-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdQNMdx2XcaZcvyst7Egk29BPSawwZgD6HAOg1lxAXC/vEo2yaOxIg+sf5qQXBD5 ijduY016t98SiKVUi0a2zQ== 0001140361-07-023007.txt : 20071128 0001140361-07-023007.hdr.sgml : 20071128 20071128162739 ACCESSION NUMBER: 0001140361-07-023007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070823 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ShoreTel Inc CENTRAL INDEX KEY: 0001388133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770443568 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408 331 3300 MAIL ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 071271877 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc1.xml FORM 4 X0202 4 2007-08-23 0 0001388133 ShoreTel Inc SHOR 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock 2007-08-23 4 P 0 1300 13.64 A 7760232 I See Footnote Common Stock 2007-10-02 4 S 0 200 15.25 D 7760032 I See Footnote Commom Stock 2007-10-19 4 S 0 200 16.55 D 7759832 I See Footnote Common Stock 2007-10-19 4 S 0 100 16.48 D 7759732 I See Footnote Common Stock 2007-10-19 4 S 0 100 16.60 D 7759632 I See Footnote Common Stock 2007-10-26 4 P 0 421 17.34 A 7760053 I See Footnote By indirect wholly-owned subsidiaries of the Reporting Persons: 193,401 shares held by Lehman Brothers Inc.; 1,176,001 shares held by LB I Group Inc.; 169,231 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 1,448,292 shares held by Lehman Brothers P.A. LLC; 652,525 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 3,203,592 shares held by Lehman Brothers VC Partners 2002 L.P.; 917,190 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 193,201 shares held by Lehman Brothers Inc.; 1,176,001 shares held by LB I Group Inc.; 169,231 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 1,448,292 shares held by Lehman Brothers P.A. LLC; 652,525 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 3,203,592 shares held by Lehman Brothers VC Partners 2002 L.P.; 917,190 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 193,001 shares held by Lehman Brothers Inc.; 1,176,001 shares held by LB I Group Inc.; 169,231 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 1,448,292 shares held by Lehman Brothers P.A. LLC; 652,525 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 3,203,592 shares held by Lehman Brothers VC Partners 2002 L.P.; 917,190 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 192,901 shares held by Lehman Brothers Inc.; 1,176,001 shares held by LB I Group Inc.; 169,231 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 1,448,292 shares held by Lehman Brothers P.A. LLC; 652,525 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 3,203,592 shares held by Lehman Brothers VC Partners 2002 L.P.; 917,190 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 192,801 shares held by Lehman Brothers Inc.; 1,176,001 shares held by LB I Group Inc.; 169,231 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 1,448,292 shares held by Lehman Brothers P.A. LLC; 652,525 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 3,203,592 shares held by Lehman Brothers VC Partners 2002 L.P.; 917,190 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 193,222 shares held by Lehman Brothers Inc.; 1,176,001 shares held by LB I Group Inc.; 169,231 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 1,448,292 shares held by Lehman Brothers P.A. LLC; 652,525 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 3,203,592 shares held by Lehman Brothers VC Partners 2002 L.P.; 917,190 shares held by Lehman Brothers Venture Capital Partners II, L.P. See Exhibit 99.1 for Joint Filer Information /s/ Barrett S. DiPaolo 2007-11-28 EX-99.1 2 misc1.htm MISCELLEANOUS EXHIBITS

EXHIBIT 99.1

JOINT FILER INFORMATION

Title of Securities: Common Stock

Issuer & Ticker Symbol: Shoretel, Inc. (SHOR)

Designated Filer: Lehman Brothers Holdings Inc., a Delaware corporation

Other Joint Filers (all filers share the Reporting Person’s address unless otherwise indicated):

Lehman Brothers Inc., a Delaware corporation, a direct wholly-owned subsidiary of the Reporting Person and direct 100% parent of LB I Group Inc. (LB I Group).

LB I Group, a Delaware corporation, a direct wholly-owned subsidiary of Lehman Brothers Inc.

399 Park Avenue

New York, NY 10022

Lehman Brothers Offshore Partnership Account 2000/2001, L.P., a Bermuda limited partnership, a direct wholly-owned subsidiary of Lehman Brothers Offshore Partnership GP 2000/2001 L.P.

399 Park Avenue

New York, NY 10022

Lehman Brothers P.A. LLC, a Delaware limited liability company, a direct wholly-owned subsidiary of Property Asset Management Inc.

101 Hudson Street

Jersey City, NJ 07302

Lehman Brothers VC Partners 2002 L.P., a Delaware limited partnership, a direct wholly-owned subsidiary of Lehman Brothers Venture GP Partnership II L.P.

399 Park Avenue

New York, NY 10022

Lehman Brothers Partnership Account 2000/2001 L.P., a Delaware limited partnership, a direct wholly-owned subsidiary of LB I Group.

399 Park Avenue

New York, NY 10022

Lehman Brothers Venture Capital Partners II, L.P., a Delaware limited partnership, a direct wholly-owned subsidiary of Lehman Brothers Venture Associates II L.L.C.

399 Park Avenue

New York, NY 10022

Date of event requiring statement: August 23, 2007

Signature on behalf of other joint filers:

/s/ Barrett S. DiPaolo, Authorized Signatory

-----END PRIVACY-ENHANCED MESSAGE-----