-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPLie9DcJ13ZOyRqYRPzqKao/Ztx6tHQbydn3zRE5Cfn2v2jDqYp6zlhLuqYehU+ 46B8JQqCdxvYfFjr6IlrMA== 0001140361-03-003168.txt : 20030904 0001140361-03-003168.hdr.sgml : 20030904 20030904154647 ACCESSION NUMBER: 0001140361-03-003168 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030826 FILED AS OF DATE: 20030904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EOTT ENERGY LLC CENTRAL INDEX KEY: 0001219702 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171] IRS NUMBER: 760424520 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 WEST SAM HOUSTON PARKWAY STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 7139935000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50195 FILM NUMBER: 03881590 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 3 1 doc1.xml FORM 3 X0201 3 2003-08-26 0 0001219702 EOTT ENERGY LLC EOTT.OB 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10022 0 0 1 0 Limited Liability Company Units 2195856 I See footnote This form is a joint filing with Lehman Brothers Inc., a Broker-Dealer registered under Section 15 of the 1934 Act and a wholly-owned subsidiary of the Reporting Person, which is the actual owner of the limited liability company units reported herein. JOINT FILER INFORMATION Title of Security: Limited Liability Company Units Issuer and Ticker Symbol: Eott Energy LLC (EOTT.OB) Designated Filer: Lehman Brothers Holdings Inc. Other Joint Filer: Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019 Date of Event Requiring Statement: August 26, 2003 Signature on behalf of other above filer: /s/ Barrett S. DiPaolo Barrett S. DiPaolo Senior Vice President /s/ Barrett S. DiPaolo 2003-09-04 -----END PRIVACY-ENHANCED MESSAGE-----