-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2GFc402JDIUI6z0exCK2m4QKbmYkrdhYBUUvDb6YJJYsAkPzcRiPgB7ymfrm1Rw bo6Pg17jc8yWiy/25TKYCw== 0001104659-08-011528.txt : 20080219 0001104659-08-011528.hdr.sgml : 20080218 20080219170120 ACCESSION NUMBER: 0001104659-08-011528 CONFORMED SUBMISSION TYPE: FWP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080219 DATE AS OF CHANGE: 20080219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: FWP SEC ACT: 1934 Act SEC FILE NUMBER: 333-134553 FILM NUMBER: 08627202 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: FWP BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 FWP 1 a08-4165_123fwp.htm FWP

Filed Pursuant to Rule 433

Registration No.: 333-134553

 

 

Lehman Brothers Holdings Inc.

 

3M LIBOR Floating Rate Notes due March 20, 2009

 

Issuer:

 

Lehman Brothers Holdings Inc.

Ratings(1):

 

A1/A+/A+

Principal Amount:

 

$300,000,000.00

Security Type:

 

Senior Medium Term Notes

Legal Format:

 

SEC Registered

Issue Price:

 

100% of principal amount

Settlement Date:

 

February 20, 2008 (T+1)

Maturity Date:

 

March 20, 2009

Coupon:

 

4.75188% per annum fixed from Settlement Date to but excluding April 14, 2008; thereafter 3-month LIBOR (Reuters Screen LIBOR01) plus 0.40% per annum, provided that the final interest period commencing on January 14, 2009 shall be determined by reference to 2-month LIBOR plus 0.40% per annum (Reuters Screen LIBOR01 page)

Interest Payment Dates:

 

April 14, 2008, July 14, 2008, October 14, 2008, January 14, 2009 and Maturity Date

Interest Determination Dates:

 

Two London business days prior to the first day of the relevant interest period

Day Count

 

Actual/360

Business Day Convention:

 

Modified Following, Adjusted

CUSIP/ISIN:

 

5252M0DY0 / US5252M0DY09

Denominations:

 

$1,000/$1,000

U.S. Federal Income Tax Treatment:

 

Lehman Brothers Holdings Inc. intends to treat the Notes as variable rate debt instruments, as described under “Supplemental United States Federal Income Tax Consequences—Variable Rate Debt Instruments” in the Prospectus Supplement dated May 30, 2006 filed with the SEC by Lehman Brothers Holdings Inc. In addition, pursuant to the rules governing variable rate debt instruments, the Notes will be treated as issued with original issue discount (“OID”). For a discussion of the tax consequences of owning securities issued with OID, see “United States Federal Income Tax Consequences—Debt Securities—Original Issue Discount” in the Prospectus dated May 30, 2006 filed with the SEC by Lehman Brothers Holdings Inc.

 

 

 

Underwriters:

 

Lehman Brothers 98% (bookrunner)
DZ Financial Markets (1%)
Harris Nesbitt (1%)

 

The issuer has filed a registration statement (including a prospectus) with the U.S. Securities and Exchange Commission (SEC) for this offering.  Before you invest, you should read the prospectus for this offering in that registration statement, and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering.  You may get these documents for free by searching the SEC online database (EDGAR®) at www.sec.gov.  Alternatively, you may obtain a copy of the prospectus from Lehman Brothers Inc. by calling 1-888-603-5847.

 

(1) A credit rating reflects the creditworthiness of Lehman Brothers Holdings Inc. and is not a recommendation to buy, sell or hold securities, and it may be subject to revision or withdrawal at any time by the assigning rating organization. Each rating should be evaluated independently of any other rating.

 

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