-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0uI6oEP7TENwDjNo5TnlZeRwccUi1JcmpBjPWag0ywSzs8ZVUO5jU3vkxjAdFMG R69l4LjKvcyU8pdx9EvGhQ== 0001140361-04-007083.txt : 20041220 0001140361-04-007083.hdr.sgml : 20041220 20041220173506 ACCESSION NUMBER: 0001140361-04-007083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041216 FILED AS OF DATE: 20041220 DATE AS OF CHANGE: 20041220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLOUNT INTERNATIONAL INC CENTRAL INDEX KEY: 0001001606 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 630780521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4909 S E INTERNATIONAL WAY CITY: PORT LAND STATE: OR ZIP: 97222 BUSINESS PHONE: 503 653 4569 MAIL ADDRESS: STREET 1: P.O. BOX 949 STREET 2: 4909 S E INTERNATIONAL WAY CITY: PORTLAND STATE: OR ZIP: 97222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11549 FILM NUMBER: 041215184 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc1.xml FORM 4 X0202 4 2004-12-16 0 0001001606 BLOUNT INTERNATIONAL INC BLT 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock, par value$0.01 2004-12-16 4 S 0 1464195 16.50 D 15036619 I See footnote This form is a joint filing with the following affiliates of the Reporting Person: Lehman Brothers Inc., a Delaware corporation (?LBI?) LB I Group Inc., a Delaware corporation (?LB I Group?) Lehman Brothers MBG Partners 1999 (A) L.P., a Delaware limited partnership (?MBG 1999 (A)?) Lehman Brothers MBG Partners 1999 (B) L.P., a Delaware limited partnership (?MBG 1999 (B)?) Lehman Brothers MBG Partners 1999 (C) L.P., a Delaware limited partnership (?MBG 1999 (C)?) Lehman Brothers Capital Partners IV, L.P., a Delaware limited partnership (?Capital Partners IV?) Lehman Brothers Capital Partners III, L.P., a Delaware limited partnership (?Capital Partners III?) Lehman Brothers Merchant Banking Partners II Inc., a Delaware corporation (?LB MBP II Inc.?) Lehman Brothers Merchant Banking Partners II L.P., a Delaware limited partnership (?LB MBP II?) Lehman Brothers Offshore Partners II Ltd., a Bermuda corporation (?LB Offshore II Ltd.?) Lehman Brothers Offshore Investment Partners II L.P., a Bermuda limited partnership (?LB OIP II?) LB Blount Investment SPV LLC, a Delaware limited liability company (?LB Blount SPV?) LBI is a wholly-owned subsidiary of Holdings and the direct 100% parent of LB I Group. LB I Group is a wholly-owned subsidiary of LBI and is the general partner of Capital Partners IV, MBG 1999 (A), MBG 1999 (B) and MBG 1999 (C). MBG 1999 (A) is a limited partnership, the general partner of which is LB I Group. MBG 1999 (B) is a limited partnership, the general partner of which is LB I Group. MBG 1999 (C) is a limited partnership, the general partner of which is LB I Group. Capital Partners IV is a limited partnership, the general partner of which is LB I Group. Capital Partners III is a limited partnership, the general partner of which is Holdings. LB MBP II Inc. is a wholly-owned subsidiary of Holdings and the general partner of LB MBP II and a General partner of LB OIP II. LB MBP II is a limited partnership, the general partner of which is LB MBP II Inc. LB Offshore II Ltd. is a wholly-owned subsidiary of Holdings and a general partner of LB OIP II. LB OIP II is a limited partnership, the general partners of which are LB Offshore II Ltd. and LB MBP II Inc. All the shares of Blount beneficially owned by the Reporting Persons are directly owned by LB Blount SPV. LB MBP II owns approximately 41.4% of the equity interests of LB Blount SPV. LB OIP II owns 27.0% of the equity interests of LB Blount SPV. Capital Partners III owns approximately 5.4% of the equity interests of LB Blount SPV. Capital Partners IV owns approximately 15.0% of the equity interests of LB Blount SPV. LB I Group owns approximately 7.1% of the equity interests of LB Blount SPV. MBG 1999 (A) owns approximately 3.6% of the equity interests of LB Blount SPV. MBG 1999 (B) owns approximately 0.4% of the equity interests of LB Blount SPV. MBG 1999 (C) owns approximately 0.1% of the equity interests of LB Blount SPV. JOINT FILER INFORMATION Title of Security: Common Stock, par value $0.01 Issuer & Ticker Symbol: Blount International, Inc. (BLT) Designated Filer: Lehman Brothers Holdings Inc. Other Joint Filer(s): Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019 LB I Group Inc. 745 Seventh Avenue New York, New York 10019 Lehman Brothers MBG Partners 1999 (A) L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers MBG Partners 1999 (B) L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers MBG Partners 1999 (C) L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Capital Partners IV, L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Capital Partners III, L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Merchant Banking Partners II Inc. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Merchant Banking Partners II L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Offshore Partners II Ltd. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Offshore Investment Partners II L.P. 745 Seventh Avenue New York, New York 10019 LB Blount Investment SPV LLC Lehman Brothers Offshore Partners II Ltd. 745 Seventh Avenue New York, New York 10019 Date of Event Requiring Statement: December 16, 2004 Signature on behalf of Other Joint Filer(s): /s/ Barrett S. DiPaolo Vice President and Authorized Signatory /s/ Barrett S. DiPaolo 2004-12-20 -----END PRIVACY-ENHANCED MESSAGE-----