-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UR8T3RvSYqLQj5re8elj0nByg6lMGq4/cFmlrmEy+5WXaecpCdoETF8zmJb/3T6h 0xmsvsodDHpIq1e2s3uNJw== 0001140361-07-023576.txt : 20071205 0001140361-07-023576.hdr.sgml : 20071205 20071205172126 ACCESSION NUMBER: 0001140361-07-023576 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071102 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLG Partners, Inc. CENTRAL INDEX KEY: 0001365790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 205009693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-224-7200 MAIL ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Freedom Acquisition Holdings, Inc. DATE OF NAME CHANGE: 20060612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33217 FILM NUMBER: 071287413 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 3/A 1 doc1.xml FORM 3/A X0202 3/A 2007-11-02 2007-11-13 0 0001365790 GLG Partners, Inc. GLG 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock 33665140 I See Footnote Warrants (right to buy Common Stock) 7.5 2011-12-28 Common Stock 3150 I By Lehman Brothers Inc. 3,150 of the reported shares of common stock are included within 3,150 units purchased by Lehman Brothers Inc., a direct wholly-owned subsidiary of the Reporting Person. Each unit consists of one share of common stock and one warrant to purchase one share of common stock. By direct and indirect wholly-owned subsidiaries of the Reporting Person: 33,659,998 shares held by Lehman (Cayman Islands) Ltd., 3,842 shares held by Lehman Brothers Inc., and 1,300 shares held by Lehman Brothers Special Financing Inc. The warrants are included within 3,150 units purchased by Lehman Brothers Inc., a direct wholly-owned subsidiary of the Reporting Person. Each unit consists of one share of common stock and one warrant to purchase one share of common stock. The warrants will become exercisable on the later of (i) the consummation of a business combination with one or more target businesses or (ii) December 21, 2007, provided that in each case there is an effective registration statement covering the shares of common stock underlying the warrants. Joint Filer Information Title of Derivative Securities: Common Stock Issuer & Ticker Symbol: GLG Partners, Inc., (GLG) Designated Filer: Lehman Brothers Holdings Inc. 745 Seventh Avenue New York, NY 10019 Other Joint Filer Information: Lehman (Cayman Islands) Ltd. Maples And Calder, P.O. Box 309GT, Ugland House/George Town, Grand Cayman/Cayman Islands, a Cayman Islands limited liability company, a direct wholly-owned subsidiary of the Reporting Person. Lehman Brothers Inc. 745 Seventh Avenue New York, NY 10019, a Delaware corporation, a direct wholly-owned subsidiary of the Reporting Person. Lehman Brothers Special Financing Inc. 745 Seventh Avenue New York, NY 10019, a Delaware corporation, a direct wholly-owned subsidiary of Lehman Brothers Inc. /s/ Barrett S. DiPaolo 2007-12-05 -----END PRIVACY-ENHANCED MESSAGE-----