-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C3SnMDvy4ayXw/Vul7jZyR85Y0RJjgug+0tO6ZnMR6kpsK6Qn1Ux8XqSHBofkEeK C5qLVBIFWhoarBq/H183Rw== 0001140361-07-001272.txt : 20070116 0001140361-07-001272.hdr.sgml : 20070115 20070116170340 ACCESSION NUMBER: 0001140361-07-001272 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSO THOMAS A CENTRAL INDEX KEY: 0001227438 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09466 FILM NUMBER: 07532589 BUSINESS ADDRESS: BUSINESS PHONE: 212 526 0858 MAIL ADDRESS: STREET 1: C/O LEHMAN BROTHERS HOLDINGS INC. STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 5 1 doc1.xml FORM 5 X0202 5 2006-11-30 0 0 0 0000806085 LEHMAN BROTHERS HOLDINGS INC LEH 0001227438 RUSSO THOMAS A LEHMAN BROTHERS 745 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 Chief Legal Officer Common Stock 2005-12-16 5 G 0 40 0.00 D 124808 D Common Stock 2005-12-20 5 G 0 78 0 D 124730 D Common Stock 2005-12-20 5 G 0 15566 0.00 D 109164 D Common Stock 2006-01-03 5 G 0 78 0.00 D 109086 D Common Stock 2006-01-11 5 G 0 150 0 D 108936 D Common Stock 2006-01-12 5 G 0 370 0 D 108566 D Common Stock 2006-01-13 5 G 0 222 0 D 108344 D Common Stock 2006-01-17 5 G 0 594 0 D 107750 D Common Stock 2006-01-20 5 G 0 222 0 D 107528 D Common Stock 2006-03-16 5 G 0 352 0 D 107176 D Common Stock 2006-04-11 5 G 0 68 0 D 107108 D Common Stock 2006-04-13 5 G 0 14 0 D 107094 D Common Stock 2006-04-13 5 G 0 134 0 D 106960 D Common Stock 2006-04-24 5 G 0 130 0 D 106830 D Common Stock 2006-06-13 5 G 0 26 0 D 106804 D Common Stock 2006-06-28 5 G 0 582 0 D 106222 D Common Stock 2006-10-23 5 G 0 194 0 D 106028 D Common Stock 2006-06-28 5 G 0 194 0 A 194 I Shares held by child - A Common Stock 2006-06-28 5 G 0 194 0 A 194 I Shares held by child - M Common Stock 2006-06-28 5 G 0 194 0 A 194 I Shares held by child - T s/ Jeffrey A. Welikson, Attorney-in-fact 2007-01-16 -----END PRIVACY-ENHANCED MESSAGE-----