh Avenue New York, NY 10019, a Delaware corporation, a direct wholly-owned subsidiary of the Reporting Person. LB I Group Inc., 399 Park Avenue New York, NY 10022, a Delaware corporation , wholly-owned by Lehman Brothers Inc. Lehman Brothers MLP Associates, L.P., 399 Park Avenue New York, NY 10022, a Delaware limited partnership, wholly-owned by LB I Group Inc. Lehman Brothers MLP Partners, LP, 399 Park Avenue New York, NY 10022, a Delaware limited partnership, wholly-owned by LB MLP Associates LP. /s/ Barrett S. DiPaolo 2008-01-07 -----END PRIVACY-ENHANCED MESSAGE-----