FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
BLOUNT INTERNATIONAL INC [ BLT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 08/09/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 08/10/2004 |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
See footnote(1) | $0 | 08/09/2004 | J(2) | 29,569.05 | 03/02/2001 | 03/02/2013 | Common Stock, par value $.01 | 1,971,270 | (3) | 0 | I | See footnotes(4)(5)(6)(7) |
Explanation of Responses: |
1. $29,569,051.31 aggregate principal amount of Convertible Preferred Equivalent Securities Due 2013 (the "Securities") that bore interest at 12% per annum, compounding annually. Until the fifth anniversary of the original issuance, the Securities paid interest in additional Securities rather than cash. |
2. The reported securities were called for redemption by the Issuer. |
3. Redemption price of $30,049,051.31 for entire issue. |
4. This form is a joint filing with the following affiliates of the Reporting Person: Lehman Brothers Inc., a Delaware corporation ("LBI") LB I Group Inc., a Delaware corporation ("LB I Group") Lehman Brothers MBG Partners 1999 (A) L.P., a Delaware limited liability partnership ("MBG 1999 (A)") Lehman Brothers MBG Partners 1999 (B) L.P., a Delaware limited liability partnership ("MBG 1999 (B)") Lehman Brothers MBG Partners 1999 (C) L.P., a Delaware limited liability partnership ("MBG 1999 (C)") |
5. Lehman Brothers Capital Partners IV, L.P., a Delaware limited partnership ("Capital Partners IV") Lehman Brothers Capital Partners III, L.P., a Delaware limited partnership ("Capital Partners III") Lehman Brothers Merchant Banking Partners II Inc., a Delaware corporation ("LB MBP II Inc.") Lehman Brothers Merchant Banking Partners II L.P., a Delaware limited partnership ("LB MBP II") Lehman Brothers Offshore Partners II Ltd., a Bermuda corporation ("LB Offshore II Ltd.") Lehman Brothers Offshore Investment Partners II L.P., a Bermuda limited partnership ("LB OIP II") LB Blount Investment SPV LLC, a Delaware limited liability company ("LB Blount SPV") LBI is a wholly-owned subsidiary of Holdings and the direct 100% parent of LB I Group. LB I Group is a wholly-owned subsidiary of LBI and is the general partner of Capital Partners IV, MBG 1999 (A), MBG 1999 (B) and MBG 1999 (C). MBG 1999 (A) is a limited partnership, the general partner of which is LB I Group. |
6. MBG 1999 (B) is a limited partnership, the general partner of which is LB I Group. MBG 1999 (C) is a limited partnership, the general partner of which is LB I Group. Capital Partners IV is a limited partnership, the general partner of which is LB I Group. Capital Partners III is a limited partnership, the general partner of which is Holdings. LB MBP II Inc. is a wholly-owned subsidiary of Holdings and the general partner of LB MBP II and a General partner of LB OIP II. LB MBP II is a limited partnership, the general partner of which is LB MBP II Inc. LB Offshore II Ltd. is a wholly-owned subsidiary of Holdings and a general partner of LB OIP II. LB OIP II is a limited partnership, the general partners of which are LB Offshore II Ltd. and LB MBP II Inc. All of the shares of Blount reported herein by the Reporting Persons were directly owned by LB Blount SPV. |
7. LB MBP II owns approximately 41.4% of the equity interests of LB Blount SPV. LB OIP II owns 27.0% of the equity interests of LB Blount SPV. Capital Partners III owns approximately 5.4% of the equity interests of LB Blount SPV. Capital Partners IV owns approximately 15.0% of the equity interests of LB Blount SPV. LB I Group owns approximately 7.1% of the equity interests of LB Blount SPV. MBG 1999 (A) owns approximately 3.6% of the equity interests of LB Blount SPV. MBG 1999 (B) owns approximately 0.4% of the equity interests of LB Blount SPV. MBG 1999 (C) owns approximately 0.1% of the equity interests of LB Blount SPV. |
Remarks: |
JOINT FILER INFORMATION Title of Security: 12% Convertible Preferred Equivalent Securities Due 2013 (the "Securities") Issuer & Ticker Symbol: Blount International, Inc. (BLT) Designated Filer: Lehman Brothers Holdings Inc. Other Joint Filer(s): Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019 LB I Group Inc. 745 Seventh Avenue New York, New York 10019 Lehman Brothers MBG Partners 1999 (A) L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers MBG Partners 1999 (B) L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers MBG Partners 1999 (C) L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Capital Partners IV, L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Capital Partners III, L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Merchant Banking Partners II Inc. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Merchant Banking Partners II L.P. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Offshore Partners II Ltd. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Offshore Investment Partners II L.P. 745 Seventh Avenue New York, New York 10019 LB Blount Investment SPV LLC Lehman Brothers Offshore Partners II Ltd. 745 Seventh Avenue New York, New York 10019 Date of Event Requiring Statement: August 9, 2004 Signature on behalf of Other Joint Filer(s): /s/ Oliver Budde Vice President and Authorized Signatory |
/s/ Oliver Budde | 08/13/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |