-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E/bPqvI8NweZnxjkvw+7z34ZLiT6blJ1sTSaR1CCIBEl730Krvj3lQ96I3ghG4om aRj0laP9sEZ/AVyTRgsnIA== 0001140361-07-016427.txt : 20070814 0001140361-07-016427.hdr.sgml : 20070814 20070814170919 ACCESSION NUMBER: 0001140361-07-016427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070703 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ShoreTel Inc CENTRAL INDEX KEY: 0001388133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770443568 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408 331 3300 MAIL ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 071056642 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc1.xml FORM 4 X0202 4 2007-07-03 0 0001388133 ShoreTel Inc SHOR 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock 2007-07-03 4 P 0 483 11.56 A 192584 I By Lehman Brothers Inc. Common Stock 2007-07-03 4 P 0 1000 12.92 A 193584 I By Lehman Brothers Inc. Common Stock 2007-07-03 4 P 0 1000 12.93 A 194584 I By Lehman Brothers Inc. Common Stock 2007-07-05 4 S 0 2000 12.23 D 192584 I By Lehman Brothers Inc. Common Stock 2007-07-05 4 S 0 483 12.73 D 192101 I By Lehman Brothers Inc. Common Stock 2007-07-09 4 C 0 7374730 0.00 A 7566831 I See Footnote Series E Convertible Preferred Stock 0.00 2007-07-09 4 C 0 1600851 0.00 D Common Stock 1600851 0 I See Footnote Series F Convertible Preferred Stock 0.00 2007-07-09 4 C 0 3742046 0.00 D Common Stock 3742046 0 I See Footnote Series G Convertible Preferred Stock 0.00 2007-07-09 4 C 0 607424 0.00 D Common Stock 607424 0 I See Footnote Series H Convertible Preferred Stock 0.00 2007-07-09 4 C 0 1424409 0.00 D Common Stock 1424409 0 I See Footnote Mandatory conversion of Series E, Series F, Series G and Series H Convertible Preferred Stock on a 1-for-1 basis upon closing of the Issuer's initial public offering. By indirect wholly-owned subsidiaries of the Reporting Persons: 1,176,001 shares held by LB I Group Inc.; 169,231 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 1,448,292 shares held by Lehman Brothers P.A. LLC; 652,525 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 3,203,592 shares held by Lehman Brothers VC Partners 2002 L.P.; 917,190 shares held by Lehman Brothers Venture Capital Partners II, L.P. Immediately The preferred stock has no expiration date. By indirect wholly-owned subsidiaries of the Reporting Persons: 35,803 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 306,403 shares held by Lehman Brothers P.A. LLC; 138,049 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 926,554 shares held by Lehman Brothers VC Partners 2002 L.P.; 194,042 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 83,690 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 716,228 shares held by Lehman Brothers P.A. LLC; 322,695 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 2,165,852 shares held by Lehman Brothers VC Partners 2002 L.P.; 453,581 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 351,570 shares held by LB I Group Inc.; 13,585 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 116,261 shares held by Lehman Brothers P.A. LLC; 52,381 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 73,627 shares held by Lehman Brothers Venture Capital Partners II, L.P. By indirect wholly-owned subsidiaries of the Reporting Persons: 824,431 shares held by LB I Group Inc.; 31,857 shares held by Lehman Brothers Offshore Partnership Account 2000/2001, L.P.; 272,632 shares held by Lehman Brothers P.A. LLC; 122,834 shares held by Lehman Brothers Partnership Account 2000/2001, L.P.; 172,655 shares held by Lehman Brothers Venture Capital Partners II, L.P. See Exhibit 99.1 for Joint Filer Information /s/ Barrett S. DiPaolo 2007-07-10 EX-99.1 2 misc1.htm MISCELLEANOUS EXHIBITS

EXHIBIT 99.1

JOINT FILER INFORMATION

Title of Securities: Common Stock and Series E, F, G, and H Convertible Preferred Stock

Issuer & Ticker Symbol: Shoretel, Inc. (SHOR)

Designated Filer: Lehman Brothers Holdings Inc., a Delaware corporation

Other Joint Filers (all filers share the Reporting Person’s address unless otherwise indicated):

Lehman Brothers Inc., a Delaware corporation, a direct wholly-owned subsidiary of the Reporting Person and direct 100% parent of LB I Group Inc. (LB I Group).

LB I Group, a Delaware corporation, a direct wholly-owned subsidiary of Lehman Brothers Inc.

399 Park Avenue

New York, NY 10023

Lehman Brothers Offshore Partners Ltd., a Bermuda limited corporation, a direct wholly-owned subsidiary of LB I Group.

Lehman Brothers Offshore Partnership GP 2000/2001 L.P., a Bermuda limited partnership, a direct wholly-owned subsidiary of Lehman Brothers Offshore Partners Ltd.

Lehman Brothers Offshore Partnership Account 2000/2001, L.P., a Bermuda limited partnership, a direct wholly-owned subsidiary of Lehman Brothers Offshore Partnership GP 2000/2001 L.P.

Lehman Brothers Venture Associates II LLC (LBVAII), a Delaware limited liability company, a direct wholly-owned subsidiary of the Reporting Person and direct 100% parent of Lehman Brothers Venture Capital Partners II, L.P. (LBVCPII)

LBVCPII, a Delaware limited partnership, a direct wholly-owned subsidiary of LBVAII.

Lehman Brothers P.A. LLC, a Delaware limited liability company, a direct wholly-owned subsidiary of Property Asset Management Inc.

Lehman Brothers VC Partners 2002 L.P., a Delaware limited partnership, a direct wholly-owned subsidiary of Lehman Brothers Venture GP Partnership II L.P.

Lehman Brothers Venture GP Partnership II L.P., a Delaware limited partnership, a direct wholly-owned subsidiary of LBVAII.

Property Asset Management Inc., a Delaware corporation, a direct wholly-owned subsidiary of Lehman ALI Inc.

Lehman ALI Inc., a Delaware corporation, a direct wholly-owned subsidiary of Lehman Brothers Holdings Inc.

Lehman Brothers Partnership Account 2000/2001 L.P., a Delaware limited partnership, a direct wholly-owned subsidiary of LB I Group.

Date of event requiring statement: June 27, 2007

Signature on behalf of other joint filers:

/s/ Barrett S. DiPaolo, Authorized Signatory

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