-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B0p+btBLfNAScMTpyK1lwwaOmDMP2pGNVazlnVR5L9cnO08Oh0YsPwY5KgtXuzsC OpqfDpfca75R4wH/7a+uDw== 0001140361-06-009058.txt : 20060613 0001140361-06-009058.hdr.sgml : 20060613 20060613121705 ACCESSION NUMBER: 0001140361-06-009058 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060606 FILED AS OF DATE: 20060613 DATE AS OF CHANGE: 20060613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEQUENOM INC CENTRAL INDEX KEY: 0001076481 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 770365889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3595 JOHN HOPKINS CT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582029000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29101 FILM NUMBER: 06901652 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 3 1 doc1.xml FORM 3 X0202 3 2006-06-06 0 0001076481 SEQUENOM INC SQNM 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock 4545454 I See footnote Warrants 2.10 2013-06-01 Common Stock 2727272 I See footnote By LB I Group Inc. ("LB I Group"), an indirect and wholly-owned subsidiary of the Reporting Person. The warrants are immediately exercisable; however, they are subject to a contractual issuance limitation prohibiting LB I Group from exercising the warrants to the extent that such exercise would result in beneficial ownership by LB I Group and its affiliates of more than 9.99% of the common shares then issued and outstanding. As of the date hereof, therefore, because of the common stock ownership reported herein, none of the warrants may be exercised. JOINT FILER INFORMATION Title of Securities: Common Stock and Warrants Issuer & Ticker Symbol: Sequenom, Inc. (SQNM) Designated Filer: Lehman Brothers Holdings Inc. Other Joint Filer: LB I Group Inc. 399 Park Avenue New York, New York 10022 Date of Event Requiring Statement: June 6, 2006 Signature on behalf of other joint filer: /s/ Barrett S. DiPaolo, Authorized Signatory /s/ Barrett S. DiPaolo, Vice President 2006-06-13 -----END PRIVACY-ENHANCED MESSAGE-----